The Culture, Care and Content (Feeding) of Institutional Repositories “Preserving our Institutional Intellectual Property” Panel discussion at IAMSLIC 2004, Hobart, Tasmania Pauline Simpson.

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Transcript The Culture, Care and Content (Feeding) of Institutional Repositories “Preserving our Institutional Intellectual Property” Panel discussion at IAMSLIC 2004, Hobart, Tasmania Pauline Simpson.

The Culture, Care and Content
(Feeding) of Institutional
Repositories
“Preserving our Institutional Intellectual Property”
Panel discussion at IAMSLIC 2004, Hobart, Tasmania
Pauline Simpson
Culture – changing paradigm
in scholarly communication
• Majority of current research appears as
papers in published peer reviewed journals
– On this are built bibliometrics used for
personal advancement activities
– Up to 2 years delay in publication
– Spiralling journal subscriptions
– Research accessible only to those who
can afford it
IAMSLIC Sep 2004, Hobart Tasmania
Culture – emerging paradigm?
• Open access publishing
– model – author pays = OA
no payment = subscription
• Open access repositories (open archives)
– Author deposit of full text of articles, conference papers,
reports, theses, learning objects, multimedia etc. Scoped by need –
– Journal articles = post refereed pre-published version
deposited in IRs or subject based repositories
• Research - freely accessible, more visible,
immediately, free at the point of use
IAMSLIC Sep 2004, Hobart Tasmania
Culture – open archives
(repositories)
• 1991 – first author self archiving repository (e-Print
archive) Los Alamos High Energy Physics now called arXiv
located at Cornell University. Very successful
• 1994 - Prof Stevan Harnad, advocating author self
archiving
• 1997 - more subject archives introduced (Chemistry,
Economics etc) – limited success
• 2000 onwards - complementary model - institutional
repositories – many supported by project funding eg. UK,
USA, Canada, Australia
IAMSLIC Sep 2004, Hobart Tasmania
Culture – why INSTITUTIONAL
Repositories?
• Subject or project repositories often linked to individual or a
group – transitory - collection at risk eg. Ginsparg
• Institutions take responsibility for
–
–
–
–
–
–
Centralising a distributed activity
Framework and Infrastructure
Permanence that can sustain changes
Stewardship of Digital assets
Preservation
Provide central digital showcase for the research,
teaching and scholarship of the institution
• 2005 – IR project funding ceasing - exit strategies –
sustainability models – identify costs for business
plans
IAMSLIC Sep 2004, Hobart Tasmania
Care (Maintenance)
•
Staff Support / Maintenance
- Technical
• Upgrades, interface, functionality
– Administrative
• Metadata, validation, workflows, documentation,
quality assurance ( Institutional Repository implies
guarantee of quality)
– Information Managers
• Advocacy, copyright advice, metadata guidance
IAMSLIC Sep 2004, Hobart Tasmania
Care - costs
• Start-up costs low
–
–
–
–
hardware
software (eprints.org, DSpace … are open source))
installation
Annual costs
policies and procedures
MIT $285k
• Medium-term costs higher
Rochester
$100k
– advocacy – getting content
– support
– mediated submission
Edinburgh
£100k
• Ongoing costs significant
– metadata creation / enhancement
– technology /server, backup, digitization
– preservation
Southampton
£60k
IAMSLIC Sep 2004, Hobart Tasmania
Content (feeding)
The biggest ‘C’
“if you build it they will come”
FALSE!
Gaining sustained author deposited content for IRs is the
most difficult aspect of implementing a repository
IAMSLIC Sep 2004, Hobart Tasmania
Gaining Content –
cultural issues
– Organization culture
• Distributed, centralised, size.
– Discipline culture
•
•
•
•
•
Who is already depositing in SR, maintaining publication data
arXiv – physists rely on
Science and Medicine in general more receptive
Humanities?
Competition between IR, Subject Repository, Funding Agency
Repository, Project Repository where author to deposit.
– Researcher culture •
personal traits, what is a pdf?
Environmental audit – who is already putting full text on
their personal or group website
IAMSLIC Sep 2004, Hobart Tasmania
Gaining Content - Advocacy
• Intensive, constant, : enthusiast with network
and presentation and debating skills,
sensitive to organization culture
• Repository, robust with content, interface, branding
• Leaflets, posters, newsletters
• Institution wide presentations, seminars,
committees, groups, individuals
• Survey – create focus groups
• Website
• Identify stakeholders, policy makers - you need
high level champions, make them members of your
IR Steering Group
• Benefits demonstrated
IAMSLIC Sep 2004, Hobart Tasmania
Gaining Content - Advocacy
• Benefits – researcher and institution
– Research more visible, more impact and accessible in electronic
form
– Raises profile of both for funding agencies
– Open access creates more citations (Lawrence: Nature paper)
– Globally searchable
– Part of national and global initiatives – other researchers doing it!
– Preservation
– Scholarly communication issues
– Value added services
• One record for many purposes
Research reporting
Research Funding proposals
Personal website
CV
Export (Endnote for reformatting)
IAMSLIC Sep 2004, Hobart Tasmania
Gaining Content –
Researcher Concerns
• Concerns:
–
–
–
–
Quality control - particularly peer review
IPR - particularly copyright
Undermining the tried and tested status quo
Work load
• Responses:
– institutional repositories complementary to the
publishing status quo including peer review
– help and advice on IPR
– Publishers increasingly agreeing to postprint deposit
– help with administration: ‘the library will do the work’
IAMSLIC Sep 2004, Hobart Tasmania
Content – gained but deposit
problems
• Text with figs and illus as separate files – zip?
• Hybrid – electronic and paper (illus) – scan?
• Only paper often do not have final version
particularly if not first author - offer digitization?
• Conversion service?
• Workload – your own!
IAMSLIC Sep 2004, Hobart Tasmania
Gaining Content - external
factors that can help
Sustained deposit is not yet part of researchers publication
practices – one time deposit.
All Publisher copyright transfer policies change to
allow deposit of postprint
(http://sherpa.ac.uk/romeo.php)
Open Access publishing increases
IR deposit is mandated by the Organization or a
Funding Agency or a National Policy
Initial content in IRs is often Legacy literature or scanned
copyright-free material. Whilst current research the
target, means that historical (grey) literature is becoming
accessible online.
IAMSLIC Sep 2004, Hobart Tasmania
Content – success measured
by amount
• Desperate measures to increase deposits:
– Download from personal websites
– Download from subject repository
– Identify authors and core journals and write to publisher
for permission
– Load open access journal articles
– Work with high profile author and input all records as
exemplar
– Offer ‘Fast track deposit’ – just give the file to us
IAMSLIC Sep 2004, Hobart Tasmania
Lessons learned
• Choose optimum time to introduce
• Open access for research visibility and profile not
researcher priority
• Peer review, impact factors, citations are
paramount
• Open access publishing diffuses the IR message
• Build on current practices and link new concept to
old problem (research admin reporting)
• Must save researcher time
• Sustained author self archiving –a culture change
IAMSLIC Sep 2004, Hobart Tasmania
Conclusion
• Range of strategies necessary – no
single solution to getting content
– research cultures vary across subjectdisciplines
• Different short term and long term
strategies
IAMSLIC Sep 2004, Hobart Tasmania
Pauline Simpson
Southampton Oceanography Centre
University of Southampton
England
[email protected]