Transcript Simfund MF 5.0 - Strategic Insight

www.SIonline.com
590 Fifth Avenue
New York, NY 10036
Tel (212) 944-4455
Fax (212) 730-7730
Strategic Insight
Strategic Insight
Simfund MF 5.0
What is New?
 Copyright 2007 Strategic Insight Mutual Fund Research and Consulting, LLC, and when referenced or sourced Morningstar Inc. and Lipper Inc. All rights reserved. The information, data, analyses and opinions contained herein (a) include confidential and
proprietary information of the aforementioned companies, (b) may not copied or redistributed for any purpose, (c) are provided solely for information purposes, and (d) are not warranted or represented to be correct, complete, accurate, or timely. Past
performance is no guarantee of future results. The aforementioned companies are not affiliated with each other. Reproduction in whole or in part prohibited except by permission.
Any data or commentary in this report is for the internal use of client management companies only and is not to be disseminated to the general public and sales intermediaries in the form of regulatory or other reports, promotional material, or advertisi ng
without the prior written consent of Strategic Insight.
This report has been prepared using information and sources we believe to be reliable; however, we make no representation as to its accuracy, adequacy or completeness, nor do we assume responsibility for any errors or omissions or for any results
obtained from the use of this report, including any action taken with respect to securities referred to in this report. Our employees may from time to time acquire, hold or sell a position in securities mentioned herein. We may from time to time perform
services for any company mentioned in this report. This report is not a prospectus or representation intended to use in the purchase or sale of any securities mentioned in this report.
Strategic Insight is available by subscription and by single copy upon request to the publisher.
Table of Contents








Overview of What’s New in 5.0
Lipper Data
Prospectus Data
Views
Enhanced ETF Data
Graphs
Links to SimfundFiling.com
Future Enhancements in 2007
Strategic Insight
2
3
4
9
13
14
15
17
19
What’s New in 5.0?
 Lipper Data (150+ Data Items)
 (Classifications, Performance, Leader Scores, Survivorship-Bias Free
Rankings, Statistics, and Link to Lipper’s Fund Fact Sheets)
 Prospectus Data
 (Fees, Sub-advisory, Benchmarks)
 Expanded Data for ETFs
 (Morningstar Categories and performance)
 Views
 New Graphs
 Enhanced Links for Simfund Filing subscribers
Strategic Insight
3
Lipper Data
 Lipper Data Points








Classifications (Current and Historical)
Performance
Rankings (Survivorship Bias- Free Rankings)
Lipper Indices
Lipper Leader Scores
Asset Composition
Lipper Flags
MPT Statistics
 Link to Lipper’s Fund Fact Sheets
 Early Update for Lipper
 Update the 10th of each month vs. 21st for the regular update
 Includes Performance and Rankings
Strategic Insight
4
Lipper Data - Integration
SI Assets and Flows
Fund Name
Janus Contrarian Fund
Janus Overseas
Janus Adv Forty -S
Janus Adv Intl Growth -S
Janus Mid Cap Value -Inv
Janus High Yield Bond
Janus Global Research
Janus Adv Long/Short -A
Janus Adv Contrarian -A
Janus Adv Fundamental Equity-S
Janus INTECH RiskMgd Stock
Janus Adv Small Company Val -S
Janus Adv INTECH RiskMngd Cr-S
Janus Adv Mid Cap Value -S
Janus Adv INTECH RiskMngd Gr-S
Janus Research
Janus Adv INTECH RiskMgdIntl-A
Janus Adv Orion -A
Janus Adv Float Rate Hi Inc -A
Janus Adv Mid Cap Growth -S
Janus Adv Intl Equity -A
Janus Adv INTECH RiskMngd Vl-A
Janus Adv Small Mid Growth -A
Janus Adv High Yield -A
Janus Enterprise
Janus Adv Flexible Bond -S
Janus Federal TxEx
Janus Short Term Bond
Janus Glbl Opportunities
Janus Adv Large Cap Growth -S
6/07
Assets
$MM
7,519
8,703
2,490
1,305
6,088
635
197
57
48
77
563
35
45
107
163
4,463
2
2
1
105
1
1
1
1
1,996
39
92
171
168
165
Morningstar
Ratings
Net New Flows ($MM)
2005
2006
Ytd-6/07
-39
549
2,077
-27
1,694
1,264
50
246
522
-2
230
316
632
194
166
-64
-25
90
25
48
53
4
51
0
8
37
6
9
12
130
70
11
-1
0
10
0
22
10
15
25
6
36
44
3
-408
-1,028
3
2
0
0
2
1
-26
-16
0
1
0
0
0
0
0
1
0
1
0
0
-227
-234
-1
-13
-8
-1
-19
-18
-3
-65
-27
-5
-58
-43
-6
-101
-47
-13
Jun'07
Mstar
Rating
5
5
5
5
3
3
5
4
3
4
3
3
4
3
3
3
2
3
2
3
Lipper Data (Classifications, Returns,
Quintile Ranks, Class Averages)
Lipper
Classification
Multi-Cap Core
Intl Multi-Cap Growth
Large-Cap Growth
Intl Multi-Cap Growth
Mid-Cap Value
High Current Yield
Multi-Cap Growth
Long/Short Equity
Multi-Cap Core
Large-Cap Core
Multi-Cap Core
Small-Cap Core
Multi-Cap Core
Mid-Cap Value
Multi-Cap Growth
Large-Cap Growth
Total
Ret %
38.58
43.91
21.90
41.73
22.00
11.01
29.25
Mid-Cap Growth
Loan Participation
Mid-Cap Growth
Intl Multi-Cap Growth
Multi-Cap Value
Small-Cap Growth
High Current Yield
Mid-Cap Growth
Intmdt Inv Grade
General Muni Debt
Short Inv Grade
Global Multi-Cap Value
Large-Cap Growth
26.55
36.35
16.57
14.73
17.29
14.33
21.97
13.92
27.70
24.13
19.00
25.05
10.86
24.65
5.65
3.06
5.12
28.54
20.02
1 Year as of 6/07 (Lipper)
Class Quintile Fund # Funds Total
Avg % Rank
Rank in Class Ret %
19.24
1
2
849
26.17
27.48
1
1
207
38.82
16.37
1
37
717
15.56
27.48
1
4
207
37.83
22.33
3
138
297
15.18
10.52
2
149
447
8.33
18.72
1
19
514
14.67
19.24
1
4
849
19.59
5
674
806
14.85
19.24
5
766
849
12.41
16.51
2
269
732
14.58
19.24
5
776
849
12.33
22.33
3
140
297
15.03
18.72
5
438
514
8.49
16.37
1
1
717
12.87
3 Years as of 6/07 (Lipper)
Class Quintile Fund # Funds
Avg % Rank
Rank in Class
12.11
1
1
644
21.80
1
1
148
8.14
1
3
614
21.80
1
2
148
16.35
4
147
232
8.12
3
163
376
11.41
10.16
12.11
10.62
1
15
671
12.11
3
319
644
13.67
2
174
564
12.11
3
329
644
16.35
4
152
232
11.41
5
330
410
8.14
1
11
614
18.83
6.81
18.83
27.48
20.53
16.87
10.52
18.83
5.54
4.12
4.97
26.98
16.37
13.20
5.06
13.20
21.80
13.84
11.65
8.12
13.20
3.54
4.08
3.04
20.91
8.14
1
34
608
1
99
608
16.41
4
1
2
1
3
5
2
1
1
293
33
164
81
233
222
84
8
116
424
566
447
608
522
236
232
50
717
16.21
3.37
3.28
3.10
12.42
8.55
1
72
485
1
4
5
2
5
3
85
278
182
78
38
274
485
450
221
195
38
614
Easily integrate Lipper data into your existing reports. Early update for Lipper performance and
rankings is available on the 10th of each month.
Strategic Insight
5
Lipper Data - Lipper Leader’s Scores
Ratings from Lipper and Morningstar
combined.
Fund Name
Columbia Marsico Focused Eq -A
Artisan Intl Value
Legg Mason P Small Cap Gro -A
Oakmark Intl -II
RVS Small Cap Value -A
NB Intl Tr -Inv
Pioneer Europe Select Equity-A
ING Real Estate -A
Fidelity Adv Value Strat -T
GS Real Estate Securities -A
MassMutual Sel Fundmntl Val -A
Nuveen Large Cap Value -A
Oppenheimer Main St Fund -N
HighMark Core Equity -Fid
MFS Global Total Return -A
Franklin Aggressive Growth-A
Putnam Europe Equity -A
Gabelli ABC -AAA
Morgan Stanley Balanced -A
AXA ENT Mergers & Acquist -A
6/07 Total Jun'07 Flows
Assets $MM
$MM
Lipper Classification
2,531
1,845
603
665
657
745
202
144
892
427
298
492
244
134
437
107
477
220
127
463
-72
-58
-28
-27
-11
-11
-7
-6
-6
-4
-4
-3
-2
-2
-2
-2
-2
-1
-1
20
Large-Cap Growth
Intl Multi-Cap Core
Small-Cap Growth
Intl Multi-Cap Core
Small-Cap Core
Intl Multi-Cap Core
European Region
Real Estate
Multi-Cap Core
Real Estate
Large-Cap Value
Large-Cap Value
Large-Cap Core
Large-Cap Core
Mix Tgt All Mod
Multi-Cap Growth
European Region
Specialty Dvsfd Eq
Mix Tgt All Gro
Specialty Dvsfd Eq
Overall - 6/07 Lipper
Leader Consistent
Return Score
Jun'07
Morningstar
Rating
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
1
Identify funds that are highly ranked by Lipper (based on Lipper Leader’s Consistent
Return Score), but ranked low by Morningstar (based on Star ratings). Lipper Leader
Scores for Consistent Return represents a fund’s risk-adjusted return ranking, which is
most similar to Morningstar’s overall star rating.
Strategic Insight
6
Lipper Data – Link to Fund Fact Sheets
Use Lipper’s Fund Fact Sheets to identify
sales opportunities.
Strategic Insight
7
Lipper - Graphs
Alger Capital Appreciation - A vs. Multi-Cap Growth Funds
Rolling 3 Year Returns (Primary Class Only)
Alger Capital Appreciation - A vs. Multi-Cap Growth Funds
Trailing Returns as of 6/07 (Primary Class Only)
50.0
40.0
3 Year Total Return (LI) - %
45.0
Total Return (LI) - %
40.0
35.0
30.0
25.0
20.0
15.0
10.0
20.0
0.0
-20.0
-40.0
-60.0
5.0
0.0
-80.0
YTD
1st Quintile
2nd Quintile
1 Year
3rd Quintile
3 Year
4th Quintile
5 Year
5th Quintile
10 Year
12/02
Alger Capital Appreciation -A
1st Quintile
12/03
2nd Quintile
3rd Quintile
12/04
4th Quintile
12/05
5th Quintile
12/06
Alger Capital Appreciation -A
Access additional graphs that user Lipper data. For example, the floating bars illustrate
performance range for a peer group and the performance of a target fund. You are able to
create you own peers in Simfund MF.
Strategic Insight
8
6/07
Prospectus Data
 Prospectus Fees





Prospectus Fees complement the existing
Management Fee
fee data in Simfund, which is based on the
Expense Waivers
audited Annual Report.
12b-1 Fee
Total Expense Ratio
Underlying Funds’ Composite Expense Ratio (Fund of Funds)
 Advisory/SubAdvisory Fee Contract Data
 Advisory/SubAdvisory Fee Contract Breakpoint Schedules
 Hypothetical Breakpoint Fee Schedules
 Stated Performance Benchmarks
 Breakout of Multiple SubAdvisors
 Currently, list of subadvisors provided. Later this year, users will have
the ability to select subadvisors in multi-managed funds and create
analysis.
 Date of Latest Prospectus or Supplement
 Link to SEC Documents (i.e. Latest Prospectus)
Strategic Insight
9
Prospectus Data - Prospectus Fees
The newly added prospectus fees complement the already existing fees in
Simfund, which are based on the audited annual report. Users can now
get fee data for newer funds.
Fund of Funds
6/07 Total
Assets $MM
Franklin Tmpl Founding All-A
Franklin Tmpl Coreflio -A
Franklin Tmpl Modrt Trgt -A
Franklin Tmpl Growth Trgt -A
Franklin Tmpl Perspct Aloc-A
Franklin Tmpl Consrv Trgt -A
FranklinTmpl 2025 RtrmTrgt-A
FranklinTmpl 2015 RtrmTrgt-A
FranklinTmpl 2035 RtrmTrgt-A
FranklinTmpl 2045 RtrmTrgt-A
9,810
509
443
367
223
217
4
3
2
2
Regular Funds
Fund Name
Franklin Income Series -A
Templeton Growth -A
Mutual Shares -Z
Franklin CA TxFr Income -A
Templeton Foreign Series -A
Templeton World -A
TIFI Foreign Equity Series
Franklin Federal TxFr Inc -A
Franklin Small-Mid Cap Gro-A
Franklin Hi Yield TxFr Inc-A
34,589
29,531
13,671
12,920
12,371
9,638
8,428
6,547
5,583
5,252
Strategic Insight
Management
Fee %
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.40
0.57
0.57
0.45
0.59
0.61
0.68
0.45
0.46
0.46
For Fund of Funds research
underlying funds’ composite
expense ratio.
Expense
Waiver %
Other
Fee %
12b-1
Fee%
Underlying
Fund Exp %
Total Exp %
Prospectus
Update Date
0.07
0.15
0.22
0.30
0.22
0.26
0.37
0.24
3.53
6.33
8.41
8.62
0.35
0.35
0.25
0.25
0.35
0.25
0.35
0.35
0.35
0.35
0.70
0.75
0.75
0.82
0.77
0.68
0.85
0.82
0.89
0.89
1.20
1.25
1.47
1.32
1.27
1.18
1.35
1.32
1.39
1.39
6/22/2007
4/27/2007
6/22/2007
6/22/2007
6/22/2007
6/22/2007
6/22/2007
6/22/2007
6/22/2007
6/22/2007
0.09
0.23
0.27
0.04
0.32
0.21
0.14
0.07
0.26
0.06
0.15
0.25
0.64
1.05
0.84
0.58
1.16
1.06
0.81
0.61
0.96
0.62
1/26/2007
12/28/2006
6/29/2007
12/14/2006
4/27/2007
12/15/2006
4/27/2006
12/14/2006
12/14/2006
6/27/2007
0.26
0.22
0.24
3.63
6.43
8.51
8.72
0.01
0.01
10
0.09
0.25
0.24
0.09
0.25
0.10
Prospectus Data – Stated Benchmarks
Portfolio Name
Baron Partners
Meridian Growth
Longleaf Partners Small Cap
Baron Asset
Fidelity Low Priced Stock
Oppenheimer Small Mid Cp Value
Royce Premier Shares
DFA US Micro Cap
DFA US Small Cap
DWS Dreman Small Cap Val
Fidelity Small Cap Stock
Keeley Small Cap Value
Lord Abbett Sml Cap Value
Managers Special Equity
Oppenheimer Main St Sm Cap
Pennsylvania Mutual
Royce Low Priced Stock
Third Avenue Small Cap Value
Wells Fgo Avtg Small Cap Value
iShares Russell 2000 Index
Fidelity Adv Small Cap
Royce Value Plus
Royce Total Return
NB Genesis
Baron Growth
Baron Small Cap
Fidelity Small Cap Independ
SEI SIIT Small Cap
Artisan Small Cap Value
Royce Opportunity
6/07 Total
Assets $MM
3,151
2,071
3,902
4,381
41,237
5,317
5,022
5,370
3,731
2,266
5,070
5,215
4,285
2,653
6,036
4,836
5,050
2,458
4,036
11,175
3,790
2,758
6,347
11,002
6,912
3,481
2,627
2,095
2,396
2,777
Prospectus
Benchmark 1
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Russell 2000
Prospectus
Benchmark 2
S&P 500
Russell 2500
Russell 2500
Russell 2000 Value
S&P 500
Russell 2000 Value
Lipper Small Cap Core
Russell 2000 Value
Russell 2000 Value
S&P 500
S&P 500
Lipper Classification
Long/Short Equity
Mid-Cap Core
Mid-Cap Core
Mid-Cap Growth
Mid-Cap Value
Mid-Cap Value
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Core
Small-Cap Growth
Small-Cap Growth
Small-Cap Growth
Small-Cap Growth
Small-Cap Growth
Small-Cap Value
Small-Cap Value
Compare funds that have the same performance benchmark as stated in
the prospectus.
Strategic Insight
11
Morningstar
Category
Mid Growth
Mid Growth
Small Value
Mid Growth
Mid Blend
Mid Blend
Mid Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Blend
Small Growth
Small Growth
Small Value
Small Blend
Small Growth
Small Growth
Small Growth
Small Value
Small Value
Prospectus Data - Multiple SubAdvisor
Portfolio Name
SubAdvisor Name Detailed
PIF Ptnr Large Cap Value
AllianceBernstein; BNY Asset Mgmt
PIF Ptnr Mid Cap Value I
Goldman Sachs; Los Angeles Cap
PIF Ptnr Mid Cap Value
Neuberger Berman; Jacobs Levy Eqty
PIF Ptnr Small Cap Growth II
Emerald Advisers; UBS Glbl Asset Mgt; Essex Invest Mgmt
Russell Multistrategy Bond
Bear Stearns; Morgan Stanley Inv Mgmt; Delaware; Goldman Sachs; Pacific Life
Russell Quant Equity
Aronson & Fogler; Goldman Sachs; Franklin Portfolio Assoc;Jacobs Levy Eqty
Russell Diversified Equity
AllianceBernstein;Institutional Cap;MFS;Montag & Caldwell;Turner Inv Prtnrs;Marsico Capital;Columbus Circle Inv
Russell Real Estate Securities
Cohen & Steers; Heitman Real Est; INVESCO Instl; RREEF Real Estate; AEW Mgmt & Adv
RVS Small Cap Value
Barrow Hanley; Metropolitan West; Franklin Portf Assoc; Donald Smith & Co
RVS Intl Aggressive Growth
Columbia Wanger ; Principal Glbl Inv
RVS Select Value
Systematic Finl Mg; WEDGE Cap Mgmt
RVS Aggressive Growth
American Century; Turner Inv Prtnrs
SunAmerica Focus Lg Cap Growth Navellier Mgmt; Marsico Capital; BlackRock Inv Mgmt
SunAmerica Focus Value
Third Avenue; Northern Trust; JPMorgan Asset Mgmt
SunAmerica Focus Lg Cap Value AIG Capital; BlackRock Finl; Dreman Value Mgmt
SunAmerica Focused Alpha Gro Baron Asset; Marsico Capital
SEI SIIT Lg Cap Discip Eqty
Smith Breeden; Analytic Invest; Intech; Quant Mgmt Assoc; AlphaSimplex Group
SEI SIIT Core Fixed Income
Western Asset; Metropolitan West; ING Investments; Wells Cap Mgmt; WesternAsset/Londn
SEI SIMT Core Fixed Income
Smith Breeden; Western Asset; Metropolitan West; Wells Cap Mgmt; WesternAsset/Londn
SEI SIT Intl Equity
AllianceBernstein;AXA Rosenberg;Smith Breeden;McKinley;Fuller & Thaler;Capital Guardn Tr;Quantitative Mgmt Assoc
UBS Pace Lg Co Value Equity
Institutional Cap; State Street Glbl; Westwood
UBS Pace International Eqty
Martin Currie; Mondrian Invst Ptr; JPMorgan Asset Mgmt
UBS Pace Lg Co Growth Equity
Marsico Capital; State Street Glbl; GE Asset /London
UBS Pace Sm/Med Co Val Eqty Ariel Capital; Metro West Capital; Opus Invest Mgmt
All subadvisors listed for Multi-managed funds. The ability to select with subadvisors in multimanaged funds will be added later in the year.
Strategic Insight
12
Views
 Five Views (Pre-Defined Universes)





Classic View (same as 4.0)
Standard View
Fund of Funds View
ETF View
Unified View
Drop down box that gives
users quick access to
different Views. To the right of
the drop down box, a brief
description of the universe
selected.
Strategic Insight
13
Expanded ETF Data
Simfund MF 5.0 now includes ETF data from Morningstar, including Categories, Ratings,
Performance, MPT statistics, and more.
Fund Name
PowerShares QQQ
S&P 500 SPDR
iShares MSCI Emerging Mkt Idx
Select Sector SPDR Financial
Select Sector SPDR Energy
iShares Lehman 20+ yr Treasury
iShares MSCI EAFE
iShares MSCI Brazil Index
iShares DJ US Real Estate
Select Sector SPDR Utilities
iShares Lehman Aggregate
Select Sector SPDR Materials
iShares S&P Latin Amer 40 Idx
iShares MSCI Mexico Index
Vanguard Euro Stock Idx -ETF
Vanguard Tot Stk Mkt Idx-ETF
Ultra S&P 500 ProShares
Select Sector SPDR Industrial
iShares Russell 1000 Growth
DJ Euro STOXX 50 ETF
Strategic Insight
Exchange Traded
Fund
ETF UIT / Other
ETF UIT / Other
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
ETF Open-End Fund
6/07
Assets
$MM
18,372
61,698
18,443
2,310
4,905
2,215
46,370
4,161
1,928
3,645
6,177
1,295
2,658
1,587
2,647
8,563
1,086
1,458
10,179
587
Jun'07
Flows
$MM
2,272
1,721
734
665
593
561
433
428
334
318
255
238
238
222
221
202
196
196
162
146
Annualized
Total Return % (6/07)
Morningstar
Category
1 Year 3 Year 5 Year
Large Growth
23.15
8.60
13.06
Large Blend
20.46
11.55
10.57
Diversified Emerg Mkts 42.05
36.51
Specialty-Financial
14.37
10.61
9.97
Specialty-Natural Res
23.53
31.64
23.29
Long Government
5.84
5.46
Foreign Large Blend
26.84
22.00
17.51
Latin America Stock
60.57
64.10
47.16
Specialty-Real Estate
12.18
19.94
17.52
Specialty-Utilities
25.75
22.25
14.10
Interm-Term Bond
5.80
3.73
Large Value
29.00
17.30
14.25
Latin America Stock
59.67
56.62
41.36
Latin America Stock
68.56
48.60
36.26
Europe Stock
32.38
Large Blend
20.35
12.64
11.85
Large Blend
Large Blend
17.35
12.63
12.06
Large Growth
18.82
8.50
9.08
Europe Stock
33.58
24.14
14
Percent Beaten
w/in Mstar Ctg (6/07)
1 Year 3 Year 5 Year
94.30
44.66
93.03
70.59
51.73
62.53
25.11
43.58
49.19
37.04
44.79
65.00
50.00
45.57
100.00 80.00
55.04
60.04
77.87
61.11 100.00 100.00
63.04
35.38
26.62
19.00
40.74
16.42
61.39
57.87
98.88
94.29
91.67
55.56
47.06
52.94
94.44
0.00
0.00
57.39
67.58
72.37
82.20
20.15
69.69
69.57
72.23
42.53
47.12
84.81
57.89
New Graphs – Investment Profile
Dodge & Cox Stock
Morningstar Investment Profile
Fund Information
Morningstar Rating
Category
NASDAQ Ticker
Inception Date
Closed to All Investors
Closed to New Investors

Large Value
DODGX
1/4/1965
No
Yes
Composition%
US Stocks
Non-US Stocks
US Bonds
Non US Bonds
Preferred
Convertible
Cash
Other
Stock %
Large
Mid
Small
77.6%
18.1%
4.4%
Value
32%
5%
Blend
29%
2%
Growth
31%
1%
Manufacturing
Services
Information
Sectors %
Hardware
Software
Media
Telecom
Consumer Services
Healthcare
Business Services
Financial Services
Industrial Materials
Energy
Consumer Goods
Utilities
Strategic Insight
10.25%
3.29%
10.77%
2.77%
8.61%
15.13%
4.80%
13.80%
13.38%
9.96%
6.50%
0.74%
2002
6,051
14,036
2003
9,357
29,437
2004
7,360
43,266
2005
4,637
52,184
2006
4,161
66,186
Ytd-6/07
998
71,977

LV

LV

LV

LV

LV

LV
-10.5%
-18.0%
7.4%
32.3%
28.7%
3.6%
19.2%
13.2%
6.0%
9.4%
5.9%
3.5%
18.5%
18.2%
0.3%
7.2%
9.2%
-2.0%
1 Month
-1.5%
39
461
1,454
6 Months
7.2%
50
586
1,424
1 Year
19.7%
68
765
1,346
3 Years
16.0%
15
134
1,099
5 Years
14.8%
6
41
830
10 Years
13.1%
1
3
392
Morningstar Ratings
Morningstar Return
Morningstar Risk
3 Year

Above Avg
Avg
5 Year

High
Avg
10 Year

High
Avg
Overall

High
Avg
Alpha vs. (S&P 500)
Beta (S&P 500)
R2 (S&P 500)
Sharpe Ratio
Treynor Ratio
4.30
0.94
86.0
1.52
12.81
4.20
0.93
87.3
1.01
12.81
6.37
0.76
66.6
0.69
12.34
Net New Flows $MM
Assets $MM
Overall Star Rating
Category
Ann. Total Return %
Category Average%
+/- Difference
Total Return %
Percentile Rank
Fund Rank
# of Funds
Price/Earning
Price/Book
Price/Cash Flow
Price/Sales
Avg Market Cap $MM
14.96
1.74
8.95
1.13
49,608
15
Statistics
Asset in top 10 Holdings %
Number of Stocks
Number of Bonds
Turnover Ratio
29.1%
81
14.00
Graphs - Scorecard
Mixed Equity Funds
Mix-Asset Targ 2010
Mix-Asset Targ 2020
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Retirement 2010
Price Retirement 2005
5
5
726.4
122.8
3,836
801
16.62
14.73
11.13
9.93
Mix-Asset Targ 2030
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Retirement 2020
Price Retirement 2015
5
4
1,297.1
646.1
5,654
2,830
19.65
18.19
12.92
12.03
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Retirement 2030
Price Retirement 2025
5
5
876.1
599.5
3,779
2,564
21.66
20.77
14.36
13.63
Sector Equity Funds
Financial Services
Mix-Asset Targ 2030+
Price Financial Services 4
Returns as of 6/07 -4.6
Mstar
Flows Assets
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Retirement 2040
Price Retirement 2035
Price Retirement 2045
Price Retirement 2050
Price Retirement 2055
5
5
517.3
345.4
149.7
23.2
16.8
1,942
1,261
412
25
18
Health/Biotech
Mstar
Flows Assets Returns as of 6/07
Mix-Asset
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
21.87
21.84
21.81
465
17.49
13.05
12.43 Price Health Sciences
4
86.0 1,948
as
of 6/07
Mstar
Flows Assets Returns
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
14.44
14.40
13.53
17.22
20.51
17.15
Large-Cap
Mix Tgt All Gro
684
3,210
1,230
1,500
15.3
0.0
Core
257
7
Mix Price
TgtReal
AllEstate
Mod
Multi-Cap
4.9
-3.5
-336.3
157
51
3,193
Specialty Dvsfd Eq
24.28
22.69
26.19
11.27
9.11
7.45
4
337.2
2,523
11.04
Mid-Cap
19.9
-27.2
-207.6
21.43
8,176
3,866
521
915
1,574
24.68
23.23
20.07
22.18
21.05
39.61
26.67
8,649
420
26.37
19.27
22.89
20.87
15.07
20.96
12.38
10.34
6.09
9.02
11.90
10.34
7.11
29.63
-29.7
-35.7
-289.4
441
6,601
7,951
14.41
14.30
14.42
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
13.56
15.94
13.29
18.53
18.79
9.62
8.83
11.78
10.58
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
6/07 107
Mstar 16.57Flows
Assets MidReturns
16.89
Price Diversified
Cap3 Gro as of7.6
Rating 15.92
Ytd-6/07
6/07 1 Multi
Year2Gro
3 Year -0.4
5 Year 40
15.66
Price Tax Efficient
Price Instl Mid Cap Eqty 4Gro
-39.5
453
Price Mid-Cap Growth 4
-311.5 17,426
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Instl Small Cap Stock
3
Price Small Cap Value 4
Price Small Cap Stock 3
16
& Misc
as of
6/07 1,180
Mstar 13.35Flows
Assets
15.36
Price Instl
Large CapReturns
Growth
4
557.6
15.44
Price New6/07
America
Growth
3 3 Year-44.2
Rating 14.20
Ytd-6/07
1 Year
5 Year834
12.57 11.69
12.53 10.42
11.10
9.89
Mstar
Flows Assets Returns as of 6/07 Utility
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Mstar
Flows Assets
Price Mid Returns
Cap Value as of
5 6/07 382.1
Rating Ytd-6/07 Price
6/07Extended
1 YearEqty
3 Year
5 Year41.6
Mkt 4Index
1,995
244
6/07
Mstar
Flows Assets Returns as of Specialty
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Telecommunication
as of 6/07
Mstar
Flows Assets Returns
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
272.9
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Total Equity Mkt Index
4
Price Dividend Growth 4
Price Growth & Income 3
Price Media & Telecomm5
500 Index
as3,662.2
of 6/0724,559
11.70
Price Growth
Stock Returns
5
Mstar 11.08Flows
Assets
Price Blue6/07
Chip Growth
11,237
Rating Ytd-6/07
1 Year4 3 Year614.7
5 Year
Price Tax Efficient Growth
2
20.47 Price Equity Index 500 3
9,270 20.18 11.33 -1.010.40 66
Mix Tgt Alloc Con 953.5
Price Instl Large Cap Core3 Gro
-17.0
32
Mstar
Flows Assets
Price ValueReturns as of
4 6/071,061.2
Rating Ytd-6/07 Price
6/07Spectrum
1 YearGrowth
3 Year5 5 Year25.5
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Small-Cap
23.09
23.27
Growth
Mstar
Flows Assets Returns as of 6/07
S&P
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Returns
as of 6/07 -0.6
23.24 14.70
13.19
Price Capital
Opportunity3
Mstar
Flows
Assets
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
15.28
12.59
10.70
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Strategic Insight
4
285.0 5,725 26.12 30.66
Returns as of 6/07
Mstar
Flows Assets
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Core Domestic Equity Portfolios
9.20
9.18 Price Retirement Income 4
172.4 1,138 12.37
8.33
11.16 10.20 Price Tax Efficient Balanced
3
-2.4
39 10.82
5.40
6.06
13.61 Science
12.81 & Tech
as of
6/07 Funds
Mstar
Flows Assets Returns
Sector
Equity
11.47 11.16
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Price Global Technology 4
Price Developing Technologies
3
Price Science & Technology
3
Mstar
Flows Assets Returns as of 6/07
Long/ShortRating
Equity
Ytd-6/07
6/07 1 Year 3 Year 5 Year
14.75 Price New Era
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Look at a manager’s entire
product line using
Morningstar Categories or
Lipper Classifications.
12.11
Value
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
49.2
146.7
65.2
33.9
20.30
of 6/07
Mstar
Flows Assets Returns as
Real
Estate
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
Options Arbitrage / Strategies
Returns
as ofCap
6/07
Instl Large
Value
4
Mstar
Flows Assets Price
Concntrt5Lg
Cp Val
Rating Ytd-6/07
6/07 1 Price
YearInstl
3 Year
Year
Price Persnl Strategy Income
5
Price Balanced
4
Price Persnl Strategy Growth
5
Price Persnl Strategy Balanced
4
Targ
Natural Resources
Mstar
Flows Assets Returns as of 6/07
2050+Rating
Ytd-6/07
6/07 1 Year 3 Year 5 Year
18.85
16.96
21.90
21.46
12.40
9.60
16.22
15.77
10.91
15.86
15.25
Mstar
Flows Assets Returns as of 6/07
Rating Ytd-6/07
6/07 1 Year 3 Year 5 Year
13.30 Price Diversified Sm Cap3Grow
15.86 Price New Horizons
4
12.75
-6.8
-97.3
92
7,536
15.64
15.20
9.95
12.96
11.53
15.29
Links to Simfund Filing
Link from Simfund MF to SimfundFiling. (SimfundFiling subscription required). For one fund or a group of
funds, users can quickly access the latest prospectus, latest changes filed by the fund, the profile page,
and newly registered funds by the manager.
Strategic Insight
17
Links to Simfund Filing
Link from Simfund MF to
SimfundFiling. The profile page, a
new feature of SimfundFiling, shows
key data from the prospectus on one
page.
Strategic Insight
18
Future Enhancements
 Upcoming Enhancements (to be included this year)




Strategic Insight
Market Index Performance
Monthly Total Return Data for 10 Years (Lipper and Morningstar)
Lipper Data on Closed-end Funds including Performance
Ability to do enhanced analysis on multiple subadvisory data
19