NIH Public Access Policy Update Laurie Regan Elizabeth Schneider ([email protected]) Treadwell Library, MGH June 2013 NIH Compliance Topics 1. The Public Access Policy: Brief overview 2. NIHMS: 3. My NCBI/My Bibliography: How to submit.

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Transcript NIH Public Access Policy Update Laurie Regan Elizabeth Schneider ([email protected]) Treadwell Library, MGH June 2013 NIH Compliance Topics 1. The Public Access Policy: Brief overview 2. NIHMS: 3. My NCBI/My Bibliography: How to submit.

NIH Public Access
Policy Update
Laurie Regan
Elizabeth Schneider
([email protected])
Treadwell Library, MGH
June 2013
NIH Compliance Topics
1.
The Public Access Policy: Brief overview
2.
NIHMS:
3.
My NCBI/My Bibliography:
How to submit a manuscript
setting up an
account, adding citations & checking compliance
The NIH Public Access Policy

The law has the following key compliance
issues:


On or after April 7, 2008, submission of peer reviewed
manuscripts to Pub Med Central (PMC) upon
acceptance for publication. Requires copyright
permission from the publisher.
Effective on or after May 25, 2008, submission of
PMC or NIHMS #’s for citations in proposals or
reports to NIH
Why Did the NIH Mandate the
Public Access Policy?

Easy access to published research funded by NIH will help advance
science & improve human health.

Meets the public’s expectation that articles based on NIH funded
research are publicly available.

NIH can monitor, mine and develop its portfolio of taxpayer funded
research more effectively.

NIH funded research becomes more prominent, integrated and
accessible making it easier for all scientists to pursue NIH’s research
priority areas competitively.
Beginning on July 1, 2013

All non-competing continuation grant awards
that are not in compliance with the Policy will
have their NIH funding held or delayed.

Investigators must use My NCBI to enter papers
onto progress reports.

The NIH is requiring the use of the RPPR for all
SNAP & Fellowship awards.
How to Comply with the Policy
1.
Determine Applicability
2.
Address Copyright
3.
Deposit Paper Upon Acceptance for
Publication
4.
Use My NCBI and My Bibliography to show
compliance (as of 7/1/2013)
5.
Cite Paper, include PMCID
Plan Ahead
 What
submission method will be used?
 What version of the paper will be made
available on PMC?
 Who will submit the paper?
 Who will approve the submission?
 When can the paper be made public on
PMC?
1. Determine Applicability

All peer-reviewed journal articles that result, in whole or
in part, from the direct costs of NIH-funded grants,
contracts or collaborative agreements, whether prime
awards or sub-awards

Peer-reviewed journal articles whether or not the journal
is indexed in Medline (PubMed)

Open Access journals do not automatically submit your
article to PMC! Check publishers guidelines.
2. Address Copyright
Before an author signs a publication
agreement or similar copyright transfer
agreement, and ideally before submitting a
manuscript for review, s/he must verify
that the agreement allows the final peerreviewed manuscript to be submitted to
PMC in compliance with the Public Access
Policy
3. Deposit Paper Upon Acceptance
for Publication
 As
soon as the manuscript is accepted for
publication, begin the PMC deposit
process.
 Depending
on the journal & terms of your
copyright agreement, there are 4 different
ways that a manuscript gets entered into
PMC
Journal Article Publishing Process
Author(s)
write Initial
Manuscript
Author(s)
submit
manuscript
to journal
PubMed Central
Deposit Process
The Manuscript
undergoes the peer
review process
*The result of the
process is the Final
Peer-Reviewed
Manuscript
The
journal
sends
citation &
abstract
to
PubMed
Subject
headings
(MeSH)
are added
by NLM
indexers
PubMed
provides
access to
citations,
abstracts,
subject
headings
and the
paper is
assigned a
PMID #
Method A Journal submits final article directly to PMC
Method B Author pays optional OA fee, the
Journal will submit article & no embargo period
Once the
manuscript is
accepted for
publication, the
PMC deposit
process should
begin.
Method C Author or PI submit manuscript to NIHMS,
NIHMS ID is assigned, 1st approval for PDF in NIHMS,
2nd approval for Web version in NIHMS
Method D Journal submits manuscript to NIHMS,
NIHMS ID Is assigned, 1st approval for PDF in
NIHMS, 2nd Approval for Web version in NIHMS
PMCID #
is
assigned
Posting Papers to PubMed Central
Method
A
Journal deposits
the published
version of all NIHfunded articles in
PMC.
Method
B
Author arranges
with Publisher to
deposit published
version of specific
NIH-funded article
in PMC.
Author confirms
the articles is
deposited in PMC.
Method
C
Author or delegate
submits final peer
reviewed
manuscript to the
NIHMS.
NIHMS sends
author an email
asking author to
approve the
submitted
materials for
processing.
Author reviews
and approves the
PMC formatted
manuscript.
PMC # is
assigned
Method
D
Journal publisher
submits final peer
reviewed
manuscript to the
NIHMS.
NIHMS sends
author an email
asking author to
approve the
submitted
materials for
processing.
Author reviews
and approves the
PMC formatted
manuscript.
PMC # is
assigned
PMC # is
assigned
PMC # is
assigned
Submitting Author Manuscript to
NIHMS
Log into the NIHMS System
Submission Overview
Submit New Manuscript
Citation Information
Look up Article Tab
Using My NCBI Bibliography Tab
Grant Information
Upload Files
Summary
Approval
Approval Page Continued
Manuscript Summary Page
Additional Resources
 NIHMS
Manuscript Submission Utility
http://nihms.nih.gov/help/
 The
NIHMS System User Guide to
Submitting a Manuscript
http://www.ncbi.nlm.nih.gov/books/NBK3846/
4. Use My NCBI and My
Bibliography to Show
Compliance
The My Bibliography portal within My NCBI will allow users to create and
manage a list of all of their authored works.
My NCBI is a tool that retains user information and database preferences to
provide customized service for many NCBI Databases.
Linking an eRA Commons account to a new or existing My NCBI account
allows bibliography information to be saved in My Bibliography and will allow
you to submit this information to your RPPR.
How to Link an eRA Commons
Account with a My NCBI Account
If you do not already have a My NCBI account:
Sign into My NCBI using your eRA Commons username and
password.
If you already have an My NCBI account:
Log into My NCBI
Click on your login name in the top right.
Click on the 'Change' button for 'Linked Accounts'.
From the list of 'Login Account Options', scroll down and
choose 'NIH & eRA Commons' and then log into your
eRA Commons account.
How to Designate a Delegate
 From
My Bibliography, click on 'Edit
settings' for My Bibliography.
 Enter
the email of the person you want to
add as a delegate and click the 'Add
Delegate' button.
Delegate’s email

Dear [email protected],
My NCBI is a free user account system that can be used to store data (such as PubMed citations),
searches, and web site preferences for the NCBI web site.
The My NCBI user: lregan has granted you permission to view and manage his/her
bibliography. You will be able to add and remove citations to the bibliography and perform other
functions as if you were lregan. To accept this responsibility, click the link below to log in to or
register for My NCBI.
http://www.ncbi.nlm.nih.gov/sites/myncbi/collections/mybibliography/reviewDelegation/?token=QG
SOE30HWLXGJVFILQ36ZDDEO7JFHXHUEFKVS5CLM59HD1D2&delegateOf=lregan
If you believe you have received this message in error, you may simply ignore it or contact the
requestor at [email protected] for clarification.
Please do not reply to this message. Replies to this message are routed to an unmonitored
mailbox. You may send questions, problems, and comments to [email protected].
Thank you,
The My NCBI Team
How to Add Citations to My
Bibliography






Sign into My NCBI.
Search PubMed to find articles you want to add.
From within a particular article record or the
search results, click on 'Send to'.
Click on 'My Bibliography' and then the 'Add to
My Bibliography' button that appears.
Choose a bibliography to save to and click the
save button.
Go back to the My Bibliography portal and click
on the items to see the citations.
Checking Compliance
 Once
you are in the My Bibliography portal
you will need to click on “Display settings”.
 Choose
“Award” from the drop down menu
and then click the “Apply” button.
 On
the resulting screen each citation is
marked with visual clues
that indicate
the peer review article compliance status.
Journal articles that are compliant with the NIH Public Access Policy are
marked with a green dot and have the PubMed Central citation Id (PMCID)
number listed .
Articles newly submitted to the NIH Manuscript Submission system are
considered in process and are marked with a yellow dot. Note that the
NIHMS ID number is listed.
A red dot indicates that the article is non-compliant. The compliance process
can be started by clicking on the red dot or “Citation not in NIHMS or PMC.”
A question mark indicates that compliance with the NIH Public Access
Policy cannot be determined without additional information. Click "Edit
Status" to enter supporting information for the citation.
Articles that were accepted for publication prior to April 7, 2008 are not covered
by the NIH Public Access Policy. These citations are marked as not applicable
(this status is also automatically applied to citation types that are not journal
articles, e.g., book chapters, patents, presentations).
Non-Compliance Issues
If the article is non-compliant in the “My Bibliography” view …
“No PMCID 3 months post publication”
Click on the NIHMS number – this will take you to the NIHMS system
page.
Choose a log on route – choose My NCBI by double clicking on it.
At the top right of the page enter in the NIHMS number and click the
“Find Manuscript” button.
The Manuscript Summary will appear:
Manuscript Summary Status
Awaiting author approval of PDF receipt.
Journal
Social science & medicine (1982)
Manuscript Title
The relationship between diet and perceived and objective access to
supermarkets among low-income housing residents.
NIHMSID #
384707
“Awaiting Author approval of PDF receipt” – The article has been submitted to
the NIHMS system by either the publisher or author. The system is waiting for
the first email approval from the corresponding author.
Or
If the status is “Awaiting Author approval of Web receipt” – The first approval
email has been approved and the system is now waiting for a response to the
second email.
How to fix the problem:
If the author is part of your institution – contact the author and ask them to
check their email for any correspondence from NIH. If they can not find the
email you will need to contact NIH and ask them to resend the email.
Contact the NIHMS Help Desk at [email protected] and ask
them to resend the approval email. Notify the corresponding author that s/he
will receive an email from NIHMS.
Non-compliant. Citation not in NIHMS or PMC
Start by checking the journal and publisher information. Is it an A, B, C or D
journal?
The designation of the journal should help you figure out if you need to contact
the publisher or enter the manuscript in NIHMS.
5. Cite Paper
When citing a paper in NIH applications, proposals and
progress reports, include the PMCID at the end of the full
citation.
Example:
Jacobson CA, Turki AT, McDonough SM, Stevenson KE, Kim HT,
Kao G, Herrera MI, Reynolds CG, Alyea EP, Ho VT, Koreth J,
Armand P, Chen YB, Ballen K Soiffer RJ, Antin JH, Cutler CS, Ritz
J. 2012. Immune reconstitution after double umbilical cord blood
stem cell transplantation: comparis with related peripheral blood
stem cell transplantation. Biology of Blood Marrow Transplantation
18 (4):565-574. PMCID: PMC3288552.
How to Cite Papers in Press or
within 3 Months of Publication
For Method A and B journals, use “PMC journal – In Process”.
PMCIDs are assigned around the time of publication
“PMC Journal – In Process” is not acceptable 3 months after
publication
Example:
Cardarella S, Johnson BE. Meta-Analysis of EGFR Kinase Inhibitors: Not
Always Greater Than the Sum of Its Parts. J Natl Cancer Inst. 2013 May
1;105(9):589-90. PMCID: PMC Journal – In Process
For Method C and D journals, use the NIHMSID
NIHMSID is not acceptable 3 months after publication
Exapmle:
Kunz PL, Reidy-Lagunes D, Anthony LB, Bertino EM, Brendtro K, Chan JA,
Chen H, Jensen RT, Kim MK, Klimstra DS, Kulke MH, Liu EH, Metz DC,
Phan AT, Sippel RS, Strosberg JR, Yao JC. Consensus Guidelines for the
Management and Treatment of Neuroendocrine Tumors. Pancreas. 2013
May;42(4):557-577. NIHMSID: NIHMS459595.
Helpful Resources

My NCBI Overview
http://publicaccess.nih.gov/index.htm

My NCBI MyBibliography overview
http://www.ncbi.nlm.nih.gov/books/NBK53595/#mybibliography

Identify a Submission Method
http://publicaccess.nih.gov/submit_process_journals.htm

Sherpa/Romeo Publisher Copyright Policies and Self-Archiving
http://www.sherpa.ac.uk/romeo

HMS Scholar video tutorials
https://hmscholar.countway.harvard.edu/tutorials.html
Questions?