Transcript Slide 1

Session #50
INDOT’s New Long Range Plan/Capital
Program Management Roadmap
Roy Nunnally, Brad Steckler and Gary Mroczka
INDOT
March 9, 2011
Outline
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Purpose of the Long-Range Plan
New Plan Format Approach
Capital Program Management Structure
& Process
System Performance & Metrics
Data
Project Scoring
Annual Call for Projects
Long-Range Plan Purpose
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Statewide Mobility Corridor Hierarchy
Establishes a long-range vision
for future transportation
investments
Supports the State’s economy
(movement freight, people, &
industry support)
Strategic focus on systems level
mobility & transportation
connectivity (statewide &
regional mobility corridors)
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Safe & high speed connections for
longer distance trips between states,
cities, and towns
Serves as freight arteries throughout
the state
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Planning Classifications
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Census Place (2000)
 SubRegional Corridor
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 Regional Corridors
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 Statewide Corridors
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Proposed Alignments
20
40
Miles
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Long-Range Plan Purpose Cont’d
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Examines critical trends, issues, and needs.
Meets federal requirements:
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“Safe, Accountable, Flexible, Efficient Transportation
Equity Act: A Legacy for Users (SAFETEA-LU) as signed
into law on August 10, 2005. [23 USC 135(c)]) Requires
states to develop and periodically update statewide
transportation plans with a minimum of a 20-year
planning horizon.”
New 2035 (draft) Long-Range Plan Format
New Format Facts
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Will be a “Needs-Based” Plan with links to other “Mode-Specific” Plans
Identifies major capacity needs & deficiencies by corridor
Refers to a 5-10 year construction program
Includes a section on “High Priority Corridors”
Provides for more flexibility in project selection and allows the most
context appropriate improvements to be selected
Supports INDOT’s Capital Asset Management Program
Other states have or are going to this format: AZ, LA, MI, MN, OH, WY
TN, and growing
Avoids having a 25-year list of improvements with many unknowns:
funding, land-use development, demand growth, economy, inflation, &
transportation alternatives
Reduces local anticipation and long-term land impacts to property
owners
New Long-Range Plan Format: 10-Year Construction Program
Why a 10-Year Construction
Program?
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10-years is the maximum timeframe for
developing large expansion type projects.
Easier to manage costs, schedules,
resources, & implement funding targets
Reduces public expectations
Allows for more flexible cross-asset analysis
and prioritization.
Rolling 10-year program is much easier to
amend and prioritize projects.
New Long-Range Plan Format: Needs
Unacceptable Level of Service
Rural = D & Urban = E
2020 & 2035 Deficiencies
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Map Layers
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MPO Districts
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Census
Place (2000)
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Counties
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State
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 Interstate Highway
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MM_2020Amed_Adj
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Miles
INDOT, Created 8/4/10
New Long-Range Plan Format: Plan Concept
Needs & Projects
Identified
Prioritized/Fiscally
Constrained
11-25 Year Period (Long-Range Transportation Needs)
Lots of needs and proposed projects identified based on assumptions, trends,
goals, & input. Minimal information available. Additional planning &
environmental study and local coordination required.
5-10 Year Period (10-Year Construction Program)
Needs are prioritized and fiscally constrained. More
information becomes available, project development
process is beginning. Additional coordination and public
and stakeholder outreach ongoing.
Call for
Projects
Continuous Project
Screening/Scoping
1-4 Year Period (State
Transportation Improvement
Program)
Committed and further constrained
project listing. Right of Way, utilities,
and construction activities are ongoing.
Major Capacity & Maintenance Projects
Construction/Program Ongoing
Limited Project Delivered Based on
Fiscal Constraints & Priority
Projects Delivered
10-Year Construction Program
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Major Moves was the first fullyfunded 10-Year Construction Plan
Based on funding targets by asset
type (pavement, bridge,
congestion/mobility, & others)
Projects are prioritized statewide
& re-evaluated annually
Program is fed by: annual call for
projects, district, MPO, & RPO
input, LRP needs, and technical
analysis.
Requires heavy coordination with
planning partners to ensure the
most context-appropriate
improvements are incorporated
Topics Today
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Fundamentals and Practice
Dimensions and Components
FHWA-Guided Self-Assessment
Data
Defining Investment Programs
Assessing Project Merits
Challenges
Essential Principles
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Systematic, rational, and collaborative
Integrates business/economic and engineering
practices to direct resources
Awareness of consequences to effect informed
decision-making
Information/data- and performance-based
Analytical practices
Explicit assessment of trade-offs
Long-run objectives
Multiple Aspects
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Policy, administrative, technical
Phase
Spatial dimensions
 Systemwide, regional
 Site-specific, localized
 Project-level
Component Systems
 Finance, budget constraints
 Performance measures/standards
 Management systems
 Identification of investment needs
 Planning and programming
 Project execution and operations &
maintenance
Why Operate This Way
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The solution or right choice is not so apparent
Financial limitations; best use of funds
Understanding conditions, consequences
Clear relationships, transparency,
accountability
Integration of components; consistency in
approaches
Platform for reconciling needs, revenue,
transportation performance, and changing
system demand
Predictability
Self-Assessment 2009
 Areas of review: Policy, planning &
programming, program delivery,
information & analysis
 Principal criticisms
Data/Information
 Extent & quality
 Frequency
 Availability
 Application
Reduction &
Representation
of Data
Reduction & Representation of Data
Number of Bridges
Decks < 6
Projected Outcomes to Bridge System Deck
Condition Under Various Investment Cases
1200
1000
800
600
400
Lower $
200
Higher $
0
Start 2011
End 2013
Year
For illustration only.
End 2016
Reduction & Representation of Data
Measure 1
District
Excellent
Good
Fair
Marginal
Poor
1
46.7%
27.7%
13.3%
4.2%
8.2%
2
54.9%
23.0%
10.1%
3.4%
8.6%
3
61.2%
22.6%
8.3%
2.6%
5.4%
4
36.5%
23.9%
15.3%
6.1%
18.2%
5
56.5%
26.3%
9.6%
2.5%
5.0%
6
52.3%
29.2%
10.4%
2.8%
5.3%
All Districts
51.2%
25.6%
11.2%
3.6%
8.4%
For illustration only.
Rut Depth Ratings For 2010 By Percentages:
Reduction & Representation of Data
Measure 2
District
Low
Medium
High
Total
1
86.8%
12.6%
0.6%
100.0%
2
90.5%
8.5%
0.9%
100.0%
3
95.1%
4.2%
0.7%
100.0%
4
85.7%
12.2%
2.1%
100.0%
5
86.6%
11.0%
2.4%
100.0%
6
88.8%
10.1%
1.1%
100.0%
All Districts
88.7%
9.9%
1.3%
100.0%
For illustration only.
Reduction &
Representation
of Data
For illustration only.
Core Functional Areas
 Bridges (and small structures)
 Pavement/road
 Traffic mobility
 Traffic safety
 Other/specialty
Judging Project Merit
 Factors (4-8)
 Scoring measure(s) within each
factor
 Method of analysis within each
scoring measure
 Define schedule/points
For Example, Traffic Mobility
 Crash history
 Current congestion
 Cost-effectiveness
 Road class
 Route continuity, corridor
completion
 Others
$ per centerline miles)
Cost / LengthCost(million
/ Length (million $ per centerline mile)
Cost-Effectiveness
Cost-Effectiveness Score
50
45
Score = 0
Score = 1
40
Score = 2
35
Score = 3
30
25
Score = 4
20
Score = 5
15
10
5
0
0
50
100
150
Effectiveness Index, MEI
Mobility Mobility
Effectiveness
Index
200
250
For Example, Traffic Safety
 Crash history
 Compliance with current standards
 Operational status
 Cost-effectiveness
 Others
Index of Crash Cost (Icc)
Icc
Icc
Icc
Icc
Icc
Icc
<
>
>
>
>
>
0.0
0.0
1.0
2.0
3.0
4.0
and
and
and
and
<
<
<
<
1.0
2.0
3.0
4.0
0
1
2
3
4
5
Points
Point
Points
Points
Points
Points
Challenges
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Role of systems applications
Cross-asset allocation (trade-offs across core
functional areas)
Relationship of operations & maintenance to
capital projects
Fiscal constraints & uncertainties
Flexibility to accommodate changes; risk and
uncertainty
Identifying and addressing any backlog
Practical challenges of worst-first and
preservation focus
Site level vs. systems level view
Key Themes:
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Comprehensive, systematic,
collaborative, data-driven
Sustainability
Multiple levels/views
Structuring an approach and
implementation
Challenges
Topics:
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Who is Capital Program Management?
Annual New Call for Projects
Change Management
Capital Program Management (CPM)
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Finance Business Unit
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Team of 3
Program Management & Oversight
Process Management
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Annual New Call For Projects
Change Management
Mission: Accountability & Executive Reporting, Asset
Management Team Support, Communication
Uncertain Times
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Adaptable and Flexible
Revenue (Federal and State)
Public-Private Partnerships (P3)
Bid Favorability
Construction Spending
Construction Spending Forecast FY 2011 - 2015
$1,600
$1,400
$1,200
$1,000
$800
$600
$400
$200
$0
2003
2004
2005
2006
2007
2008
2009
2010
2011*
2012*
2013*
2014*
2015*
Major New
$293
$361
$244
$297
$411
$383
$766
$643
$1,109
$746
$535
$86
$174
Preservation
$461
$361
$441
$491
$534
$451
$613
$442
$410
$399
$381
$402
$467
Total
$754
$722
$685
$788
$945
$834
$1,379
$1,085
$1,519
$1,145
$916
$488
$641
Construction spending plan. Construction Costs only. Actual amts including 2010. As of Feb 24,2011.
All numbers in millions. Indiana DOT
*Amounts are based upon design estimates which,YTD, have been trending higher that low bid awards by 12%
Construction Spending
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By Asset:
$1,600
$1,400
$1,200
Statewide / Cost Overruns
$1,000
Safety
$800
Bridge
Roadway
$600
Mobility
$400
$200
$0
2011
2012
2013
2014
2015
Relationships
Long Range
Plan (Vision)
Asset Mgmt
(System)
CPM
(Asset/Region)
Approved
Program
(Projects)
Annual New Call For Projects
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Annual Cycle
QC/QA
Project
Apps.
9/1 -9/15
New FY
Setup
Call for
New
Projects
8/1-9/1
Annual
Performance
Report
10/1-12/1
Project Candidates
Build Business Cases
Scoping, Documentation &
Scoring
9/1-12/31
Develop Draft
STIP Project List
9/1-12/15
CPM
Portfolio
Development
& Executive
Approval
New
Budget
Forecast &
Program
Allocation
12/1-1/1
HQ
Planning
System
Analysis
6/1-7/1
2/1-4/1
Asset
Team
Deliberations
1/1-2/1
Reset
Performance
Standards
& Measures
STIP
Amendment
4/1-6/1
Coordinate Draft
STIP w/MPO’s
1/1-3/1
STIP Public
Meetings
3/1-5/1
Finalize
STIP
5/1-6/1
FHWA
STIP
Review/
Approval
6/1-7/1
5 Year Program
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Fiscally Constrained
120%
100%
80%
Unallocated
60%
Stand By
Placeholders
40%
Allocated
20%
0%
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
Annual New Call For Projects
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Capital Program Development Process;
Need
Assessment
Executive
Approval
Project
Scoring
Program
Review
Asset
Allocations
Project
Prioritization
Annual New Call for Projects
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Owners
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Need Identification
Projects Scored
Filtered
Project
2
Project
1
Project
3
Needs Scored
By Owners
Annual New Call for Projects
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CPM / Asset Mgmt
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Finance:
Forecast Revenue
CPM/Asset Mgmt:
Asset Program Allocations
Bridge
Investment
Roadway
Investment
Traffic
Safety
Investment
Mobility
Investment
Annual New Call for Projects
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Asset Teams
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Fiscally constrained
Prioritizing needs to deliver
best return on investment
Project 1
Project 1
Annual New Call For Projects
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Capital Program;
Bridge
Roadway
Traffic
Safety
Mobility
Statewide
Capital
Program
Change Management

Process
Owner
CPM
Asset Team
Executive
Applies
Reviews
Recommends
Approval
Change Management
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Purpose: Discipline / Accountability
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Capital Program Financials
Project Scope
Project Delivery
Executive Oversight
Benefits of CPM/Asset Mgmt
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Asset Performance is Driving Future
Investment.
Data Driven Decision-making
Collaboration and Communication Across
Business Units; Regional & HQ
More Adaptable Business Model
Sustainable
Thank You