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Applying Altered but Ethical Standards of Care David A. Fleming, M.D., MA, FACP Professor of Clinical Medicine Director, MU Center for Health Ethics University of Missouri School of Medicine 573-882-2738 [email protected] Objectives Understand the ethical complexities of emerging threats requiring emergent responses with limited resources Recognize that altered standards are still evidence based standards deployed in nontraditional ways and places Ethical guidance in establishing standards when all cannot be saved Emerging Threats Pandemic: H5N1 (“bird flu”), VRSA, SARS – CDC estimates that the next influenza pandemic will result in 89,000 to 207,000 lost lives and $71.3 Bil. to $166.4 Bil. economic loss. Terrorist attack: anthrax, radiation, bombing Natural: hurricane, earthquake, flood Potential Problem Many epidemic and bioterrorist agent illnesses will overwhelm current health care resources. Current ethics-based criteria for allocation of resources will not apply in situations of mass casualty. – Duty to Respond and Treat – Allocation of scarce healthcare resources Six Critical Challenges in Pandemic Planning The concept of preparedness is not clearly defined. Some preparedness efforts can’t be resolved by individual hospitals. Demand for healthcare will exceed capacity. Staffing will be inadequate. Funding is inadequate. Hospital solvency may be threatened. Center on Biosecurity, University of Pittsburg Medical Center Impact of Past Influenza Pandemics Pandemic Mortality 1918-19 Spanish Flu 1957-58 Asian Flu 1968-69 Hong Kong Flu 1977-78 Russian Flu 500,000 Those Affected <65 years 70,000 Infants, elderly 36,000 Infants, elderly 8,300 Young (<20) Influenza Pandemic 90 Mil sick (~1/3 of population 303,824,640) 10 Mil hospitalized 1.5 Mil requiring ICU 1.9 Mil deaths USDHHS. HHS Pandemic Influenza Plan. 2005 www.hhs.gov.pandemicflu/plan Ventilators Needed 105,000 ventilators available in U.S. – during a regular flu season, 100,000 are in use (McNeil, 2006) National Preparedness Plan indicates a potential need for 742,500 ventilators in a worst case scenario pandemic. $3.8 billion authorized for flu preparedness by Congress – But to buy enough ventilators for a flu outbreak similar to that of 1918 it is estimated that $18 billion will be required. Missouri Pandemic Estimates 2007 Hospital Industry Data Institute, CDC If 35% attack rate (population 5.6 Mil) >27,000 admissions >5,500 deaths (500-800 a week) Non ICU beds available (staffed) 21,890 ICU beds available (staffed) 1,629 – capacity exceeded by week 4 Ventilators available 386 (20% of 1,931) – capacity will be exceeded by week 2 and last over 8 weeks Estimated Impact on Columbia Columbia Area population 10% affected 100,000 persons 20% of those too sick to care for selves 2,000 persons 20% of those require hospitalization -no family to provide care, too 400 persons sick to stay home 10,000 persons Choosing an ethics framework Traditional focus on “respect for patient autonomy” is ineffective for resource poor environments A Utilitarian or “distributive justice” model is more effective for scarce resource allocation. Ethical Complexities Challenges of professional obligation – Selectively not treating those who otherwise might be saved Meeting “altered” standards of care – Moral discomfort … conscientious objection – Work force integrity Physical and emotional exhaustion Personal risk – Alternative providers – Alternative sites of care – Organizational integrity … loss of resources Public trust – – – – Many will not have access who once did Unexpected questions of Futility Questions of fairness, bias, and disparity Questions of transparency, consistency, accountability Ethical Options Considered Utilitarian (White) – Maximize lives saved – Maximize “life years” saved – Opportunity to life through all “life stages” – Elderly and those with functional impairment denied access Values, virtues and duties (Tuohey) Solidarity and duty (Brody) Community (Berlinger) Who Should Receive Life Support? White et al. Ann Int Med 2009;150:132-138 Utilitarian perspective Based on prognosis for survival to discharge Life, life years, life stages Social value Instrumental value (“multiplier effect”) Public engagement A Matrix for Ethical Decision Making in a Pandemic John Tuohey, Ph.D., St. Vincent Med. Ctr. Portland OR Ethical Considerations Contextual realities—communities rather than only hospitals and clinics Solidarity within the profession – Duty to treat even if at risk – Same professional standards but in a different context Solidarity within and between institutions Solidarity between providers and community Social solidarity Shared duty Importance of the Context of the Response For Hospitals resource centered – ”altered standards protocols” – unquestioned authority and objectivity For first responders person centered – Viability (futility) – Compassion and comfort (beneficence) – Parity (Justice) – Room for variability (regional, personal) – Alternative sites available Maintaining Integrity Mission-goals-ideals Hospital—objective criteria for resource allocation Community—person centered criteria Professional—adapting competencies, standards, and practices to contextual changes Futility Do what is clinically indicated Proportionate consideration of… – Medical effectiveness (prognosis) – Benefits/Burdens Room for personal preference Limits of autonomy (right to demand and refuse treatment) Guiding Principles (obligations in a social context) Consistency Accountability Transparency Honesty Reliability (safety) Fairness Guiding Values (personal context) Medical Effectiveness Benefit/Burden (Quality of Life) Urgency Safety Preferences Compassion Fairness Healthcare resources are allocated fairly with a special concern for the most vulnerable With limited resources: The fair distribution of scarce resources in an emergency is governed not by what is best for the individual, but rather “the greater good of the community.” Decisions will be made that result in certain people getting some resources while others do not. Not every need will be fulfilled in a disaster. Respect All, by nature, are worthy of esteem and respect. All must know they will be cared for and treated with dignity. With limited resources: some persons will receive treatment some will receive limited treatment some will receive palliative treatment Missouri Altered Standards Committee MO DHSS (Nancie McAnaugh) Ventilator Protocol Pediatric subcommittee Regional triage team for rural systems Prehospital triage protocol EMS engagement (first responders) Just-in-time “grief training” for managers and supervisors Dialogue with trial attorneys association Public feedback mechanism Consortium MU CHE and MO DHSS Consortium of 4-5 ethics centers Ethical guidelines of palliative care triage for Missouri Statewide network of ethical committees Availability of ethics consults and support Thank You!