Transcript APGI ORG CHART Updated:2015-04-02 08:33 CS

Alcoa Inc.
201 Isabella Street
Pittsburgh PA 15212
Revised April 2, 2015 MJG
Subsidiary of ----
APGI
300 N. Hall Rd; MS# S029
Alcoa, TN 37701
Michael Padgett
President
Division of ----
Chief Compliance Officer
Marion Lucas
Subsidiary of ------
APM LLC
300 N. Hall Rd; MS# S029
Alcoa, TN 37701
APGI dba
APG Trading
300 N. Hall Rd; MS# S029
Alcoa, TN 37701
Marion Lucas
Director and President
Marketing Function outsourced
to Cargill Power Marketing
No facilities shared by Marketing and
Transmission function employees.
Marketing Function outsourced
to Cargill Power Marketing
Tapoco Division
Yadkin Division
Mark Gross
Vice President
Mark Gross
Vice President
Job Descriptions
Names of Affiliates that Employ
or Retain Marketing-Function Employees
Effective 4/1/14 All Marketing Functions outsourced to Cargill Power Marketing
APGI dba APG Trading
300 N. Hall Rd
MS# S029
Alcoa, TN 37701
APM LLC
300 N. Hall Rd
MS# S029
Alcoa, TN 37701
Yadkin Division
of APGI in
Alcoa TN
Badin NC
Mailing Address:
300 North Hall Road
Alcoa TN 37701-2516
Vice President
Mark Gross
Chief System Operator
Tim Poole
Operators
Philip Knode
Tim Ridenour
Charles Wear
Fred White
Richard Williams
Reliability
Engineer
Compliance
Coordinator
Mike Mears
Khalid Osman
Amy Kohntopp
Job Descriptions
Tapoco Division
of APGI in Alcoa Tn.
Mailing Address: 300 North Hall
Road Alcoa TN 37701-2516
Vice President Mark Gross
Chief System Operator
Tim Poole
Operators
Philip Knode
Tim Ridenour
Charles Wear
Fred White
Richard Williams
Reliability
Engineer
Compliance
Coordinator
Mike Mears
Khalid Osman
Amy Kohntopp
Job Descriptions
APGI dba APG Trading
300 N. Hall Rd
MS# S029
Alcoa, TN 37701
As of 4/1/14
All marketing and trade
Functions outsourced
To Cargill Power Marketing
* Alcoa Inc. Employees
Job Descriptions
APM LLC
300 N. Hall Rd
MS# S029
Alcoa, TN 37701
President and Director, APM LLC
Marion Lucas *
As of 4/1/14
All marketing and trade
Functions outsourced
To Cargill Power Marketing
* Alcoa Inc. Employees
Job Descriptions
JOB DESCRIPTIONS
Transmission-Function Employees:
President – Responsible for all of Alcoa Power Generating, Inc.’s operations.
Vice President (Yadkin / Tapoco) – Responsible for maintenance, operations, and reliability.
Manager Hydro System Operations (Yadkin / Tapoco) – Responsible for all the daily operations for Yadkin and Tapoco.
Technical Manager (Yadkin / Tapoco) – Oversees the field operations and engineering functions.
Chief System Operator (Yadkin / Tapoco) – Supervise Yadkin Division’s Balancing Authority and Tapoco Division Transmission daily operations.
Operator (Yadkin /Tapoco) – Operators for Yadkin Division’s Balancing Authority functions and the Tapoco Transmission system.
Reliability Engineer (Yadkin) – Performs engineering duties and planning studies for Yadkin and Tapoco Division.
Chief Compliance Officer – Responsible for ensuring overall compliance activities for the all registered entities and maintaining corporate compliance plan.
Compliance Coordinator (Yadkin / Tapoco) – Responsible for assuring adherence to regulatory requirements and assist in developing procedures.
Operations & Compliance Technician (Yadkin / Tapoco) – Responsible for developing operating procedures and operational studies.
CIP / IPS Compliance Technician – Responsible for technical adherence for IPS / CIP regulatory requirements and IT support to Transmission Function Employees.
CIP / IPS Compliance Analyst - Responsible for record keeping and assuring adherence to IPS / CIP regulatory requirements.
Marketing – All marketing functions outsourced to Cargill Power Marketing.
Legal Officer of APMLLC:
President/Director (APM LLC)- Legal Officer