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e-Prints Soton – an introduction Jessie Hey / Pauline Simpson 13 March 2003 University of Southampton E-Prints Soton - beginnings Project sustainable University model TARDis Project – Targetting Academic Research for Deposit and Disclosure – HEFCE – JISC Programme Focus on Access to Institutional Resources – Other UK Universities : Glasgow, Nottingham, Strathclyde etc – Joint project : UL, ECS, ISS and Academic Community – Ends Jan 2005 Project Personnel Project Director – Sheila Corrall Project Manager – Pauline Simpson Researchers – Jessie Hey (Advocacy) Chris Gutteridge (Software) Admin – Natasha Lucas Steering Group Sheila Corrall (Acad Serv) Mark Brown (Library) Les Carr (ECS) Peter Hancock (ISS) e-Prints Soton TARDis Outcomes – – – – – Dynamic e-Print service for Southampton research (2000) Multidisciplinary collections vs discipline based Extended model – mediated deposit Secure storage of research output Software redesign to support institutional repositories – Reveal - Academic, Cultural, and Technical barriers – Demonstrate multi-department working – e-Print Archives label • Archives – historical - secure • E-Prints Overview Introducing e-Prints Background – Open Archives – Subject and Institutional Archives e-Prints Soton Librarian and Faculty interaction Looking ahead Introducing e-Prints What is an e-Print? Simply an electronic version of an academic paper e.g. Journal article (as copyright allows) Preprint Postprint Working paper Book chapter Conference paper Thesis Technical report Many catalysts for open archives e.g. Open Archive Initiative (OAI) – 1st meeting in Santa Fe, New Mexico 3 years ago Now have an significant solution for open (interoperable) archives in OAI-PMH v 2 (Protocol for Metadata Harvesting) June 2002 Laid down rules which make search services for many distributed archives possible Your database needs to be OAI-compliant! Budapest Open Access Initiative http://www.soros.org/openaccess Launched 14th February 2002 by George Soros’s Open Society Institute Worldwide coordinated movement dedicated to freeing online access Even wealthier institutions afford a small and shrinking proportion of the 4 million articles a year The BOAI Providing universities with the means through institutional self archiving Providing support for new alternative journals offering open online access Open societies need open access To keep up to date Peter Suber keeps up to date with all these activities with the Free Online Scholarship Movement Read his FOS newsletter and now weblog And his Timeline to appreciate the real momentum for self archiving! Subject-based Archives Pioneering example is arXiv set up by Paul Ginsparg in 1991 Based on a culture of High Energy Physics preprints - trad. Science journal so slow and expensive I helped produce the paper listing at CERN in the 70s for circulation around the world the old-fashioned way Now needs a librarian’s eye to improve the subject navigation, formats and interface as it is used also by nontechies Other archives now like CogPrints and RePEc - Working papers in Economics - but not a huge number All 3 here started by enthusiasts arXiv – server weekly usage Red - Number of connections in each week Blue - Number of hosts connecting that week (divide by 10 for correct number) Green - Number of new hosts that week (divide by 10) eScholarship The California Digital Library (created 1997) started producing some discipline based archives: as they produce more they see that both subject and institutional archives will emerge and complement each other. They might, for example, have a branded research centre site and a central repository – TARDis will be exploring these ideas too They may contain a variety of e-Prints from preprints through conference papers through journal articles through teaching materials or even data (as planned by MIT) Institutional Archives Reawakening to value of greater access to an institution’s research Essential increase in visibility of our intellectual output A preservation role (like our traditional archivists) – I have papers that my colleagues who collaborated with me cannot read or do not have a copy of because we do not subscribe to that journal (highlighted by the UK Research Assessment Exercise) – From a departmental database Google can find it if we have self archived it 2nd Workshop on the Open Archives Initiative (OAI): Gaining independence with e-print archives and OAI 17-19th October in Geneva Where the web was born A lively European meeting and oversubscribed Aim: To guide individuals and institutions interested in pursuing open access solutions to scholarly communication but also an update on progress… Presentations on the web and webcast and a bibliography http://documents.cern.ch/age?a02333 One of the conclusions: Less emphasis needed now on underlying technology eg Open Archive Initiative Protocol for Metadata Harvesting (OAI-PMH) which provides the vital interoperability framework. Open Archives Forum disseminates information about European activity An Aim: stimulating building of an open archives infrastructure in Europe Found country activity in: Austria, Belgium, Denmark, Finland, France, Germany, Ireland, Italy, Norway, the Netherlands, Portugal, Russia, Sweden, Switzerland, UK and 20 countries were at Geneva workshop in October Entering another phase Many enabling technologies, standards, and protocols to support institutional repositories already exist e.g. the OAI-PMH protocol to enable interoperability The World Wide Web is taken for granted as part of the infrastructure Supporting Software Software such as EPrints from IAM group University of Southampton is free Pioneered by Prof. Stevan Harnad to further the cause of self-archiving EPrints 2 developed by Chris Gutteridge Eprints mailing lists indicate takeup is global and new users feedback into Eprints (e.g. language) We’re not alone The Case for Institutional Repositories: a SPARC position paper – prepared by Raym Crow July 2002 Supplemented by: SPARC Institutional Repository Checklist and Resources Guide November 2002 Cultural and management issues come to the fore Libraries poised to play a pivotal role – learning how…….. Institutional Repositories: a Workshop on Creating an Infrastructure for Faculty-Library Partnerships October 18th 2002 in Washington, DC Involvement can bring a new closer bond between library and faculty Example of UK planned activities to increase access to scholarly assets FAIR programme for a Focus on Access to Institutional Resources Inspired by the vision of the Open Archives Initiative (OAI) that digital resources can be shared between organisations based on a simple mechanisim allowing metadata about these resources to be harvested into services To support the disclosure of institutional assets: To support access to and sharing of institutional content within Higher Education and Further Education and to allow intelligence to be gathered about the technical, organisational and cultural challenges of these processes… FAIR programme £3 million on 14 projects starting August 2002 Clusters: – Museums and Images – E-Prints – E-theses – IPR – Institutional portals UK Focus on Access to Institutional Resources – e-Prints TARDis: Targeting Academic Resources for Dissemination and dISclosure SHERPA: broader - Consortium of Research Libraries – filling archives and joint infrastructure HaIRST: A testbed for Scotland ePrints-UK – also investigating subject structure using Dewey classification (with OCLC in USA) TARDis Providing exemplar institutional archive at Southampton – practising what we preach and building on the software and advocacy examples provided by Southampton people Combining self-archiving (including departmental archives) and an institutional archive (mediated by the library) Feeding back new demands of each into the EPrints software as librarians (not techies) New opportunities for added value services Using search services e.g. Arc and OAIster, Scirus Could also have more specific subject ones Navigation using services such as CiteBase Finding references e.g. ParaCite New services we haven’t thought of yet Incorporating search engines which find all that is available on both the visible and invisible web…. Find the pearls Search engine adds OAIcompliant databases Scirus.com, the web search engine for scientific information launched by Elsevier Science in 2001, has now made 4 additional OAI sources available to its users. Next to arXiv.org, already available since the beginning of this year, Scirus now includes NASA (incl. NACA and LTRS), CogPrints, The Chemistry Preprint Server (CPS), and The Mathematics Preprint Server (MPS). The data were added by using the OAI-PMH protocol. Scirus now offers its users 107 million science specific pages, including over 17 million proprietary records that cannot be found using generic search engines September 2002 A current departmental publications database to collaborate with Surveying Southampton - examples Department Books Journal Articles and book chapters Full text Archaeology 47 205 2 Chemistry 13 1115 111 Economics 9 348 89 Electronics and Computer Science 131 6877 866 (personal web sites not counted) English 62 181 3 Maths Ed 21 149 34 Politics 49 89 6 Some other observations Astronomy take data from arXiv Economics feed into RePEc Physicists may search SPIRES library database linked to arXiv (recent survey) School of Health Professionals has very nice publications listing for staff but no full text Many demands for publications listings in a variety of formats e-Prints Soton University of Southampton e-Prints Service Concentrate on research output Collaborate with schools Postgraduate and up Diverse publication types and format types – may later steer to preferred Librarian and Faculty Interaction is Fundamental Helping gather information – School/group plans/needs for full text and publication data – How can we best help each other? – What services will make depositing/finding ePrints easier? Being an essential part of the process of adding metadata (TARDis team) – search services have rejected databases with poor metadata Teaching academics, if required, how to produce papers in electronic form and advising on formats and systems for preservation Liasing with academics Finding opportunities to discuss e-Prints at relevant meetings, forums Establishing/maintaining contacts – Policy makers, research support, webmaster, champions Developing the message – to academics: What is e-Prints Soton? e-Prints Soton is the name of the University of Southampton e-Prints Service – a service which will provide a growing database of research literature from the University of Southampton. e-Prints are electronic copies of any research output (journal articles, book chapters, conference papers etc even multimedia). They may include unpublished manuscripts and papers prepared for publication (as copyright allows). An e-Print archive is an internet based repository of such digital scholarly publications which can provide immediate and free worldwide access benefiting both author and reader. The service provides a simple mechanism for enabling researchers to deposit the full text of their work (self-archiving) or to give it to the central service to deposit for them (mediated archiving). It offers advice and guidance on issues such as metadata, formats and copyright. It will aim to ensure the quality of the metadata being added. It provides a complementary service to traditional catalogues and learning resources. Why deposit your research in e-Prints Soton? To make your research more visible and available To promote your work and that of other academics within your community at the University of Southampton To use it as a secure store for your research publications - which can help you to respond to the many requests for full text and publication data To contribute to national and global initiatives which will ensure an international audience for your latest research (other universities are developing their own archives which, together, will be searchable by global search tools) Help and Background Information Contacts: For general enquiries email [email protected] 02380-596112 To discuss developing the service for your department or subject area contact Jessie Hey [email protected] 02380-596112 or your subject liaison librarian The early development is supported within the UK FAIR programme by the TARDIS project whose website http://tardis.eprints.org/ provides additional information http://www.library.soton.ac.uk/ Looking Ahead Learning lessons from pilot areas Practical improvements for both mediated and self-archiving services Involvement in testing, feedback Growing efficient services and skills to support process Using copyright advice from ROMEO project Publisher copyright policies and self-archiving Looking ahead – the bigger picture Rolling out and sustaining input is the key Contributing to wider UK activities Contributing to university policy Contributing to international search services Easier access leading to better research! For further information and to work with the new schools – Jessie Hey tel. 26112 or 07900 584204 [email protected] – Natasha Lucas (usually am) for admin etc – tel. 26112 [email protected] – Library website – TARDis website http://tardis.eprints.org/