General Session The 21st Century Leadership Challenge: Leading Second Order Change 20th Century Expectation: TIME 21st Century Expectation: PROFICIENCY Perspective The Welsh Congregation’s Dilemma We must build the new.

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Transcript General Session The 21st Century Leadership Challenge: Leading Second Order Change 20th Century Expectation: TIME 21st Century Expectation: PROFICIENCY Perspective The Welsh Congregation’s Dilemma We must build the new.

General Session
The 21st Century Leadership
Challenge:
Leading Second Order Change
20th Century Expectation:
TIME
21st Century Expectation:
PROFICIENCY
Perspective
The Welsh Congregation’s Dilemma
We must build the new system while we’re in the old system
Q - If you LEAD an organization
over time, and it significantly
improves, what happened to
the organization?
A- CHANGE
The “Practice” of Leadership
Largest-ever Sample for Research on Leadership Practice
Marzano, Waters, &
McNulty, 2005
• All studies, 1971-2001
• > 5,000 studies of relationship
between school leadership &
achievement examined
• 69 met McREL’s criteria for rigor
• 2,802 schools, all levels, K-12
represented
• 14,000 Teachers
• 1.4 million students
Three Findings
• School-level leadership impacts student
achievement
• Principals use 66 leadership practices to fulfill 21
essential responsibilities that correlate with
student achievement.
• Strong principals can have either a positive or
negative impact on student achievement
Finding #1: School leadership impacts
student achievement.
• School Leadership that Works: The Effect of
Principal Leadership on Student Achievement
If principal’s leadership improves from 50th to 84th percentile,
researchers predict a 10 percentile gain in student achievement
Finding #2 The “Practice” of Leadership
• Identified 21 Principal
responsibilities that positively
correlate with student
achievement
Marzano, Waters, &
McNulty, 2005
• All 21 responsibilities are
important for raising student
achievement. All are important
in First-order change.
• 7 responsibilities are essential
for Second-Order change.
Finding #3: Strong leaders who have established
purposeful communities can have either a positive
or negative impact on student achievement. Why?
Leadership
Leadership
Leadership
Leadership
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
Collective Efficacy: “We can make
a difference.”
Building a Purposeful Community
• Collective Efficacy - The group members’ shared
perception or belief that they can dramatically
enhance the effectiveness of an organization.
The collective efficacy of the teachers in a
school is a better predictor of student success in
schools than is the socioeconomic status of the
students.
Goddard, Hoy, and Hoy, 2004
Definition: Purposeful Community
“A purposeful community is one with the
collective efficacy and capability to
develop and use assets to accomplish
goals that matter to all community
members through agreed-upon
processes.”
Marzano, Waters, McNulty, 2005
 Build a purposeful community
Focus on the right things
Assess and manage the magnitude of change
Focus
Magnitude
Leadership
Leadership
Leadership
Leadership
Finding #3: Strong leaders who have established
purposeful communities can have either a positive
or negative impact on student achievement. Why?
Leadership
Leadership
Leadership
Leadership
Focus
Magnitude
Maintain stability
in existing system
Challenge normal
routines that do
not produce
results that
achieve mission
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
Leadership
Focus
Magnitude
Classroom Research
School Research
Student Research
Create demand
Implement change
Manage transitions
Monitor/Evaluate
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
The Four Phases of Change
Create Demand
1st Order
Implement
Monitor and Evaluate
First Order Change
McREL
The Four Phases of Change
Create Demand
Implement
Monitor and Evaluate
2nd Order
Manage Personal
Transitions
McREL
Leadership
Focus
Magnitude of
Change
On the right things
Gentle pressure,
applied relentlessly
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
How Do We Lead for Systemic
Change?
• Knowing what to do
• Knowing how to do it
• Knowing when to do it
• Knowing why to do it
“First-Order” Change*
• An extension of past knowledge
• Implemented with existing knowledge and skills
• Within existing paradigms
• Consistent with prevailing values and norms
• Incremental
*Marzano, Waters, McNulty, 2005
First-Order Change?
1.
Professional development to implement new editions
of social studies textbooks
2.
Reading The Five Dysfunctions of a Team and
establishing norms for faculty meetings
3.
Implementing a new dress code
4.
Revamping the master schedule, moving from 7
periods per day to 6
5.
Converting your school to International Baccalaureate
(IB) status
“Second-Order” Change*
• A break with the past
• Outside of existing paradigms
• Conflicts with prevailing values and norms
• Complex
• Requires new knowledge and skills to implement
Marzano, Waters, McNulty, 2005
First- or Second-Order Change?
1.
Adopting mathematics textbooks
2.
Adding 15 additional minutes of instruction to the
school day
3.
Moving to non-graded classrooms
4.
Assessing writing across the curriculum
5.
Standardizing cafeteria menus across all schools in
the district to meet new government requirements
6.
Implementing new student data management software
First Order
Second Order
When stakeholders see the
change as:
When stakeholders:
• Consistent with existing values
and norms
• Are unclear about how it will
make things better for them
• Advantageous for stakeholders
• Must master new knowledge,
practices, or approaches to
implement the change
• Readily implement-able with
existing knowledge and
resources
• Feel the change conflicts with
prevailing personal values and
organizational norms
First or Second
Order Change?
It’s a matter of
perspective!
Systemic Change
School Board
Superintendent
Strategy Team
 Program Design
 Achievement
Monitoring
 School Support
Governance Team
Community Engagement
System Values & Policy
• Beliefs, Vision, Mission
• Goals & Operational
Expectations
Superintendent
Accountability
Leadership Team and
Central Staff
Principals
School Staff
Instructional Team
 Student Achievement
 Program Delivery
 School-based Decisions
First or Second
Order Change?
It’s a matter of
perspective!
20th Century Expectation:
TIME
21st Century Expectation:
PROFICIENCY
Perspective
Balanced Leadership Framework
Responsibilities










Affirmation
Change Agent
Communication
Contingent Rewards
Culture
Curriculum, Instruction,
Assessment
involvement
Discipline
Flexibility
Focus
Ideals/beliefs











Input
Intellectual stimulation
Knowledge of C, I, A
Monitors/evaluates
Optimizer
Order
Outreach
Relationship
Resources
Situational awareness
Visibility
Leadership
Focus
Magnitude
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
Purposeful
Community
Focus
Magnitude
Affirmation
Contingent rewards
Change agent
Communication
Discipline
Flexibility
Culture
Involvement C,I,A
Ideals/Beliefs
Ideals/Beliefs
Focus
Input
Order
Intellectual
stimulation
Relationships
Outreach
Knowledge of
C,I,A
Situational
awareness
Resources
Monitor/evaluate
Visibility
Optimize
Balancing Leadership
Principal leadership in highly
effective schools is:
• Helpful but not threatening,
• Directive but not overbearing,
• Facilitative but not laissez faire.
Rosenholtz, 1989
Louis & Murphy, 1994
Balancing Leadership for Change
What an organization needs from its leader depends on the
magnitude of change occurring for the organization
/
Direct ------------------------- Support
/
/
/
/
Answer ------------------------ Question
/
/
/
Step
up / Manage ----------- Step back / Learn
The art of progress
is to preserve
order amid change
and preserve
change amid order.
~ Alfred North-Whitehead
7 Responsibilities Critical for
2nd Order Change**
Affirmation
Change Agent**
Contingent Rewards
Communication
Culture
Discipline
Flexibility**
Focus
Ideals/beliefs**
Input
Intellectual stimulation**
Involvement in C,I,A
Knowledge of C,I,A**
Monitoring/Evaluating**
Optimizer (Optimist)**
Order
Outreach
Relationships
Resources
Situational Awareness
Visibility
7 Responsibilities Critical to
Support Second-Order Change
1.
2.
3.
4.
5.
Change Agent
Flexibility
Ideals & beliefs
Intellectual stimulation
Knowledge of Curriculum Instruction,
Assessment
6. Monitor and evaluate
7. Optimizer
Responsibility
1. Change Agent
2. Flexibility
3. Ideals and Beliefs
4. Knowledge of CIA
5. Intellectual
Stimulation
6. Monitor and
Evaluate
7. Optimizer
Definition
Practice
Responsibility
Definition
Practice
1. Change Agent
Actively challenge
status quo
•Challenges status quo
•Comfortable leading change
•Looks for new, better ways
2.
Adapts behavior; OK
with dissent
•Comfortable making change
•OK w/ diverse opinions
Flexibility
•Well-defined beliefs
•Behavior models beliefs
3. Ideals and Beliefs
4. Knowledge of CIA
Content, instruction,
and assessment
•Extensive knowledge
•Provides guidance -teachers
5. Intellectual
Stimulation
Discusses current
theory, practice
•Keeps informed
•Fosters discussions, etc.
6. Monitor and
Evaluate
Impact and effectiveness of practice
•Continually monitors C-I-A
•Impact of practice on
achievement
7. Optimizer
Inspires, leads new &
challenging innovation
•Inspires; driving force
•Positive attitude @ challenges
2nd order change
• Is a horse of a different color from a leadership
perspective. To successfully implement a second order
change initiative, a school leader must ratchet up her/his
idealism, energy, and enthusiasm.
• Additionally, he must be willing to live through a period of
frustration and even anger from some staff members.
No doubt this takes a great personal toll on a school
leader and might explain why many promising practices
have not led to improved student achievement and
ultimately have been abandoned.
Ron Heifitz
Marzano, Waters, McNulty
Ideals and Beliefs
What Is Our Purpose?
• To improve the quality of
human life.
• To create schools in which
every child learns at high
levels.
To secure America’s future—one student at a time!
What Do We Value?
• We put service to students
above all else.
• We take responsibility for the
success of all students.
• We care passionately about our
work with children.
• We build strong, positive
relationships with students,
staff, parents, and community.
• We model and promote civility
and integrity.
PAGE 9
Building a Culture of
Continuous Improvement
What/How We
Taught
What Students
Learned
Knowing the connections that enhance
and increase learning
Change Agent ~
Leadership is Difficult!
• “Perhaps the most revealing aspect of analysis
is that some responsibilities are negatively
affected by second-order change:”
• Culture (Strongest negative relationship with 2nd
order change)
• Communication
• Order
• Input
Possible perceptions of principal
leading 2nd order change
• Team spirit, cooperation, and common language have
deteriorated as a result of the innovation (Culture)
• Communication has deteriorated as a result of the
innovation (Communication)
• Order and routine have deteriorated as a result of the
innovation (Order)
• The level of input from all members of the staff has
deteriorated as a result of the innovation (Input)
Pages 12 & 13
Leadership
Focus
Magnitude
Classroom Research
School Research
Student Research
Create demand
Implement change
Manage transitions
Monitor/Evaluate
Leadership
Purposeful Community
Purposeful Community
Leadership
Leadership
Purposeful Community
Purposeful Community
The Four Phases of Change
1st Order
Second Order
McREL
Leadership—A Balancing Act
• Adaptive work creates risk, conflict, and
instability because addressing the issues
underlying adaptive problems may involve
upending deep and entrenched norms. Thus,
leadership requires disturbing people—but at a
rate they can absorb.
Heifitz
True Leadership is Risky Business
• “When exercising
leadership, you risk getting
marginalized, diverted,
attacked, or seduced.
Regardless of the form,
however, the point is the
same. When people resist
adaptive work, their goal is
to shut down those who
exercise leadership in order
to preserve what they have.”
Leithwood
The Challenges of Leadership
• The more complex society gets, the more sophisticated
leadership must become. Michael Fullan
• The most essential prerequisite for success is
commitment from leaders.
Joseph Murphy
• Leadership is second only to classroom instruction
among all factors that contribute to what students learn
in school. Kenneth Leithwood
• Leaders . . . challenge people’s habits, beliefs, and
values. Ron Heifitz
Change is MESSY!
• Fullan: “The more accustomed one becomes to
dealing with the unknown, the more one
understands that creative breakthroughs are
always preceded by periods of cloudy thinking,
confusion, exploration, trial and stress; followed
by periods of excitement and growing
confidence as one pursues purposeful change,
or copes with unwanted change.
Change is like a planned journey into uncharted
waters on a leaky boat with a mutinous crew.
Michael Fullan
Five minutes before
the party is not
the time to learn
to dance.
- - Snoopy
ALL students achieving at high
levels
Why We Can’t
X
How We Can
Fullan
• Those individuals and organizations that
are most effective do not experience fewer
problems, less stressful situations, and
greater fortune, they just deal with them
differently.
Change will be
uncomfortable
at times.
“Can’t say that I was
lost, but I was
bewildered once . . .
for three days.”
Daniel Boone
FIDO
Always Give 100% at Work
12%
Monday
23%
Tuesday
40%
Wednesday
20%
Thursday
5%
Friday
Lifelong Guidelines*
•Trustworthiness
•Truthfulness
•Active Listening
•Doing Your
Personal Best
•No Put Downs
*from Susan Kovalik & Associates, Inc.
FINDING JOY IN THE WORK
Dr. Martin Luther King Jr.
The Wright Brothers
Eleanor Roosevelt
COURAGE CONFIDENCE ENTHUSIASM
Dum spiro, spero
As I breathe,
I hope.
Contact Information
• McREL documents were referenced
throughout this presentation. Copies of
McREL research reports can be
downloaded from their website: mcrel.org
• Gerrita Postlewait [[email protected]]
617 Ellsworth Court
Myrtle Beach, SC 29579