Transcript Audit Entrance Conference Presentation Template

Audit Entrance Meeting
.
Insert Company Name Here
Office of Internal Auditing
(Insert Audit Name)
(Insert Date)
Agenda
.
► Introductions
► Value Proposition
► Authority & Responsibility
► Collaboration
► Audit Process
► What Can I Expect
► Audit Scope
.
Audit Team
Name
Title
Name
Title
Name
Title
Name
Title
.
Value Proposition
Insight
Into operations through evaluation/audit
of processes and activities.
Assurance
Reasonable assurance into the
adequacy and efficiency of operations.
Objectivity
Services performed in an objective
manner.
.
Authority
Delegated Authority
Responsibility to You
• The Office of Internal
Auditing has unrestricted
access to all functions,
records, property, and
personnel.
• Utilize property and
information for intended
purposes.
• Adequately secure and
protect sensitive
information.
Audit Process
.
Planning
Fieldwork
Reporting
•Process Discussions
•Direct Observation
•Develop Draft
•Information
Gathering
•Shadowing
•Collaborative Review
•Document Review
•Relationship
Building
•Re performance
•Exit Meeting
•Mgmt Reponses
(15 business days)
•Distribution
CONTINUOUS COMMUNICATION
.
Collaboration
Board
Management
Audit
.
What Can I Expect
► Direct Observation
► Shadowing
► Documentation Request
► System Access Request
► Weekly Status Updates
► Confidentiality
► Honest Objective Assessment
.
Preliminary Audit Scope
► testing
► Testing
► Testing
Questions
.
?