Transcript Slide 1

Services Lead to Success
Strategies for Repository Growth
Isaac Gilman
Scholarly Communications & Research Services Librarian
Pacific University
February 8, 2012 | ALCTS Webinar Series
Isaac
 Managed repository since 2009
 Helped draft copyright usage guidelines
and revised IP policy for Pacific
 Co-chair of Pacific’s IRB
 Shameless plug:
Now accepting submissions for Journal of Librarianship and Scholarly
Communication (jlsc-pub.org)
Pacific University | Library
 Founded 1849
 Forest Grove, Hillsboro, Eugene
 3,368 students
 Forest Grove, Hillsboro
 7 faculty, 10 staff
 208,780 volumes
CommonKnowledge
CK: Basic Spec Sheet
• Digital Commons®
• Five primary content types/modules:
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Series
Monographs
Image galleries
Events
Journals
Caution: Generalizations Ahead
Why an IR?
• Common for initial motivations to be internal
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We are interested in collection-building
We are interested in digitization projects
We want to support open access to knowledge
We think exposing local content through
metadata harvesting and interoperable
platforms is important
But...
...our user communities aren’t us
• They are interested in services – e.g. if the
content is available, it doesn’t matter if it’s from
our carefully built collections
• They are busy with their own projects and
scholarly pursuits
• They would probably support open access, if
they had two free seconds to think about it
Therefore...
Four Premises of IR Success
• A repository must be necessary to be successful
• Valuable collections are a byproduct of
necessary services
• Services should actively support the institution’s
mission, values and goals
• Services will create dialogue and beget new
services
Premise I
Identify – or create – a context in
which repository-based services are
necessary
Creating a context takes more than amusing marketing
Context requires shared understanding
• December 2008: Attended ARL/ACRL Scholarly
Communication Institute
▫ Vice Provost for Research, Library Director, Library
faculty member (future repository manager)
• Factors leading to participation:
▫ New Research Office
▫ Desire for environment/infrastructure to support
faculty research and scholarship
▫ Desire to investigate potential Library/Research Office
partnerships in support of scholarly communication
activities
Outcome of shared understanding
“Overall, my judgment is that Pacific is greatly advantaged by these
involvements, and that something like an institutional repository, a ‘Scholar’s
Bank’ or some virtual spaces where we can support the academic work of the
campus, is urgently needed. [...]
What is at stake here? Given the imaginative capacities of the new software
technologies, it’s now possible to store, manage and disseminate academic
products of all kinds. So we can store undergraduate theses from Arts and
Sciences, clinical images from Optometry, run a journal of evidence-based
practice for the OT school, establish a Research Commons for faculty to share
works-in-progress with colleagues here and elsewhere, and offer a much wider
range of opportunities for faculty to gain access to the wider scholarly
community through Open Access mechanisms. In short, we can establish a
significant profile in the knowledge community by taking these steps.”
-Vice Provost for Research
Selected slides, Provost’s Council Presentation, December 2008
Building a context
• Context discussions should be both institutional
and individual
▫ Individual: specific to a department, school, unit,
etc.
• At Pacific, building an individual context
ultimately led to fast-tracking our repository
implementation
▫ Hosted conference materials for College of
Optometry
Selected slides, Optometry Brown Bag Presentation, April 2009
Building a context: Bottom Line
• Context allows both the institution and
individuals to see how a repository can support
initiatives that are important to them
• Creating (or identifying) context is key to both
implementation and sustainability
▫ External champions/invested users are vital
Premise II
Developing useful services will
lead to valuable collections
How can we use CK to serve you?
• Requires a real (not invented) need
▫ There is not a user need for every service, but there is a
service for every user need
• Requires understanding
▫ What is important to the
discipline/department/faculty?
• Requires relationship
▫ What are you doing, and how can I partner with you?
College of Health Professions
• Requires relationship
▫ Started with instruction, service and genuine
interest (due to lack of personal knowledge!)
• Requires understanding
▫ The quality of care and the quality of the providers
being created. EBP is a key component of this.
• Requires a real (not invented) need
▫ Evidence-based practice requires access to
evidence.
Case Study 1. Interprofessional Case Conferences
• Capturing materials that would otherwise be “lost”
 Faculty member linked to these as supplementary materials in a
journal article – because the publisher couldn’t support them
• Being consistent with College’s mission
• Increasing visibility for the College online
Case Study 2. Faculty Work
• Clearest connection to evidence-based practice
• “Full-service” model – copyright compliance,
formatting, posting
Case Study 2. Faculty Work – The Pitch
Case Study 3. Occupational Therapy
• Background: Body of available evidence is not as
large as for some disciplines; however, the emphasis
on evidence-based practice has grown over the past
decade.
• Met with faculty (individually and as a whole) to
discuss sharing published work
• Identified types of student work appropriate to
share
▫ Critically Appraised Topics (CATs)
▫ Innovative Practice Projects
Case Study 3. Occupational Therapy
• Students are able to contribute to their discipline’s
knowledge in a meaningful way
• CATs consistently show up as some of our mostdownloaded items
Case Study 4. Interprofessional Journal
• Journal builds on strengths of College/University
• Completes the “suite” – services for every type of work
generated in the college
CHP Service “Suite”
• Student work
▫ ETDs: digital submission saves $$ and increases
access
▫ Coursework: students contribute knowledge to their
disciplines
• Faculty work (un-reviewed)
▫ Conference presentations, posters, gray lit, etc.
• Faculty work (previously published)
▫ Post-print formatting
▫ Copyright compliance
• Faculty work (original research)
▫ Peer-reviewed venue (journal)
▫ Publishing support services (technical/managerial)
Focus on Services: Bottom Line
• Seek to provide services that:
▫ Enhance the educational process
▫ Allow faculty and students to contribute in meaningful
ways to their disciplines
▫ Are in service of core values (e.g. EBP)
▫ Are meaningful to those receiving them, not just to the
library
• It’s bigger than the repository...
▫ Frame the repository as “in service” of a greater goal,
not an end unto itself
Premise III
Services should be easily connected to
the institution’s mission, values and
goals
Connect to mission
• Mapping services to core values, e.g.
▫ Teaching and learning
 Heightened visibility for student work may lead to increased
quality of student work
▫ Scholarship
 New venues for scholarly exchange; greater visibility may lead
to new collaborations as well
▫ Sustainability
 Repository contributes to both environmental and economic
sustainability
▫ Diversity
 Possible to share a wide variety of materials, especially those
that may have previously lacked a venue
▫ Civic engagement
 Equitable access to information
Connect to mission
• Map to practical goals and objectives
▫ Recruit (and retain) intelligent, motivated students
and faculty
 Identify ways the repository can be used to recognize
achievement, support teaching/learning/scholarly
activities, etc.
▫ Maintain a record of, and promote, the scholarly
output of the institution
▫ Deliver services either unique in nature or of
distinctive quality (or both) that distinguish the
University from comparator institutions
Connect to mission
• Reinforce the connection
▫ Annual report on repository activities
▫ Funding conversations
▫ Inclusion in Board of Trustee reports
Connect to mission
• Creating connections to the Library mission is as
important as aligning with the University
mission
▫ Formally integrate into existing service area – or
create new one
 Local Collections & Publication Services
▫ Incorporate into core themes/goals...
DRAFT
Focus on Mission: Bottom Line
• Allows us to answer the “why” question
• Makes it more likely that initiatives will receive
support and funding
Premise IV
Services will create dialogue and
beget new services
From one, many...
• Repository-based services change perceptions
▫ Library can no longer be easily categorized or
dismissed
• Services lead to questions
▫ Can the library help us address this need? .e.g.,
 Host a journal
 Address accrediting bodies’ requirements
 Coordinate a conference website
• Services lead to more services
▫ Success leads to new opportunities
Use IR as a "Gateway" Service
• Provides a scalable service
• Start big or start small
• Get them hooked: pilot projects/collections
• Successful repository services can lead to related
non-repository services…
Building out from the repository
• Publishing services and education
▫ Library participation in new minor in
Editing/Publishing
• Intellectual property and open access
• Open educational resources
▫ Faculty development grants for OER use
▫ Potential for using repository to provide access to
locally developed resources
• Support for data management plans
Mountain Forest by Daniele Pellati (Public DomainPictures.net)
The Fifth Premise
Flexibility
• Success requires flexibility in how you use the
repository and what you accept as a “collection”
• Examples:
▫ MFA Alumni News
▫ Center for University Excellence
▫ Material that is already openly available elsewhere
From document
formatting to
podcasts to
conference hosting
And now for something somewhat
different...
The Sixth Premise...
Best Practices
• A repository program will be not be successful in
the long term if it is not governed by ethical and
legal practices
Agony and the Ecstasy
• We seek unique, unpublished content
▫ Makes our repository distinct
▫ Also means we are responsible for vetting it
Common Issues
• Privacy
▫ Student work: is it an educational record under
FERPA?
 Language is submission form can address this
▫ What is the university’s privacy policy?
▫ Medical/health-based collections: is data properly
de-identified/used under HIPAA?
Further Reading:
FERPA and Student Work: Considerations for ETDs
http://www.dlib.org/dlib/january10/ramirez/01ramirez.html
HIPAA and Research
http://www.hhs.gov/ocr/privacy/hipaa/understanding/special/research/index.html
Common Issues
• Research Ethics
▫ Undergraduate student research: Did it receive
proper IRB review?
 Checkbox on submission form
Further Reading:
Office of Human Subjects Research | Code of Federal Regulations
http://ohsr.od.nih.gov/guidelines/45cfr46.html
Contact your IRB
Common Issues
• Copyright
▫ Require permissions or support fair use?
 Impractical for the library to be the copyright police
Recommendations
• Identify which of these are/could be issues for
you
• Communicate with campus stakeholders
(Registrar, IRB, Counsel, etc.)
▫ Specifically in regard to copyright: know your risk
tolerance
• Incorporate into policy or collection
management plan
That’s all. Really.
[email protected]