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Health worker absence, HIV testing
and behavioral change
Markus Goldstein (World Bank)
Joshua Graff Zivin (UCSD)
James Habyarimana (Georgetown)
Kiki Pop-Eleches (Columbia)
Harsha Thirumurthy (UNC-Chapel Hill)
Information and behavior
• Information assumed to shape choices and behavior
• This has implications for effects of HIV testing
Provides information about future health and longevity
• Setting for this study
Antenatal clinic in Kenya where testing is offered to pregnant
women for prevention of MTCT
• Aim: study take-up of HIV testing and impact of
learning HIV status on behavioral outcomes
Two important aspects of HIV testing
• Take-up of HIV testing
Supply and demand side factors influence this, but role of
each not well understood
• Should testing be an important component of policy
response to HIV?
Discussion has largely focused on its impact on sexual
behavior (Coates et al. 2000; Thornton 2008)
Impacts on other outcomes largely neglected
• Take-up of other valuable health services
• forward-looking behavior
Obstacles to scale-up of HIV testing
• Supply and demand side factors
Demand side factors (see Thornton 2008 & others)
• This paper focuses on supply side
Structural constraints (health worker absence)
• Health worker absence in developing world
35% absence rate among public health providers
(Chaudhury et al. 2005)
Limited evidence re: impact on health outcomes
• Also a valid instrument for testing decision
Effects of HIV testing (1): health
outcomes
• Main reason for testing pregnant women: provide
PMTCT medication & advice
In 2005, 11% of HIV+ women in Africa got PMTCT
• Inexpensive & effective meds available for PMTCT
Nevirapine ($0.50 per dose)
In this setting, ARV therapy also given for PMTCT
• Other possible benefits of PMTCT counseling
Healthier mothers and children through safer delivery and
increased take-up of neonatal care
Effects of HIV testing (2): socioeconomic behavior
• Information about future health & expected longevity
should affect number of inter-temporal investment
decisions at household level
Fertility – important assumption in macro models of impact
of AIDS epidemic (Young 2005)
Human capital formation
Asset accumulation
TESTING AND COUNSELLING: HEALTH OUTCOMES
BREAST
FEED
Individual
ANC
HEALTH
OUTCOMES
TEST
BIRTH
LOCATION
Structural
Inputs
PMTCT
TESTING AND COUNSELLING: ECONOMIC OUTCOMES
FERTILITY
Individual
ANC
ECONOMIC
OUTCOMES
TEST
SCHOOLING
Structural
Inputs
INVESTMENT
Summary of results
• Absence rate of 10% of PMTCT nurse
Large effect on uptake of testing and counseling
• Large effect on delivery of PMTCT medications
Safer delivery
Lower likelihood of breastfeeding
• Change in investment behavior among negatives
Asset accumulation
Schooling
• No effects on fertility preferences
Outline
• Panel survey of pregnant women in Kenya
• HIV testing decisions and nurse absence
Survey in Nyanza Province
Kenya adult prevalence 6.7% (1.2
million)
Nyanza Province adult
prevalence of 20%
Rural health center provides
ANC care, and has HIV clinic
that provides ARVs (managed
by AMPATH program)
Survey conducted in two waves
Panel survey of pregnant women
• Wave 1: In-clinic interview before HIV test (July ‘05 – Feb ‘06)
Only first time visitors for current pregnancy interviewed
Short questionnaire, included subjective beliefs about HIV status
650 women from catchment area enrolled
• HIV testing offered after wave 1 interview
• Wave 2: Household interview (May ‘06 – Feb ‘07)
comprehensive socio-economic data collected at home:
• demographics, education, health, employment, sexual behavior, assets, etc
• Interviewed ANC client and spouse
• Completed panel on 591 women (9% attrition)
• Loss to follow up generally due to relocation out of province
Additional data obtained from clinic
• PMTCT logbook
HIV status: continuously updated because pregnant women
could have tested on subsequent antenatal visits
Nurse presence/absence: based on # of women tested
• AMPATH records
Fraction of HIV+ women who enrolled (imperfect
matching)
PMTCT in western Kenya
• Pregnant women typically get tested at first ANC visit
3 visits recommended
• Most common med for HIV+ women: Nevirapine
Given to the mother with onset of labor and drops given to
the baby within 72 hours of birth
Reduces the risk of transmission by about 50%
• In our study setting, ART also given for PMTCT
• Breastfeeding generally not recommended
HIV testing in sample of 591 women
HIV status of women
22.8%
15.2%
61.9%
Negative
Not tested
Source: Chulaimbo ANC Intake, 2006
Positive
Health worker absence & HIV testing
• About 77% of women in panel data tested for HIV
25% of those who tested were HIV+
• Controlling for selection into testing
10% absence rate for PMTCT nurse (relatively small)
• Useful as an instrumental variable to deal with selection
Effect of absence on testing is first stage
Also control for day of the week and prior beliefs
Table 2a: Nurse absence and testing
Table 2b
Nurse present at time of woman's first visit
Age in years
Completed primary school
Married
# of church attendances (past 4 wks)
Number of sexual partners (past 6 mths)
Boils drinking water
HIV subjective beliefs
Moderate chance
Small chance
No chance at all
Livestock ownership
House has non-grass roof
Household resides in clinic catchment
(1)
0.001
(0.002)
-0.020
(0.026)
0.021
(0.039)
0.011
(0.004)*
0.007
(0.035)
0.035
(0.026)
(2)
0.001
(0.002)
-0.017
(0.026)
0.027
(0.038)
0.012
(0.004)**
0.010
(0.034)
0.038
(0.025)
0.012
(0.039)
-0.029
(0.037)
-0.071
(0.049)
0.003
(0.002)
-0.033
(0.028)
-0.001
(0.028)
0.010
(0.040)
-0.032
(0.038)
-0.078
(0.049)
0.003
(0.002)*
-0.032
(0.028)
-0.001
(0.028)
-0.013
(0.029)
-0.028
(0.030)
-0.085
(0.033)**
-0.193
(0.046)**
0.909
(0.080)**
574
0.08
Day of week = Tuesday
Day of week = Wednesday
Day of week = Thursday
Day of week = Friday
Constant
Observations
R-squared
0.865
(0.081)**
577
0.03
HIV testing and behavior change
• Instrument for testing offers opportunity to examine
whether behavior changes after learning HIV status
We estimate separate effects for HIV- and HIV+ women
• Comparison group?
We compare to women who do not get tested but have
similar pre-test beliefs about own status
IV strategy for estimating impact of
testing (by test result)
• Ideally:
Do not know status for non-testers
• Therefore, we assume that
Control for pre-test subjective beliefs
Our assumption (non-testers’ behavior shaped by beliefs)
Subjective beliefs about HIV status
• First, are pre-test subjective beliefs good proxy for HIV
status?
i.e. do pre-test beliefs predict actual test result?
• Second, do beliefs change after learning HIV status?
Perhaps a prerequisite for behavioral change to occur
We examine beliefs about own status and partner’s status
Variation in pre-test subjective beliefs
Distribution of priors
17.7%
12.1%
18.5%
51.8%
Great
Small
Source: Chulaimbo ANC Intake, 2006
Moderate
None at all
Pre-test beliefs do have predictive power
Distribution of priors
Negative
Positive
8.9%
17.8% 10.7%
21.1%
18.9%
44.4%
25.6%
52.6%
Not tested
23.1%
Total
9.7%
17.7% 12.1%
12.7%
18.5%
51.8%
54.5%
Great
Small
Source: Chulaimbo ANC Intake, 2006
Moderate
None at all
Pre-test beliefs & actual test result
Chance of having HIV- great
Chance of having HIV- moderate
Chance of having HIV- small
Day of week controls?
Other controls
Mean of dep. variable
Sample Size
Tested
positive
(1)
Tested
positive
(2)
Tested
positive
(3)
0.272
(0.097)**
0.171
(0.081)*
0.077
(0.059)
0.267
(0.098)**
0.168
(0.082)*
0.079
(0.059)
0.226
(0.098)*
0.126
(0.080)
0.055
(0.059)
N
N
0.197
453
Y
N
0.197
452
Y
Y
0.197
452
Testing and changes in subjective beliefs
HIV testing and behavior change
• Evidence of changes in subjective beliefs about one’s
status provide motivation for other behavioral
responses
• We first estimate average effect across all women who
learn they are HIV+ and HIV- (not interacted with
pre-test beliefs)
Why pre-test beliefs may matter
(Boozer & Philipson 2000)
Costs and Benefits of
testing
Benefit of testing
Cost of testing
Low-risk
High-risk
Prior belief (subj.
belief)
Literature has focused largely on the
effect of HIV testing on sexual behavior
• Policy rationale
Those who test HIV- may have incentives to avoid infection
Those who test HIV+ can be encouraged to adopt safe sex
practices
• Effects are theoretically ambiguous
In both cases, the opposite response possible
• Existing studies of testing and sexual behavior
Coates el al. 2000: VCT, Kenya and Tanzania
Thornton 2005: community-based VCT, Malawi
Impacts on other outcomes also
important for evaluation of HIV testing
• PMTCT take-up, health outcomes
• Socio-economic behavior, particularly forward-looking
decisions
Effects on PMTCT and health
outcomes
Socio-economic behavior
Heterogeneous response by level of
surprise and updating
• As in Boozer and Philipson (JHR 2000)
• Do women who learn more from the HIV test have
larger changes in behavior?
Not much evidence that this matters
Actual test result is more salient than how surprised one is by
the test result
Summary of results
• Absence rates are moderate but have large
effects on PMTCT outcomes
• Pre-test beliefs do predict HIV status, and
these beliefs evolve over time
• Increases in investment behavior for
women who test HIV-negative
• No effect on fertility