HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Ethical considerations of HIV research in Thailand: the HIV-NAT as a case study Praphan Phanuphak, M.D., Ph.D. Faculty of.
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HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Ethical considerations of HIV research in Thailand: the HIV-NAT as a case study Praphan Phanuphak, M.D., Ph.D. Faculty of Medicine, Chulalongkorn University & The Thai Red Cross AIDS Research Centre Bangkok, Thailand 1 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration HIV-NAT The HIV Netherlands Australia Thailand Research Collaboration 104 Rajdumri Road Pathumwan Bangkok 10330 Thailand Tel: +66 2 255 7334/5 Fax: +66 2 252 5779 www.hivnat.org 2 HIVNAT Collaborating organizations The HIV Netherlands Australia Thailand Research Collaboration Thai Red Cross AIDS Research Centre (TRC ARC) Bangkok, Thailand Prof. Praphan Phanuphak National Centre in HIV Epidemiology and Clinical Research (NCHECR) University of New South Wales, Sydney, Australia Prof. David A. Cooper International AIDS Therapy Evaluation Centre (IATEC) University of Amsterdam, The Netherlands Prof. Joep. M.A. Lange 3 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Mission and Objectives Conduct multi-centre HIV-related clinical studies according to good clinical practice (GCP) and good laboratory practice (GLP) guidelines in Thailand and the region Provide access to antiretroviral therapy for HIV-infected people in Thailand Educate healthcare workers in Thailand and the region on GCP, GLP and HIV medicine 4 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Milestones 1995 HIV-NAT concept 1996 start of operations first patients enrolled on study 1997 first presentations at international meetings 1998 Bangkok symposium in HIV medicine UNAIDS collaborating centre 1999 UNAIDS Best Practice 2000 first pK study of NLV in newborn 2003 approximately 1,500 patients on studies 5 009* D4T ER HIV-NAT STUDY TIMELINES HIVNAT ESPRIT Decadurabolin 2NN BMS PI 007 The HIV Netherlands Australia Thailand Research Collaboration 005 Mid 1996 004 IL-2 Vanguard 003.2 003.1 003 002.2 extension 002.2 001.4* 002.1 001.3 002 001.2 001.1 001 1997 1998 * 2 new studies started June 1999 20002001 2001 6 HIVNAT Ethical considerations The HIV Netherlands Australia Thailand Research Collaboration Biased ethical approval: authoritative or political Unethical conduct or deviation of the approved protocol without 3rd party supervision Ineffective consent process or not telling the whole true story Subjects do not have much choice What to offer to those who cannot enroll or fail the inclusion criteria? End of trial medications Research colonialism 7 HIVNAT Ethics The HIV Netherlands Australia Thailand Research Collaboration Ethical approval, protocols and consent form are just arbitrary processes. Integrity of researchers is most crucial. It is inherent within individuals but can be shaped up if they know that someone is looking after them. Research watchdog is useful to guarantee international standards but sometimes can be a stumble block. Voice of the local affected people should be listened. We need to help them to get the best possible options. 8 Quantitative studies of the quality of the informed consent given by the Thai researchers in the ESPRIT study Christine Pace, Ezekiel J. Emanuel, et al Department of Clinical Bioethics NIH HIVNAT ESPRIT The HIV Netherlands Australia Thailand Research Collaboration A phase III international study of SC IL-2 4000 subjects worldwide, 368 from Thailand Randomized 1:1 with ARV alone, a 5-year study 141 patients immediately after signing the informed consent to join ESPRIT were invited to participate in in-person interview before learning of their randomization assignments The survey was administered by Thai personnel trained by NORC who had no affiliation with ESPRIT ESPRIT staff had no access to the completed Q&A 10 HIVNAT The informed consent process The HIV Netherlands Australia Thailand Research Collaboration Initial information given by M.D. or VCT counselor Group discussion of the protocol led by a nurse coordinator (20-30 min) Thai version of the informed consent document provided with 20 minutes to read Q & A session before signing the 2600 words long standard NIH informed consent The survey used a 67-question questionnaires, developed by NORC, Univ. Chicago, with an average of 33 minutes long in-person interview 11 HIVNAT Main findings of the survey The HIV Netherlands Australia Thailand Research Collaboration High level of knowledge about the study (over 93% vs 28% in US study) including the side-effects 21% felt that the discussion was more useful than the written materials None had pressure from the ESPRIT research team to join the study 30% had pressure from their health-related circumstances to join Understanding treatment randomization was a problem, only 31% 12 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Conclusion The results challenge the claim that research participants in developing countries cannot give voluntary and fully informed consent. However, independent monitoring such as this is essential. Of note: 48% of the subjects had completed college or graduate schools. 13 HIVNAT End of trial medications: strategies of HIV-NAT The HIV Netherlands Australia Thailand Research Collaboration Try to negotiate for at least 2 years of ARV supply or life-long if possible If patients do not yet need ARV, for example, in a pK study, 2 years guarantee of ARV when ARV is needed in the future. Grant is given for future ARV. Request ARV support from the MOPH, some success Roll-over protocols HIV-NAT Drug Fund 14 HIVNAT HIV-NAT 001 series The HIV Netherlands Australia Thailand Research Collaboration 001 : Half-dose vs. full-dose ZDV/ddC 001.1: d4T/ddI/SQV-SGC vs. ZDV/3TC/SQV-SGC (1400 mg bid) 001.2: 001.1 +/- itraconazole 100 or 200 mg OD to look for SQV plasma level 001.3: SQV-SGC 1600 mg + RTV 100 mg OD (for undetectable VL) vs. SQV-SGC 1400 mg bid (for detectable VL) 001.4: Continuous OD SQV/RTV vs. week on-week off vs. CD4-guided (STI) 15 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration HIV-NAT drug fund Initiated in November 2001 Subsidize antiretroviral drugs based on “a Co-Pay and a Sliding Scale System” for post-trial patients and patients in trials with intolerance or resistance Rule: patient pays at least 1500 Baht and HIVNAT at most 5000 Baht Funding of 2 million baht (first year) and 1 million baht (subsequent years) 16 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Progress report (End of year 2002) 868 in-trial, 278 post-trial 83 patients requested assistance 62 patients received assistance Budget used: 413,321 Baht 17 Number of patients who requested drug fund assistance 83 Post-trial 76 In-trial but had intolerance or resistance to ARV provided by 7 the trial Number of patients who received subsidization from HIV-NAT 62 Mean monthly amount in USD1 patient has to pay 44 (0 to 209) Mean monthly amount in USD HIV-NAT subsidizes 41 (1 to 120) Number of patients who did not receive subsidization 21 Number of patients who can afford the total drug cost2 18 Number of patients whose requests were denied3 3 HIVNAT The HIV Netherlands Australia Thailand Research Collaboration Future plans Re-evaluate patients’ financial status every 12 months Patient questionnaire to assess – Benefits – Problems – Suggestions for improvement 19 HIVNAT Summary The HIV Netherlands Australia Thailand Research Collaboration Ethics in performing HIV research is a real concern in Thailand but can be improved. Good and ethical HIV research can be done but it should be closely monitored. Ethical standardization is ideal but should not be a barrier for doing research in developing countries and should be tailored to fit each country, taking into the consideration of all stakeholders in the country, not only from the North or the funding agencies. 20