Transcript Document

Health Care Regulation
in the United Kingdom
Jonathan Bracken
Legal Adviser to the UK Health Professions Council
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
The UK Health Regulators
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Nursing and Midwifery Council
General Medical Council
Health Professions Council
General Dental Council
General Optical Council
General Osteopathic Council
General Chiropractic Council
Royal Pharmaceutical Society (GB)
Pharmaceutical Society (NI)
600,000
200,000
160,000
37,000
30,000
3,000
2,000
45,000
300
1,077,300
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
The Health Professions Council
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arts therapists
biomedical scientists
clinical scientists
dieticians
occupational therapists
operating department practitioners
orthoptists
paramedics
physical therapists
podiatrists
prosthetists and orthotists
radiographers
speech therapists
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
The UK Regulatory Model
Each regulator has the power to:
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generate its own revenues
adopt and manage its own budget
appoint its legal and investigative staff
hire, discipline and terminate staff
institute actions in its own name
issue “subpoenas”
share data with others who monitor performance
act on “a preponderance of the evidence”
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
4 Governments; 3.5 Legal Systems
4 health boards
1 EMS
22 health boards
1 EMS
15 health boards
1 EMS
28 Strategic Health
Authorities
533 NHS Trusts
38 EMS
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
UK Demographics
• population of 60 million
• in an area smaller than Oregon
• with an unequal distribution of:
50,000,000 (84%) in England
5,000,000 (8%) in Scotland
3,000,000 (5%) in Wales
1,700,000 (3%) in Northern Ireland
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
A Delivery Snapshot
• regulation covers around 1 million practitioners
– 475,000 are directly employed by the NHS
– 400,000 are independent NHS contractors
• taxpayers fund 85% of UK health care spending
• 10% of the UK population has health insurance
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Regulating Public Services
An example - 41 public Emergency Medical Services
delivering locally managed care but to one national standard
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Key Regulatory Functions
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setting standards
approving education and training
registering practitioners
investigating complaints
adjudicating on fitness to practise cases
prosecuting bogus practitioners
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Integrated Regulation
Sets Standards
approves training that meets them
HPC
registers practitioners who meet them
holds registrants to its Standards
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
The Standards
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Standards of Proficiency
Standards of Education and Training
Standards of Conduct, Performance and Ethics
Standards of Continuing Professional Development
Standards for Returning to Practice
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Standards of Proficiency
“The Council shall …establish the standards of proficiency necessary
to be admitted to the different parts of the register being the standards
it considers necessary for safe and effective practice…”
• Foundation of HPC regulation
• Represent threshold standards for each profession,
which apply:
 on entry to the Register
 on renewal or re-admission
 throughout professional life
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Fitness to Practise
• A non-punitive process conducted by the regulator
• No “prosecution”, “charge” or “guilt”
• Allegations are that a health professional's fitness to
practise is impaired by reason of :
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misconduct
criminal conviction
lack of competence
health
determination of another regulator
• The issues to be determined are:
 is fitness to practise impaired?
 what must be done to protect the public?
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Sanctions
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no further action
mediation
caution
conditions of practice
suspension
striking off
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona
Speaker Contact Information
Jonathan Bracken
Health Professions Council
184 Kennington Park Road
London SE11
011 44 207 227 7077
[email protected]
www.hpc-uk.org
Presented at the 2005 CLEAR Annual Conference
September 15-17
Phoenix, Arizona