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Monitoring and Evaluation of Influence John Young Outline • Why measure impact? • What to measure? • What sort of policy change? • Planning/measuring in complex environments • Behaviour change • Some tools we use • Other tools • A systematic approach • Recommendations • Resources 2 Why should you do M&E? • • • • To To To To learn manage better get more funds keep funders/clients happy • (“what is the guarantee that doing this actually helps us?”) 3 What should you measure? “If you don't know where you are going, any road will get you there” 4 Policy processes are... Cabinet Donors Policy Formulation Agenda Setting Parliament Decision Making Civil Society Monitoring and Evaluation 5 Private Sector Ministries Policy Implementation RAPID Outcome Mapping Approach 6 Policy objectives • Discursive: Clientfocused services • Attitudinal: Farmers have good ideas • Procedural: Participatory approaches to service development • Content: UU20, UU25. New guidelines • Behavioural: Approach being applied in practice 7 Visibility or substance? Visibility Substance Short term ‘relevant’ research Long term research Focus on solutions for ‘agreed’ problems Engage with the definition of the problem Media exposure Lobby, network, horse trading Briefing papers, Opinion pieces Estimates, costed proposals, policy options Website, Blogs, Facebook, etc. Academic publications, long reports Online communities with millions of hits Communities with the right people Delegations at high level global conferences Private meetings at Party conferences and private meetings while planning for the high level conferences Event focused influence Problem focused influence Global Go-To-Survey Prospect magazine Think Tank of the year 8 The Cynefn Framework 9 Focus on behaviour change Project Team Other Actors Inputs 10 Activities Outputs Outcomes Outcomes Outcome Behaviour Change Impact Impact Impact Episode Studies 1970s Professionalisation of Public Services. International Research of services. Structural Adjustment → collapse 1980s Paravet projects emerge. projects – collaborative ITDG projects. research. Privatisation Privatisation. ITDG Paravet network network.and change of DVS. 1990s Dr KajumeRapid spread in North. The Hubl Study KVB letter (January 1998). Multistakeholder WSs → new policies. 2000s Still not approved / passed! 11 Outcome Mapping OUTCOME MAPPING: Building Learning and Reflection into Development Programs Sarah Earl, Fred Carden, and Terry Smutylo http://www.idrc.ca/en/ev-9330-201-1DO_TOPIC.html 12 Social Network Analysis 13 www.odi.org.uk/RAPID/Tools/Toolkits/KM/Social_network_analysi RAPID Outcome Assessment 14 www.odi.org.uk/RAPID/Publications/RAPID_WP_266.htm After Action Reviews • What was supposed to happen? • What actually happened? • Why was there a difference? • What can we learn from this? 15 15 minute team debrief, conducted in a “rank-free” environment. Most Significant Change 1. Collect “stories of change” from different stakeholders 2. Systematic analysis of “significance”. 16 http://www.mande.co.uk/docs/MSCGuide.pdf Impact Logs 17 ODI Impact Logs 18 Contact: [email protected] Others.... • Classical case studies (IDRC, IFPRI) • Stories of Change (Denning) • Innovation Histories (CIAT) • HERG Payback Framework (Hanney) • Micro-Narratives (Snowden) • Impact matrices (Davies) • Peer evaluations (CHSRF) • Systematic reviews? • RCTs? 19 A systematic approach 1. Evidence and advice: • Peer-review of outputs • Uptake logs • Outcome mapping 2. Public campaigns and advocacy • Surveys and focus groups • Media tracking logs • Media/public frame analysis 3. Lobbying • Records of meetings • Tracking people • Key informants 20 http://www.odi.org.uk/resources/details.asp?id=5252&title=monitoringevaluation-me-policy-influence A systematic approach 1. Strategy and direction –are you doing the right thing? 2. Management –are you doing what you planned to do? 3. Outputs – are the outputs appropriate for the audience? 4. Uptake – are people aware of your work? 5. Outcomes and impacts –are you having any impact? 21 3ie PIM Project – Initial ideas 22 Conclusions Research to influence: Measuring impact • Clear objectives • • • • • • • Understand the context • Theory of change • Iterative / learning approach 23 Clear objectives Theory of change 5-levels Multiple methods Triangulation Expect the unexpected Recommendations • Strategy: theory of change, impact pathway, peer review, log frame • Management: appreciative inquiry, logs, AARs, PRINCE2 • Output: logs, peer-review, • Uptake: logs, webstats, surveys • Impact: outcome mapping, stories of change, episode studies, peer review 24 Resources • Helping researchers become policy entrepreneurs. How to develop engagement strategies for evidence-based policy-making. John Young and Enrique Mendizabal. ODI Briefing Paper 53. 2009 http://www.odi.org.uk/resources/details.asp?id=1127&title=becom e-policy-entrepreneur-roma • Outcome Mapping: Building Learning and Reflection into Development Programs. Sarah Earl, Fred Carden, and Terry Smutylo IDRC - http://www.idrc.ca/EN/Resources/Publications /Pages/IDRCBookDetails.aspx?PublicationID=121 • Making a difference: M&E of policy research - ODI Working Paper 281. Ingie Hovland. July 2007. http://www.odi.org.ukwww.odi.org. uk/resources/docs/2426.pdf • A guide to monitoring and evaluating policy influence. Harry JOnes. ODI Background Notes, February 2011 - http://www.odi.org.uk/ resources/details.asp?id=5252&title=monitoring-evaluation-mepolicy-influence 25