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Academic Recruitments
Policies, Procedures, and Best Practices
October 21, 2015
Campus Resources
Academic Personnel
Viktoriya Filippova
Karen Moreno
Joanna Kettmann
Billy Ko
x5428
x5429
x5048
x4441
[email protected]
[email protected]
[email protected]
[email protected]
OEOSH/Title IX Compliance
Lia Cabello
x3294
[email protected]
Academic Affairs Information Technology
Helpdesk
x2495
[email protected]
Office of International Students and Scholars
Tanya Plant
x2354
[email protected]
Online Resources
Academic Personnel
https://ap.ucsb.edu
Red Binder- campus Academic Personnel policies and procedures
Academic Personnel Manual (APM) –
systemwide Academic Personnel policies and procedures
Salary Scales
Online Resources (cont’d)
Academic Affairs Information Technology
https://aait.ucsb.edu/projects/recruit/training.resources
UC Recruit Training Resources and Q&A
How-to Guides for UC Recruit Users
OEOSH/Title 9 Compliance
https://oeosh.ucsb.edu
Policies, Laws and Regulations
Equity Advisor Toolkit
Diversity Recruitment Publications
Agenda
Recruitments
Definition, Purpose
Types of Recruitments
Compliance
Titles requiring recruitments
Pre-Recruitment Activities
FTE plan for senate positions
Non-senate
Recruitment Plan
Selection Process; Short List Report
Search Report
Academic Review, Appointment Case
Post-Recruitment
EOR
Recruitments: Definitions
Soliciting applications for the purpose of finding and hiring the
best candidate for a position
Types of recruitment:
Internal
External (Open)
Single/Multi-Hire
Pooled
Accountability & Compliance
Federal Government
•
OFCCP
•
Protects the benefits of job seekers and wage earners
•
Ensures the promise of Affirmative Action and Equal Employment
Opportunity
State Legislature
•
Proposition 209
•
State Constitution
•
Prohibits discrimination based on race, sex, ethnicity in public employment,
contracting, and education.
Titles Requiring Open Recruitment
All permanent titles (senate faculty, librarians)
Temporary titles (will likely change November 1, 2015):
50% or more and 1 year or more
Lecturers: required after 3 quarters in same department
Exemptions
Admin positions
Recall appointments
Without Salary (any title)
Student Titles
Named Principal Investigator (PI) or Co-PI, for a specific task
Visiting (any title)
Change in series
Postdoctoral Scholars
Pre-Recruitment Activities
FTE (full time equivalency) Plan for Senate Titles
Annual call for FTE Plan
Campus Consultation
FTE allocation by Executive Vice Chancellor
FTE components
Provision number (e.g. PHIL16), aka “salary control number”
Level
Approved Area
Single or joint department, Interdisciplinary (IGPMS, Neuroscience)
Pre-Recruitment Activities
Non-Senate
Need and funding based
No FTE process (no “salary control number” in UC Recruit)
Recruitments: Prior to 9/1/15
Recruitment
Packet
UC Recruit
Case
Processing
Recruitments: After 9/1/15
UC
Recruit
AP Folio
UC Recruit Search Features
Replaced Academic Recruitment Packet
Document recruitment activities
Secures necessary campus review and approvals
Official record of recruitment activities, subject to audit
Three parts:
Search Plan
Short List Report
Search Report
Recruitment Plan: Overview
Basic Recruitment Information (dates, requirements)
Availability and Placement Goals
Advertising and Outreach
Qualifications
Selection Process
Committee members
Departmental Equity Advisor (Faculty Editor Role) Search Committee
Disposition Reasons (NEW)
Recruitment Plan: Basic Information
Recruitment name format: Academic Title+Area
e.g. Assistant Professor in Native American History
Project Scientist in Molecular Engineering
Cross-listed: contact AAIT
Will appear multiple times on “Apply” page
One department will manage the recruitment
Specialty vs Specialization
Description= advertisement
Dates:
Open/Closed/Final
IRD (initial review date, open until filled)
Required and Optional Documents, References
Once the first application is received, no changes can be made to required
documents
Recruitment Plan: Diversity
Availability Statistics
Affirmative Action Plan-AAP (November 1st)
Automatically filled in based on selected Specialty (listed as Job Group
in AAP)
Placement Goals
Intended to increase diversity in recruitments, retention, and advancement of Women
and Minorities at UCSB
Promote balance in the work place
Must be selected (check boxes) in the Diversity section
Multiple Job Groups requires both sets of placement goals
Recruitment Plan: Advertising and Outreach
Ad Placement
Publications
Journals
Websites
Search and Recruitment Efforts
Recruitment Plan: Advertisement
RB VII-7
Diversity statement
EEO Tagline
Best Practices:
Salary; in most cases no maximum
Duration of appointment: allowing a way out
Prevailing wage determination: not too specific
Ad time: setting realistic time frame; minimum of 30 days
APM 500-16 (c) and 510-16 (c)—senate titles only
AAU (Association of American Universities) deadline of April 30
UC Intercampus deadline of April 1
Recruitment Plan: Qualifications
Basic/minimum
Additional
Preferred
*Once Search Plan is approved, the qualifications will be locked
Recruitment Plan: Basic Qualifications
Established prior to recruitment
Included in the advertisement
OFCCP Criteria
Non-comparative
Objective
Relevant to position
The first point of file review
Only those who “meet” will be considered as part of applicant pool
Recruitment Plan:
Additional and Preferred Qualifications
Additional
Required
Must be fulfilled by the start date of appointment
Preferred
Optional
Recruitment Plan: Search Committee
Core Committee
3-5 members (usually tenured professors for senate positions)
May include faculty from other departments, assistant professors, or
graduate students
Selection follows department procedure
Chair, Departmental Equity Advisor (Faculty Editor), Reviewers
Whenever possible, diverse membership
Have viewing rights to complete applications, can comment and flag
applicants
Additional Access
Any additional individuals who need to see applications
Recruitment Plan: Committee Chair
Separate from Department Chair and Equity Advisor
Establishes ground rules
Leads committee through all stages of recruitment
Advertisement
Strategies for advertising
Evaluation criteria
Monitors file review
Leads in voting process
Liaison to department chair
Puts selected candidate forward
Evaluates the search at the end of recruitment
Can be listed as point of contact
Recruitment Plan: Equity Advisor
AKA Diversity or Equal Opportunity Representative
Provides advice to the committee and hiring authority (Control
Point)
Reviews department search plan, demographic diversity of the
availability pool, the applicant pool, the candidates selected for
interviews, and the faculty in the academic unit.
Ensures good faith efforts are carried out
Ensures each applicant is treated equally during the review,
interviewing and hiring process
Part of the core committee, i.e. has voting rights
May not be a staff member
Toolkit at https//oeosh.ucsb.edu
Recruitment Plan: Disposition Reasons
Standard Choices
Custom (up to 5) options can be entered
Can be suppressed on a per-recruitment basis
Required for all applicants who
Have complete applications
Applied on time
Have not withdrawn
Selection Process
Basic qualifications
Ongoing, periodic determination
Can be done by Committee Chair or Department Staff
Only complete applications reviewed
Applicant Pool Report
Best practice: review prior to close/final date
Extend the search if pool not diverse enough
Applicant Status, Disposition Reasons
Must be entered for all applicants
Selection Process
Confidentiality
Equal time for each file
Multiple reviewers
“Long short” list—conference/skype interviews
Requesting letters of reference (if contacts only provided)
Non-senate temporary titles:
Status change to “invite to interview”
Proceed with interviews
Short List Report
Formal Request to Interview Candidates (Senate only)
Update to Recruitment Plan
Status changes: Invite for Interview
Short List Report generated in UC Recruit and submitted for
approval
Interviews
Confidentiality
Equal treatment of candidates
Equal access
Putting final candidate forward
Status changes: Interviewed
Search Report
Documents the outcome of the search
Identifies the selected candidate
Formal approval of the selected candidate and search activities
Status changes: Selected candidate
Disposition reasons for those who interviewed but were not
selected
Updates to the search fields
Search report is generated in UC Recruit and submitted for
approval
Academic Review: Case Process
Approval Authority—RB
Academic review and approval
Step, salary, start-up commitment for senate titles
Checklists—RB
Additional letters, if required for the level of appointment
Existing Letters follow-up
Offer and acceptance vs appointment decision/notification
Status change: Offered, Accepted Offer, Declined Offer, Hired
Recruitments: Final Actions
Courtesy notices
Inactivate Recruitment
Exceptions to Open Recruitments
RB VII-1
Senate Faculty:
Spousal/Partner Hire (to hire or retain a senate faculty member)
Unanticipated opportunity
EVC authority (CAP, CPB, EO consultation)
Non-senate:
Unexpected circumstances
Spousal/Partner Hire (of a senate faculty member)
Unique fit
EO Consultation, Final decision made by the entity with appointment
approval authority (Dean, AVC)