Promoting public / private partnerships in France : 7 Research and Technological Innovation Networks _______ Ministry of Research Ministry of Industry Dr.Pierre-Yves MauguenPierre-yves MAUGUEN AIP - Praha - 2th.
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Promoting public / private partnerships in France : 7 Research and Technological Innovation Networks _______ Ministry of Research Ministry of Industry Dr.Pierre-Yves Mauguen 1 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Summary 1- General context 2- The RTIN : presentation, main features and the peer review 3- Quantitative results : main actors, financial support, financial additivity, SME participation 4- Policy lessons and recomandations 2 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Public research organisations • Basic research oriented : CNRS, INSERM (health), INRIA (computer, networks and communication), CNES (space), CIRAD (research for development), Universities labs, etc. • Fondations : Pasteur Institute (vaccines), Curie Institute (cancer), ANRS (aids) • Applied and technological oriented : CEA(energy, nanotech), BRGM(geology, gas, mining), IFREMER(marine), ADEME, INERIS,etc • Links to be improved with firms, and between research organisations. More precisely... 3 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 A favorable Context : a major interest in partnerships P/P for policy makers • A new challenge : Law for innovation and research (1999), focused on start-up and innovative firms created by searchers and mobility of searchers • a report from a former CNRS Director general and High education director (Ministry of education) and Head of R/D directorate in car and engines (Renault) • A mismatch between public research infrastructures and changing patterns in firms innovation • those partnerships had both political and parlementary support (Senate) • sustain competitive advantages in technological domains • association between Research ministry and industry ministry 4 Other instruments are existing... Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Network as a structuring instrument policy for S&T • promote a more integrated view of science and technology than the large programs of the 90 ’s • break technological barriers for products and services • support behavioral changes in firms, for new R/D investments • insert technological innovation in markets and societal needs in a middle or long term perspective Foster the responsivness of PRO to industrial needs Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 5 16 networks under operation (I) Industry Networks Biotechnologies (3) GenHomme (human genome) Génoplante (vegetal genome) Health technology Information & Communication technologies (4) Audio-visual and multimedia research and innovation : RIAM Micro-nano technology national network : RMNT Telecommunications research : RNRT Software technologies research and innovation network Environment (3) Water and environmental technologies Accidental maritime pollution and ecological fallouts Earth and space 6 More networks ... Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 16 networks under operation (II) Industry Networks Energy (1) Fuel Cells : PACO Transportation (2) Air and space research on supersonic aeroplane National Program for research and innovation in ground transportation or « PREDIT » Building & civil engineering (2) Civil & Urban Works Materials & processes 7 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 EXAMINATION OF SEVEN RESEARCH AND TECHNOLOGICAL INNOVATION NETWORKS (RTINs) RNRT (telecommunications) : future of the Internet, the next generations of multimedia mobile telephony and new communicating objects. RMNT (Research Network for Micro- and Nano-Technologies) : main areas of research concerning the sizing, operation, mass production and characterisation of very small objects, which can be as small as molecules. RIAM (Research Network for Audiovisual and Multimedia Research) : aims to provide the audiovisual and multimedia programme industries with innovative tools stemming from public and private research. GenHomme : genomics and post-genomics (the purpose of genomics is to catalogue all of an organism’s genes, and to understand their regulation, functions and interactions). Genoplante : vegetal genomics :seeds and seed protection. PACO : research on fuel cells. PREDIT (the Interministerial Land Transport Research and Innovation Programme) organises and co-ordinates public initiatives in support of research, development, technology transfer and experimentation in the field of land transport. 8 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 How do a RRIT Work ? • a steering comity (COS) is in charge of stratégic orientations, programs definitions and operating rules ; • the chair of COS is from industry ; • executive board : implement the overall policies, with the help of a secretariat • a scientific advisory board : coordinates the selection, the follow-up and evaluations ; • strategic orientations are translated into calls for proposals ; • network certification procedure : under the responsability of each network; two experts in different fields ; • certified projects are forwarded to the ministries and special agencies ; • mostly, « exploratory » projects are financed by Minister of research, when« pre-competitive » projects are financed by Ministry of Industry. Ministry of Equipment and transports is very active in three networks. • two ways of financing : MR (financial helps with two rates 50% SME, 30% large firms, MI (financial helps + refoundable advances) 9 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 A 292,24 Million € funded by the Ministry of Research, 1998 - 2002 Environment (7,1 %) 20,65 Water and environment technologies (RITEAU) 6,22 Network accidental sea pollution and ecological fallouts (RITMER) Space and earth 2,28 12,37 78,25 Life Sciences (26,8 %) « GenHomme » « Génoplante » Health technologies (RNTS) Alimentation References Europe (RARE) 27,26 22,51 23,0 5,48 Materials, Transportation, Energy (25,2%) 73,62 2000 2001 2000 2000 1999 2000 2001 Civil and urban works (RGC&U) 8,23 Materials and process Fuel cells network (PACo) National programme for research and innovation in ground transportations (PREDIT) Air and space research on supersonic 12,54 14,0 38,75 1999 2000 1999 .. Information technologies, computers, telecommunications, multimedia (41%) 119,72 1996 2000 Sotfware technologies research and innovation network (RNTL) 37,11 Telecommunications research (RNRT) Micro-nano technologies (RMNT) Audio-visual and multimedia (RIAM) 50,35 30,56 1,70 TOTAL Pierre-yves MAUGUEN 292,24 AIP - Praha - 2000 1998 1999 2001 10 2th december 2003 Associated platforms Created in 2001, « ...infrastructures or instruments implemented to conceive composants assembling or systems or to experiment, to dévelop processes, to test high technology services, in conditions near from the markets ». They attain the number of 31 in December 2002. Main features • technological hub in the economy of a sector, • infrastructure towards applications oriented use • method of pooling technological and human ressources • mainly of the responsability of actors involved in RRIT • eases a convergence point of goals and interests (for searchers, for users, for industries) • returns to scales Exemples : grid computing, virtual reality, bio-informatics, protein chemistry, etc. Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 11 Intellectual property rights • Principle : mainly of the responsability of stakeholders involved in RRIT ’s projects : IPR issues are covered through an agrement signed by the members of a project before its eligibility. • some Networks have stted up special companies for IPR : for example Genoplante • RRIT GenHomme has established its own chart, linked with the national one, incluing a confidentiality article and a IPR agrement shared by the members of a project before its eligibility. • competencies in IPR are more generally linked with the IPR bureau of PRO participating in the projects 12 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 International openess and perspectives Firstly country specific tool : partnerships and networking are conceived on a national basis, which means that any domiciliated foreign firm can participate The model of Networks have nevertheless obvious links with foreign operators or programs and searchers : • foreign researchers in PRO, like CNRS and universities • bilateral cooperation initiatives national level: Genoplante with Gabi (Germany) in vegetal genomics, or Predit and « mobilitat » in transport networks • cooperation though nodes of the networks : Grenoble Genhomme node is paricipating to common activities with ESRF, ILL and EMBL on the structural genomics initiative. • RNTL (mobiles, telecom) is opening cooperation at the european level; on software, a promising cooperation exists with Finland. • in RITMER (marine pollutions), informations exchanges are performed with Spain and Portugal. • foreign and european partners may be associated in projects, or participate to 13 experiments in technological platforms, insuring the financial conterweight. Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Main caracteristics of the selected RRIT Fields Stepping up science base/mobilising Bottum-up or top down approach internet M B/T mobiles, comm RMNT Micro and nano S/M B technologies RIAM audiovisual S/M B/T and multimedia GenHomme genomics S/M B/T post-genomics Genoplante seeds and S and political seeds protection Using technolol platforms RNRT PACO fuel cells PREDIT land transport Competition level/Coop PME *** Comp ** Comp/coop * Comp/coo 52% ** Comp/coop 55% T _ 35% Coop M and economics b/T _ Comp S/M B * Coop 26 % 14 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Trend in the financing of research via RTINs and other competitive grants by the Technological Research Fund (FRT) of the Ministry of research Millions € 120 100 80 Other competitive grants RTINs 60 40 20 0 1998 1999 2000 2001 2002 15 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Research and Technological Innovation Networks partners: Partners are (2000 and 2001) : • public labs in universities • in engineering schools • publics research organisations, 14 % 5% 34 % • large corporations 12 % • SME 29 % • professional associations, regional delegations, technical centers 5% 16 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Synthesis for private and public funding,7 RTIN, 2001 et 2002 2001 Public funding 136,23 Private funding 174,78 Total amount for projects 311,01 Shared by private funding 56% En millions € Nombre de projets 234 2002 130,69 175,46 306,15 57% Total 2001-2002 266,92 350,24 617,16 57% 550 784 Source : tables from each network,, Direction de la Technologie et DIGITIP 17 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Financial input additivity RMNT RNRT RIAM Genoplante GenHomme PREDIT PACO Number of certified projects 2002 10 36 3 85 12 366 8 % private funding 2001 45 44,5 63,7 65,3 27,5 71 60 % private funding 2002 46,6 55 49,3 33 58,9 56 66,5 18 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Nature of firms helped though FRT 64,7 M€ in 1996 Large groups SME (< 500 p) Public structures, associations, transfer centers, regions 90,65 M€ in 1999 157,9 M€ in 2001 19 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 First benefits from RTIN Help to promote large programs (genomics, nanotechnologies) Support an open and flexible strategy (quite opposed to planned research programs) Facilitate interdisciplinary approach and use of common ressources (TICs platforms) Lift barriers (horizontal rather than vertical) : - among research institutions - between public research and private research Benefit to SMEs which are compulsorily associated But the evolution of networks meets obstacles ... Pierre-yves MAUGUEN AIP - Praha - 20 2th december 2003 Policy lessons : 1- Appropriateness • Covers well, in some case too well : succes may bring to some more opportunistic creation (« accidental marine pollutions network ») • mobilises more than some pre-existing networks, towards sharper objectives • gives indeed stronger autonomy attributes, and help towards a « communauty » of actors • RRIT stay open to new stakeholders (exemple of telecom RNRT) • foster SME involvment • RRIT are interesting tools for internationalisation of research 21 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Policy lessons : 2- Own efficiency of RRIT Observations • • • • • • • critical mass funding for some networks lack of own ressources to foster the management Industry chairing the SOC, but recognition and legitimacy is not still clear light capacity to manage IPR in some networks financial arrangements may be optimised (funding procedures and timing) involvment of VC community hidden costs must be better identified (private side and public side) Lessons and suggestions • act as steamline financing procedures • increase own ressources for management and for steering technological research • create an inter-networks platform for mutual learning about common management issues • continue to undertake strategic studies 22 Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 Policy lessons : 3- About system efficiency Observations • • • • • • • Certification of projects is not a complete garanty for Ministeries, financial support has allowed an incresing number of SME in projects economic sustainability of new science based firms is still unsatisfying adaptation of strategic change of R/D in firms How and should regions be more involved ? position of networks in PRO and universities has to be integrated more international linkages may be fostered Lessons and suggestions • promote RRIT beyond the research community and boarders • help to create new interdisciplinary posts to hire young researchers, especially in small firms • foster participation in international networks • improve consistancy in research orientation with european programs (FP and Eureka) 23 • reinforce foresight in key aereas Pierre-yves MAUGUEN AIP - Praha - 2th december 2003 For more information : www.recherche.gouv.fr 24 more web sites... Pierre-yves MAUGUEN AIP - Praha - 2th december 2003