Transcript Slide 1
Pre-award 101
Sallie Quammen and Frances Spalding
02.17.2009
Nuts
and Bolts
Mining Webpages
Resources
Professional Organizations
Binds the University with a set of
terms and conditions
Obligates the university to a line of
scholarly or scientific inquiry
Both the grantor and grantee agree
how funds will be spent
A level of fiscal responsibility is
understood
Results of study will be shared
Grant
Cooperative
Contract
Sub
awards
Agreements
Federal government
◦ Departments like Agriculture
◦ Independent Agencies, i.e. EPA
State Governments
Foundations, i.e. MacArthur
Industry, i.e. General Motors
Non-profit organizations, i.e. Cancer
Society
On
line services like COS
◦ Searches
◦ Alerts
Agency
WebPages
Discipline listings
Grants.gov
Foundation directory on line
Download a copy of the Sponsor’s
Request for proposals (RFP)
Read thoroughly
Discuss project, budget and
deadlines with the PI
If electronic, do you need to
register in the system to submit a
proposal?
Cover page
Abstract
Scientific Narrative, including statement
of work, literature review, methodology
Key Personnel (which may include both a
CV and possibly an Other support page)
Resources
Budget
Appendices
Letters of Support
Direct costs are those identified
specifically with a particular
sponsored activity
Indirect costs (a.k.a. facilities and
administration) are costs incurred for
common objectives and cannot be
identified readily with a singular
sponsored project
Salaries and benefits
Equipment
Supplies and materials
Travel
Consultant
Other direct costs
Preparing a Proposal Routing Form
(a.k.a. PRF)
Routing a form for signatures
Transmit proposal package to SPA.
Based on proposal type, there are
several ways to accomplish this.
Be available for SPA
questions/changes prior to
submission.
Grants.gov proposals must be submitted
to SPA at least five (5) working days prior
to the sponsor's official published
submission deadline.
Paper copies must be delivered to SPA 24
hours before proposal must be mailed.
Other electronic submissions including
FastLane, submission to SPA at least 24
hours before deadline.
Review the budget;
Review matching and cost sharing
requirements and commitments;
Ensure proper indirect costs
calculations;
Check the accuracy of administrative
and institutional information;
Ensure that all regulatory
requirements have been satisfied;
Make certain that proposed contract award
language conforms with University
policies;
Check that any potential conflicts of
interest have been managed or eliminated;
Evaluate potential export control issues;
and
Guarantee that all required
representations and certifications are
included.
Inadequate budget justifications
Missing Subcontract letter of intent
Missing Subcontract scope of work
Math errors, mismatched numbers
Non-compliance with formatting
specifications
Timelines
Checklists – each proposal component:
format, who, what, when
Post-its
Frequent check-ins with PIs
Communication with your GA
Complete your routine application
components early
Check budget numbers against narrative,
justification, cover – does everything match?
Route PRF for signatures as soon as possible
SPA webpage is a wealth of information:
http://www.ospa.umn.edu
Check Sponsor and agency Webpages for
the latest information:
http://www.ed.gov is one such webpage
Grants.gov: www.grants.gov
Other electronic systems:
https://proposalcentral.altum.com/ is an
example
EGMS, a University of Minnesota proposal
prep tool check out: egms.umn.edu
(EGMS labs schedule, check
for proposal creation assistance)
http://www.ospa.umn.edu/GrantGov/Schedules%20an
d%20Calendars/trainingschedule.html
Your department grant office
Mentoring from a more experienced coworker
SPA office, specifically your Grant
Administrator
SPA sponsored Trainings-
http://www.ospa.umn.edu/GrantGov/index.html#training
Training Serviceshttp://www1.umn.edu/ohr/trainingservices/s
pa/index.html
Organizational Effectiveness Trainingshttp://www1.umn.edu/ohr/orgeff/
Library- http://www.lib.umn.edu/registration/
Academic computinghttp://www1.umn.edu/adcs/cbt
GMUN – Grant Management User Network,
University of Minnesota
http://www.ospa.umn.edu/GMUN/index.html
NCURA – National Council of University
Research Administrators
http://www.ncura.edu
SRA – Society of Research Administrators
http://www.srainternational.org
Anything you want to discuss?