Transcript eTheses

eTheses at the University
of Sheffield
Vic Grant
Faculty Librarian for Medicine, Dentistry and Health
University Library
Sept 2010
General Regulations for Higher
Degrees by Research, 2008–09
Regulation 40:
“Three copies of the thesis and an additional copy of the summary
must be submitted to the Registrar and Secretary. The thesis
shall be properly bound using the University Print Service.
When a thesis has been approved, one bound copy shall be
deposited in the University Library. Students registering from
2008–09 onwards will additionally be required to submit the final
copy of their thesis in electronic format, in accordance with the
University's procedures for e-theses.”
What this means in practice
• eThesis submission is mandated for all PhD
registrants from September 2008
• All current PhD students are being strongly
encouraged to submit in electronic form
• Three print copies of thesis still required at
submission
• Students will upload the “final, examined and
awarded” version of their eThesis to White Rose
eTheses Online http://etheses.whiterose.ac.uk/
Benefits to students
• Your thesis will be read
• Will be picked up by anyone doing a keyword Google
search
• Thesis is immediately available for consultation worldwide
• Potential impact on and contribution to profession/subject
area much more immediate than in traditional form
• Indicators for career progression
• Development of career skills: self-marketing; handling of
copyright
Third Party Copyright in Theses
• Traditionally it has been acceptable to include
3rd Party Copyright in print theses under the
examinations exception
• Online theses are being “made available” and
this is a form of publication so it will be
necessary to comply with copyright regulations
What constitutes third party
copyright material?
• Extracts from publications e.g. books or journals
• Illustrations e.g. images, maps, photographs,
tables, models etc.
• Photocopies of published articles (entire)
• Unpublished material
• Film
Short quotations
• If third party material is a short quotation from a
published work, acknowledged and referenced
correctly, this may be included
• A defence of Fair Dealing for the purposes of
“Criticism and Review”
• Such extracts should be “insubstantial” – this term
is not defined
• If in doubt ask yourself whether you would consider
your rights had been infringed if someone else used
a similar quotation from your work
Referencing
• It is important for students to acknowledge their
sources correctly
• It is also important to reference correctly to avoid
accusations of Plagiarism
• Advice from the Library on referencing styles
available via the Information Skills Resource in
http://www.librarydevelopment.group.shef.ac.uk/
Getting Permission 1
• If the material used is more than seventy years
old then it may not be necessary to apply for
permission
• If your extract is short you may not need
permission
• Identify rightsholders – start with publishers
• This can be difficult if they have died and you
cannot contact the Estate/relatives
Getting Permission 2
• Contact information – written permission is
needed (you could use email)
• Precise details of material usage, e.g. the page
numbers or figure numbers
• Details of how/where the requested material will
be used including that it will be included in a
repository and published on the internet
What to do if permission is granted
• Indicate this at the appropriate point in the thesis
e.g. “Permission to reproduce… has been
granted by…”
• Keep a copy of any letters or emails you
received from the rights holders
What to do if permission is not
granted
• Some rights holders may request payment for
copyright permissions or you may not be able to
trace a rights holder
• Consider embargo or editing [dealt with later…]
Embargo of theses
• Main reasons:
•
•
•
•
Commercial sensitivity
Political sensitivity/issues of national security
Privacy of individuals (patient privacy?)
Prior publication
http://www.shef.ac.uk/ris/staff_students_visitors/how_to/thesisemba
rgo.html
• Duration unspecified and should be agreed with
supervisor
Embargo of eTheses
• Where e could be construed as prior
publication
• Where clearance for all third party
copyright material is NOT obtained
• Still require upload of e if embargoed
Embargo of p vs. e Theses
• There will be times when the eThesis is
embargoed – e.g. third party copyright –
but the pThesis is not
• Metadata for the thesis would be available
on the server and give rise to requests for
borrowing
An alternative to e-embargo
• Edit the eThesis to remove material for which
clearance not obtained
• fully, replacing with reference
• partially, to fall within fair dealing provisions, also
providing reference
• p thesis in final, examined and awarded
version must NOT be edited
• In all cases, eThesis must be annotated at
point of change, noted on title page and on
Access to thesis form
Access to Thesis form
• New form will require you to complete
questions about access to and embargo of
your e and p thesis
http://www.shef.ac.uk/ris/staff_students_visitors/how_to/access.html
• Includes additional protection for you as an
author via Creative Commons licence [by-ncnd]
http://creativecommons.org/international/uk/
• To be bound in pThesis (as currently) and to
be front page of eThesis
Uploading
• Theses will be held at White Rose
eTheses Online
• http://etheses.whiterose.ac.uk/
For more information and …
coming soon … a recorded
eTheses lecture by the Library’s
Copyright Officer
http://www.librarydevelopment.group.shef.ac.uk/shefonly/research/etheses.html
Questions?
• Contact
Vic Grant
Faculty Librarian
[email protected]