TipTop Solutions for Finance

Abhijit Sahay VP Engineering TipTop Technologies http://FeelTipTop.com

Confidential - 2011

Drowning in Information

Wouldn't It Be Nice If Someone could…

• • • • filter signal from noise discover and suggest important things to read collect, collate, classify content identify and track sentiment

Dow Jones Text Feed Archive Tool Kit Dow Jones Text Feed Archive Files

Data TIGER

RSS External Feeds BLOGS TWITTER Dow Jones Text Feed Processed And Unprocessed Data Database Data Tiger Email Compliance Internal Feeds TIBCO WebSphere RMDS Message Bus Custom User News Applications and / or MS EXCEL, MS ACCESS, MATLAB, etc Reports Charts Queries TipTop Information Gleaning, Extraction and Reporting Platform

Inside the TIGER

Metadata & Tags

Text Articles & Unstructured Content

Auto-discovered Topic

GS TipTop Engine

Refined Metadata

Relevancy Score

Structured Records

Sentiment Rating Supporting Extracts

75% 35% +ve "...Sachs & Co. may gain from Fed policies..."

What is TipTop?

TipTop helps anyone connect with the best people and information in real time.

Users TheWorld

Tips

Matching Most fulfilling, fastest, most accurate matching (on)

Top

(of their mind)

Founder/CEO Shyam Kapur

Asst. Professor PhD Adchemy President & CEO Chief Scientist Staff Scientist Postdoc Yahoo!

Cornell UPenn Infoseek TipTop VP, Search Technologies Research Scientist Principal Engineer MetaLINCS TipTop Technologies, Inc. http://FeelTipTop.com Confidential

Relevant Technologies

Data Mining Language Learning Computational linguistics User Interfaces Inductive Inference Natural Language Processing Search Engines Clustering Cognitive Sciences Contextual targeting Text & query classification Legal discovery Text Mining Behavioral targeting Data Visualization TipTop Technologies, Inc. http://FeelTipTop.com

Confidential

Why are we doing this?

• Everyone deals with a sea of unstructured information that they can barely cope with • Amount of relevant data to any situation is way beyond human brain’s capacity and speed • State-of-the-art search tools are hopelessly inadequate

What is unique about TipTop?

• • • Learns like children learn their first language Fine-tuned to understand conversational language of the kind found in user generated content Built from the ground up as existing technologies are not advanced enough

TIGER Cubs

• • • Smart news reader – Cross-document browsing – Concept discovery – TipTop It! Snapshots – Sentiment tracking Fish-and-Tips TipTop Turns

Smart News Reader

• GS in the news, April 16, 2010

Multi-document topic extraction and sentiment summary

Smart News Reader -- Drilldown

• Headache for Blankfein

Topic-specific sentiment and snippet extraction

Of course, you could also access the original documents

Goldman Shares Tumble on SEC Fraud Allegations

By Joshua Gallu and Christine Harper - Apr 16, 2010 Goldman Sachs Group Inc. was sued by U.S. regulators for fraud tied to collateralized debt obligations that contributed to the worst financial crisis since the Great Depression. The firm ’ s shares tumbled 13 percent and financial stocks slumped.

Goldman Sachs created and sold CDOs linked to subprime mortgages in early 2007, as the U.S. housing market faltered, without disclosing that hedge fund Paulson & Co. helped pick the underlying securities and bet against the vehicles, the Securities and Exchange

SEC Takes On Goldman Sachs – A Sea Change Or A Big Fish To Calm Waters?

POSTED IN LIBERALAND BY WILLIAM K. WOLFRUM • APRIL 16, 2010, 2:59 PMET • 29 COMMENTS » by

William K. Wolfrum

For the past decade or so, the acronym SEC has better stood for “ Sitting Enjoying Coffee ” rather than “ Securities Exchange Commission.

” After all, one need only mention the name “ Bernie Madoff ” to turn your average SEC employee into a puddle of apologetic goo.

Goldman Sachs charged with fraud by SEC

Fri, Apr 16 2010 By Jonathan Stempel and Steve Eder NEW YORK (Reuters) - Goldman Sachs Group Inc was charged with fraud by the U.S. Securities and Exchange Commission over its marketing of a subprime mortgage product, igniting a battle between Wall Street's most powerful bank and the nation's top securities regulator.

The civil lawsuit is the biggest crisis in years for a company that faced criticism over its pay and business practices after emerging from the global financial meltdown as Wall Street's most influential bank.

It may also make it more difficult for the industry to beat back calls for reform as lawmakers in Washington debate an overhaul of financial regulations.

Goldman called the lawsuit "completely unfounded," adding, "We did not structure a portfolio that was designed to lose money." The lawsuit puts Goldman Chief Executive Lloyd Blankfein further on the defensive after he told the federal Financial Crisis Inquiry Commission in January that the bank packaged complex debt, while also betting against the debt, because clients had the appe

SEC Takes On Goldman Sachs Sea Change Or A Big Fish To Calm Waters?

POSTED IN LIBERALAND BY WILLIAM K. WOLFRUM • APRIL 16, 2010, 2:59 PMET • 29 COMMENTS » by

William K. Wolfrum

For the past decade or so, the acronym SEC has better stood for “ Sitting Enjoying Coffee ” rather than “ Securities Exchange Commission.

” After all, one need only mention the name “ Bernie Madoff ” to turn your average SEC employee into a puddle of apologetic goo.

Today, however, the SEC announced it is going after a big fish. Perhaps the biggest, as the SEC filed fraud charges against Goldman Sachs, accusing the mega-financial outfit of selling investments that they had secretly planned to have fail. From

The Huffington Post:

tite.

"We are not a fiduciary," he said.

The case also involves John Paulson, a hedge fund investor whose firm Paulson & Co made billions of dollars by betting the nation's housing market would crash. This included an estimated $1 billion from the transaction detailed in the lawsuit, which the SEC said cost other investors more than $1 billion. Paulson was not charged.

Fish and Tips

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INTC news now 28%+ve & 37% -ve more tips

Contact Information

•

Shyam Kapur, CEO

o Yahoo, Alta Vista, Infoseek, Adchemy o U-Penn, Cornell, IIT Kanpur o [email protected]

•

Abhijit Sahay, VP Engineering

o Deutsche Bank, Salomon Brothers o UC Berkeley, IIT Kanpur o [email protected]