Transcript The Gokturk, China and the Five Dynasties

The Gokturk, China and the Five
Dynasties

Wang Gungwu, The Structure of Northern China during the
Five Dynasties, Stanford, Calif. : Stanford University Press, 1967.
 Reference Readings on the Uyghur:
 Barfield, Thomas, The Perilous Frontier, Ch 4 pp131-163;
Sinor, Denis, “Sending princesses to nomads”, Uyghur
Empire in Studies in Medieval Inner Asia, Part V, pp18-19;
 Drompp, Michael, “The Uyghur Chinese Conflict of 840848, in Di Cosmo, Nicola, Warfare in Inner Asian History
(500-1800), pp73-96.
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The Gokturk, China, and the
Five Dynasties
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The Gokturk Empire (552-630)
 The Gokturk and the Sui (581-617)
 The Gokturk and the Tang (617-906)
The Shatuo Turks
 The Five Dynasties and Ten Kingdoms Period (907-960)
 The Shatuo Turks and the Five Dynasties Period
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Reference: The Uyghur Empire: The Uyghurs and the Tang
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Five Dynasties and Ten Kingdoms
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Five Dynasties:
 Later Liang (Han)
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Later Tang (Shantuo Turk)
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後晉 (936-947); 11 years
Ten Kingdoms (Han):
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Later Han (Shantuo Turks)
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後汉 (947 – 950); 3 years
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後 唐 (923 – 936); 13 years
Later Jin (Shantuo Turks)
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後凉 （907-923); 16 years
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Later Zhou (Han)
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後周 (951-960); 9 years
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Chu
Wu
Wuyue
Jingnan
Former Shu
Min
Southern Han
Later Shu
Northern Han
Southern Tang
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Introduction
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The Gokturk known as Tujue (突厥) in medieval Chinese sources,
established the first known Turkic state around 552.
 They originated from the northern corner of the area
presently called the Xinjiang Yughur Autonomous Region.
 They were the first Turkic tribe to use the name "Türk" as a
political name; economic base of the Gokturk was horse
breeding.
Turkic peoples are Northern and Central Eurasian peoples who
speak languages belonging to the Turkic family, and who, share
some cultural and historical traits.
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Introduction (2)
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In the 5th century, the head of the a Gokturk clan went to the
Rouran (Juan Juan) 柔然 (460-545), who dominated the steppe,
seeking protection from China
The Gokturk were famed metal smiths and were granted land
near a mountain quarry which looked like a helmet –this is why
the Chinese called them Tujue 突厥.
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Introduction (3)
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In 546, the Gokturk fought for the Rouran, defeating the Gao-che
高车 and capturing 50,000 tents.
 Their leader, Tümän 土門 asked for a marriage alliance with
the Rouran as a reward.
 But the Rouran refused the request as they despised the
Gokturk who worked in the Rouran iron mines and were
called “blacksmith slaves” (duannu 鍛奴).
The Gokturk conquered the Rouran and established their own
empire.
Tümän granted his brother, Istami, the right to rule over the
west and when Tümän died in 553, his brother allowed Tümän’s
son, Keluo 科羅, to become the supreme ruler of the empire.
 When Keluo died, he was succeeded by his brother Mugan
木杆 who extended the Gokturk empire until it reached
from Manchuria to the Caspian Sea.
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Introduction (4)
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The Gokturk practiced fraternal succession and succession had
been stable from brother to brother until all of Tümän’s sons had
died.
In 576, Tardu, (descended from Istami, Tümän’s brother) became
the senior male of his generation and outranked the sons of his
cousins; he felt that his lineage should now rule.
 This split the Gokturk Empire into two parts (584) -- the
Eastern Gokturk (Dong Tujue 東突厥) and the Western
Gokturk (Xi Tujue 西突厥).
Map of the Western (purple) and Eastern (blue)
Gokturk at their height.
Lighter areas show direct rule;
darker areas show spheres of influence
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Introduction (5)
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The Sui and the Tang played the two Gokturk groups against
each other and the Eastern Gokturk became formally
subordinate to the Chinese Emperor.
The Western Gokturk leader Tardu, almost succeeded in
reuniting the Gokturk empire around 600 but the Chinese
caused a revolt of his vassals, and Tardu died in 603.
By the end of the 700s, the Gokturk brought about their own
end by constantly fighting within the ruling tribes.
In 744, the Uyghur, drove out the Eastern Gokturk rulers and
established the second great Mongolian empire reaching from
the Caspian Sea to Manchuria (744-840).
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The Gokturk and China
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Towards the end of the Northern Dynasties Period, the Gokturk
received gifts from both the Northern Zhou and the Northern
Qi courts; they also acted as mercenaries for them.
 The Eastern Gokturk looked upon a divided northern China
between the Northern Zhou and the Northern Qi as an area
to exploit.
 The Northern Zhou asked for a daughter of the Gokturk
khan and was granted this favor in 565; each year the
Northern Zhou gave the Gokturk 100,000 pieces of silk.
 The Northern Qi also gave the Gokturk riches so it would
not side with its enemies.
 The Gokturk leader felt that his “two children to the south
(the emperors of the Northern Zhou and Northern Qi) are
always filial and obedient” so he should not fear poverty.
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The Gokturk and China:
Sui Dynasty
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The Sui dynasty (581-619), was much stronger than either the
Northern Qi or the Northern Zhou so the Gokturk were not
able to raid China successfully.
During the reign of Sui Yangdi (r.605-618), the Western Gokturk
were only a minor problem as the Gokturk Khan’s mother was a
Chinese who lived in the Sui capital as a hostage and acted as a
liaison person.
 When the Western Khan showed some independence, Sui
Yangdi set up a puppet in his place.
The Eastern Gokturk were a threat along Sui’s northern frontier
so the Sui emperors repaired and extended the Great Wall.
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The Gokturk and China:
Sui Dynasty (2)
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The Sui policy was to weaken the Gokturk as well as use them
against Sui’s enemies. Sui Yangdi:
 Kept the sons and nephews of the Gokturk khans in the Sui
capital for “education”;
 Settled the Gokturk within the Chinese borders;
 Gave tributes and return gifts – Chinese silk for Gokturk
horses, etc.
In 618 Sui Yangdi was murdered and Sui collapsed.
The Gokturk happily received envoys, with gifts, from all rebel
leaders against the Sui.
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The Gokturk and China:
Sui Dynasty (3)
They also received many refugees including part of the Sui
court with whom the Gokturk leader was related through
marriage.
 They supported different groups of rebels with horses and
small numbers of troops but the Gokturk leader himself did
not take part.
The Gokturk elite at that time had traditional Chinese education
but placed strong emphasis on martial virtues and personal
participation in Gokturk cultural traits.
 These families were a mix of old frontier Chinese, Xianbei,
Xiongnu and Gokturk backgrounds but over the years had
lost specific tribal ties and become a social class with strong
aristocratic traditions.
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The Gokturk and China:
Tang Dynasty
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During the rebellions against the Sui dynasty, Li Yuan (r.618626), the first emperor of the Tang, received help from the
Gokturk by promising them all the loot taken during the
campaigns.
During the reign of the second Tang emperor, there were
widespread revolts within the Gokturk due to natural disasters
(629) .
 The Tang sent large numbers of troops and Gokturk leaders
surrendered.
 Within a few years, the Gokturk tribes either went over to the
Tang or fled west.
 China’s problem was what to do with the large number of
Gokturk now under its control.
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The Gokturk and China:
Tang Dynasty (2)
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The emperor decided to do the following:
 Divided them into small tribes,
 Chose 500 leaders from the Gokturk elite to rule over them,
 Chose 100 to serve at court,
 Summoned prominent families to move to Chang’an.
 Incorporated the Gokturk tribal structure into the Tang
government and Gokturk leaders became Tang officials; the
Gokturk now carried Chinese titles and fought by their side
in their wars.
For the next 50 years, Tang Taizong was accepted as ruler over
both the steppe and China and the Gokturk were under Chinese
rule for over 50 years (630-682).
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The Gokturk and the Tang (3)
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Gokturk troops under the Tang banner expanded China’s
borders deep into central Asia.
 By 659, the Tang Emperor of China could claim to rule the
entire Silk Road as far as Persia.
After Taizong’s death, the Eastern Gokturk reunited again
attacked China and China returned to the defensive policies used
by the Han.
 The Gokturk tried to attack the Chinese frontier but failed as
the Tang was able to attack the Gokturk before they were
fully organized and a number of tribal leaders abandoned the
frontier for the old Gokturk homeland in Mongolia.
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Five Dynasties and Ten Kingdoms
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The Five Dynasties in the North succeeded each other.
 Two of the five were ruled by persons of Han origin– the
first and the last -- the Later Liang and the Later Zhou.
 Three of the five – Later Tang, Later Jin, and Later Han –
were ruled by the Shatuo Turks who had descended from the
Western Gokturk.
The Ten Kingdoms, in the South existed at the same time
occupying different parts of southern China.
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Five Dynasties and Ten Kingdoms (2)
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This Period was a result of the disintegration of the Tang when
power went from the centre to the provinces.
The Tang had created a system of regional military governors,
jiedushi 节度使, to guard the frontiers.
 The governors had started as agents of the court responsible
for logistics and troop support in the border provinces but
they became more powerful as the central government
became weaker.
 In the 8th century, these governors gradually had authority
over civil as well as military affairs.
Five Dynasties and Ten Kingdoms ()
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A century of struggle between the centre and the borders
resulted in the rebellion led by Huang Chao (d.880).
 His army plundered and burnt several cities, in 880 Huang
Chao's forces sacked both Chang’an and Luoyang, the biggest
cities in China.
The Tang asked for help from the Shatuo Turks, led by Li
Keyong 李克用.
 Li re-captured Chang’an and the Tang emperor was returned
to the capital (883); Li was rewarded with the military
governorship of much of northern China.
Five Dynasties and Ten Kingdoms (5)
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Huang Chao was finally defeated by a coalition of Li Keyong and
Zhu Wen 朱文.
 Zhu had been a lieutenant under Huang Chao but had
surrendered to the Tang.
 He surrendered to the Tang Dynasty, helped to suppress the
rebellion and was named governor of Kaifeng.
After the Huang Chao (d.880) Rebellion (875-884), the military
governors were de facto independent.
The court had to use armies in or near the capital to oversee the
governors; these palace armies were often led by eunuchs.
 The use of eunuchs and their increase in power was resented
by both the civil and military officials.
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Five Dynasties:
The Later Liang (907-923)
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In time, Zhu Wen 朱文 (852–912), became the most powerful
military governor in North China.
 He tried to get rid of eunuch power, killing 700 of them, and
forced the Tang emperor to relocate from Chang’an (Sian) to
Luoyang in 903.
 He assassinated the emperor in 904 and ruled through a 13year old puppet; three years later he forced his puppet to
abdicate and proclaimed the founding of the Later Liang
Dynasty with himself as emperor.
Many of the other warlords had declared their own
independence and not all recognized Zhu Wen as emperor.
Zhu Wen was murdered by his son and the Later Liang dynasty
ended when it was conquered by the Shatuo Turks leading to the
rule of three successive Shatuo Turk dynasties.
Five Dynasties:
The Later Tang (923-936)
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The strongest enemy of Zhu Wen, of the Later Liang, was the
Shatuo沙驼 Turk, Li keyong 李克永, who fought under the
slogan, “Restoration of the Tang”.
 The Tang had adopted the leader of the Shatuo Turks into
the imperial family and gave him the name of “Li”.
By the early 890s, Li Keyong was a threat to Zhu Wen who then
tried to alienate Li Keyong’s relations with the Tang court.
Li Cunxu 李存勗, son of Li Keyong, defeated the Later Liang
armies along the Yellow River, ending the dynasty in 923.
 He then proclaimed himself as the successor of the Tang
emperor (related by the Li surname – “brothers”).
 Within a few months, the Later Tang swept away the Later
Liang and unified much of North China.
Li Cunyu was killed by his army during a mutiny in 925 and was
succeeded by a relative, Li Siyuan 李嗣源 .
Five Dynasties:
The Later Tang (923-936) (cont.)
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When Li Siyuan died, he was succeeded by his son, Li Conghou
李從厚 who was overthrown by his adopted brother, Li Congke
李從珂, who usurped the throne.
The Later Tang, at its height, controlled more territory than did
the Later Liang.
 The largest expansion of the Later Tang occurred in 925
when they conquered the Former Shu State, centered in
present-day Sichuan.
 However, a Later Shu state was again restored 10 years
later, one year before the fall of the Later Tang.
The Later Tang ended as the result of a rebellion led by the
emperor’s brother-in-law.
Five Dynasties:
The Later Jin (936-946)
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In 936, Shi Jingtang 石敬瑭, the brother-in-law, of the last Later
Tang emperor, rebelled with the help of the Qidan 契丹 of
Manchuria, who had been allies of the Later Tang but now
turned against it.
 Shi took over Luoyang and established the Later Jin 後晉
(936-946) and gave 16 prefectures around modern Beijing to
the Qidans in return for their help.
 He also gave the Qidan annual tributes and the Qidan began
to view the Later Jin as their puppet state and tried to take it
over for themselves.
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Five Dynasties:
Later Jin (936-947) (cont.)
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Shi Jingtang’s successor listened to the advice of an official, who
was anti-Qidan, and it led to a three-year war that ended the Jin
dynasty.
 The emperor was deposed by the Qidan and lived in
Manchuria until his death.
The Qidan overran the Jin capital at Kaifeng with help from key
officials of the Jin court and began to try and rule directly.
 The Qidan (Yelu Yuan 耶律阮 : r.947-951) proclaimed a
Liao dynasty (907-1125) ruling the 16 prefectures around
modern Beijing.
 They tried to occupy the territories they had conquered from
the Later Jin but were unsuccessful as the Shatuo Turks
refused to submit to the Qidan.
Five Dynasties:
The Later Han (947-950)
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Rebellions arose and another Shatuo general, Liu Zhiyuan 劉知
遠 , seized Luoyang and Kaifeng and declared a new dynasty,
with himself as emperor.
 As he had the same surname Liu as the imperial family of the
Han he called his dynasty, Han (947 – 950).
His successor listened to the advice of his officials and attacked
the Qidan who had kept the 16 provinces ceded to them by the
Later Jin.
 The Empress Dowager Li tried to advise the young emperor
against doing so but he would not listen and she had to stand
by and watch him murdered by the military.
 A puppet was placed on the throne for a month with the
Empress Dowager as regent.
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Five Dynasties:
Later Han (947-951) (cont.)
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The regent, Empress Dowager Li, was thewife of the Liu
Zhiyuan, founder of the Later Han, and was especially trusting of
one of her officials, Guo Wei 郭威.
 Guo Wei had worked for Shi Jingtang (founder of the Later
Jin) who had found him indispensable.
 ED Li, finally deposed the child puppet emperor and gave
Guo Wei the throne in a peaceful transfer of power.
Guo Wei declared a new dynasty, the Later Zhou.
Meanwhile, a member of the Later Han imperial family, Liu
Chong, set up a Northern Han regime in Taiyan and asked the
Qidan for help to defeat the Later Zhou.
Five Dynasties: Later Zhou (951-960)
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Guo Wei ruled for only three years as his health deteriorated.
 He had started out by campaigning against the Qidan by
attacking their protectorate the Northern Han set up by Liu
Chong.
 The invasion resulted in the assassination of the newly
enthroned Qidan ruler.
 Guo Wei was succeeded by his adopted son, Chai Rong 柴榮
 Chai Rong was a brilliant general and within 6 years he had
expanded the dynasty.
 Chai Rong attacked the Qidan Empire to recover the 16
prefectures but Chai became ill and died leaving a boy
emperor on the throne.
End of the Five Dynasties
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The following year, the Later Zhou general, Zhao Kuangyin 趙
匡胤 staged a coup and took the throne for himself establishing
the Song dynasty.
This marks the official end of the Five Dynasties and Ten
Kingdoms period.
 Over the next two decades, Zhao Kuangyin and his successor
Zhao Kuangyi (his brother) defeated all of the other
remaining 10 kingdoms, conquering Northern Han in 979
and reunifying much of China by 982.
However, the 16 prefectures were still under the Qidan and
western China was ruled by the Tanguts (Tibetan origin).
This remained a problem for the Song dynasty.
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Reference:
The Uyghur Empire
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The Uyghur "Uyghur" 维吾尔 was one of the largest and most
enduring Gokturkic peoples living in Central Asia.
8.68 million Uyghurs (2004) live primarily in the Xinjiang; some
live in Taoyuan, Hunan, as well as Beijing and Shanghai.
There are also existing Uyghur communities in Kakazhstan,
Kyrgyzstan, Ubekistan and Gokturkey.
The earliest use of the term 'Uyghur' (Weihu) was during the
Northern Wei Dynasty (386-534 CE) – part of the Gaoche.
They were a tribal federation ruled first by the Xiongnu, then by
the Rouran (460-545), by the Hepthalites (541-565) and then by
the Eastern Gokturk (GorGokturk).
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Hepthalites (also known as White Huns, the Yanda 厌哒 or the Hua 滑 a
nomadic people who lived across northern China, Central Asia, and
northern India in the 4th to the 6th centuries)
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The Uyghur Empire (2)
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Map of the Uyghur Khaganate
and areas under its dominion (in
yellow) at its height, c. 820 AD. 
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The Uyghurs were, in some ways,
similar to the Gokturk in customs,
titles, and political organization but
their political structure was more
stable and they developed a greater
degree of civilization.
They practiced lineal succession;
power was passed to sons unless the
successor was assassinated and
replaced by an opponent who would
then be succeeded by his son.
They survived on the silk trade and
gifts from China and remained at
peace as Tang allies.
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The Uyghurs and the Tang
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The Tang court asked the Uyghurs for help against the An Lushan
rebellion (755-63) and the Uyghur heir-apparent led a force into
China with 4,000 horsemen.
In late 756 the Uyghurs helped China to reclaim their two old
capitals, Chang’an and Luoyang.
 There was a high price for this help as the Uyghurs looted
Luoyang and were finally stopped when the city elders bribed
them with enormous quantities of silk and embroidery.
 The Uighurs received two Tang princesses in marriage and
was given a third in 821.
 They were also given an annual gift of 20,000 rolls of silk
and their leaders received honorary titles and gifts.
 They were paid 40 pieces of silk for every horse brought to
China while on the steppe a horse was only worth one
piece of silk.
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The Uyghurs and the Tang (2)
The Uyghurs took tens of thousands of the poorest quality of
horses to Tang annually. – the Tang could not refuse but
often withheld payment for years.
The Uyghur victories for China had restored Tang power but
had not put an end to the disorder.
Around 825, rebellions broke out against the Uyghur throne and
in 839 a severe winter killed much of the livestock.
In 840, at the invitation of a rebel Uyghur chief, Kirghiz forces
entered the empire killed the khan and forced the Uyghurs to
migrate to Xinjiang and Gansu and the Central Asian steppes.
Groups of Uyghurs also fled south to the Tang border.
 The first group to arrive, about 30,000, were aristocrats led by
the brother of the former ruler who had been assassinated.
 The Tang at first refused to grant asylum and urged them to
return to their former homeland as the Tang was afraid that
the Kirghiz might attack if asylum was granted.
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The Uyghurs and the Tang (3)
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The Tang was also afraid that settlement of large numbers of
non-Han populations within their borders might create trouble.
A second group of refugees of about 100,000 arrived
accompanied by a Tang princess – aunt of the then Tang
emperor, Wuzong (r.814-846).
The leader of this group claimed to be the new ruler of the
Uyghur and asked for assistance to fight against the Kirghiz.
The Tang asked that the princess be sent to Chang’an.
 She had lived for 22 years in an isolated country which was
bleak and cold – in felt walls and woolen curtains and had to
eat and drink foods that were not palatable to her.
 She had been captured by the Kirghiz but was later rescued
by her husband and freed by a Chinese detachment.
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The Uyghurs and the Tang (4)
In 843, The princess finally arrived in Chang’an where she was
snubbed by the other imperial princesses and had to
acknowledge the Uyghur ungratefulness for China’s kindnesses
and her inability to pacify the foreigners.
 The Tang had expected her to bring about a change in
Uighur policies; yet she had no power in the Chinese court.
 Her request for cattle and sheep to feed the faminestricken Uighurs was not met.
 In the mid 840s, the Tang court was faced with the problem of
how to deal with the two major groups as well as the other
splinter groups all asking for asylum and assistance.
 The Tang continued to refused military assistance but
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The Uyghurs and the Tang (5)
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At the same time, the Tang beefed up the troops at the borders.
The Tang admitted the first group and the leaders of the group
were given positions and titles and incorporated into the Tang
army but the second group refused to submit to the Chinese.
The Tang ordered the Uyghur army unit to be dispersed and sent
to different commanders; they refused and were massacred.
The Qidan attacked the Uyghur and in 848, the Kirghiz, with an
army of 70,000, wiped out the remaining Uyghurs and those who
escaped went to Gansu.
The Tang welcomed the collapse of the Uyghurs but without the
Uyghurs, the Tang:
 Had no help to put down internal rebellions;
 There was no barrier between the Tang and the Qidans of
the Manchurian steppe.
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Next Week
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The Qidans and the Liao Dynasty
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Barfield, Thomas, The Perilous Frontier,” pp 164-176;
Sinor, Denis, Inner Asia, a Syllabus,
“Marriage, Kinship and Succession under the Ch’i-tan Rulers
of the Liao Dynasty (907-1125) in Holmgren, Jennifer,
Marriage, Kinship and Power in Northern China, Part V, pp 44-91.
Twitchett, Denis & Fairbank, John K., The Cambridge History of
China: The Alien Dynasties, (v2). pp 189-214.
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