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Lithography: Advanced
 Key parameters:
 resolution
 alignment (or misalignment)
 depth of focus
 Resolution:
 indicates the smallest feature (or space) that can be
produced
 One of the limiting factors is wavelength of the light used
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Lithography: Resolution
 Resolution and other parameters
  k1

NA
  Minimum Feature Size
  Wavelength of light used
k1  Raleigh Constant
D
NA  Numerical Aperture=
2f
 Depth of Focus or Depth of Field (DOF)
 Details Later
DOF  k2

NA2
 We need small  and large DOF
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Optical Proximity Correction
 To ‘accommodate’ for diffraction effects
 Presence or absence of other features nearby
(proximity) will affect the optical behavior
 Corrections are made in the layout to account for it
(Hence, Optical Proximity Correction or OPC)
 Anti Reflective Coating (ARC)
 Phase Shift Masks
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Optical Proximity Correction
 To ‘accommodate’ for diffraction effects
Real
Ideal
Mask
Resist
 Presence or absence of neighboring features will alter the
width / space of the feature
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Biasing
 OPC
 Rule based (simple rules, reasonably effective)
 Model based (more complicated, computationally
intensive, better)
Original
M1 layout
After Bias
M1 layout
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Biasing (zoomed picture)
1
2
Width is changed (usually increased)
Line End is changed (usually extended)
 The idea is, after photolithography
using mask with structure 2, the
resulting structure will be close to what
we planned originally (structure 1)
 i.e. We try to account for nonidealities in the lithography process
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Other corrections A “Tee” may not “print” correctly
1
3
 What we want is structure 1
 If we make a mask like structure 1,
we will end up getting structure 3
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 Hence, we make a plan like
structure 2 to obtain on the wafer what
we want
 Add “dog ears” to the lines
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Lithography: OPC
Resolution Enhancement Techniques (RET)
 Summary
1
2
 Layout is OPC’ed
 Width bias
 This is not the same as enlarging the layout. Here, if width is
increased, then space is decreased
 Other corrections
 To account for non-idealities in the ‘printing’ process
21-Jul-15
9
OPC Example
Drawn /
Pre OPC
Post
OPC
 An example from intel web page
Mask
Wafer
(after photo?
After etch?)
OPC vs PPC
 Other processes (like etch) also have ‘proximity’ effect
 Presence or absence of neighbor will affect how a
process behaves for a particular feature
 Litho ‘neighborhood’ is about 1 um
 Etch neighborhood is probably few microns
 CMP neighborhood can be few mm (or many
microns)
 Correcting for optical (litho) and few other processes is
called ‘Process proximity correction’ or PPC
 Typically litho + etch corrections are used for PPC
 CMP corrections are at a different (larger) scale.
 Dummy features
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Lithography: ARC
RET: Anti Reflective Coating
 Reflection ==> Standing waves
ARC Animation
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Lithography: RET
RET: Phase Shift Masks (PSM)
Amplitude
Intensity
 Normal Masks
21-Jul-15
X
 OPC can correct
only to some extent
 When the space
and the width are very
small (and similar to
wavelength of light
used)....
 Use Phase Shift
Mask (PSM)
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Lithography: RET
RET: Phase Shift Masks (PSM)
 Normal Mask
 Phase Shift Mask
 Another way to obtain same effect: Etch the
glass to different level (schematic in next page)
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Lithography: PSM
Lithography: RET Review
 Optical Proximity Correction
 Changes in the layout, mask
 Anti Reflective Coating
 Change in the process
 Phase Shift Mask
 Change in the Mask
==> Original layout is first generated
 Then modified (to indicate where the change
of phase is appropriate)
 Computer programs which generate the
‘aerial image’ are used to decide where phase
shifting is needed
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Lithography: Production
 Depth of Focus
 Alignment
 Partial Field/ Full Field
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Lithography: Production
Depth of Focus and Resolution
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Lithography: Production
DOF: Focus Exposure Matrix
 Exposure is easy to control
 Focus: All the parts of chip will NOT be in focus
Plane of focus
Out of focus
 DOF in the range of micron
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Lithography: Production
DOF: Focus Exposure Matrix
 FEM (Focus Exposure Matrix) to obtain process
window information
CD vs Defocus
1200
1000
Exposure energy
30 mJ
25 mJ
20 mJ
CD (nm)
800
Likely shorts;
False readings
600
400
200
0
-0.6
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-0.4
-0.2
0
Focus
0.2
0.4
0.6
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Lithography: Production
DOF: Focus Exposure Matrix
 Remove the false readings (outliers)
 Define the focus window
 Note: CD here may be SEM CD or ECD
CD vs Defocus
240
230
220
210
CD (nm)
200
Upper Limit
190
30 mJ
25 mJ
20 mJ
180
170
160
Lower Limit
Exposure energy
150
140
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-0.6
-0.4
-0.2
0
Focus
0.2
0.4
0.6
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Lithography: Production
 Photo Margin
 Depth of focus and exposure margins are very
important, particularly in the BEOL
 Very little topography in the FEOL ==> usually
sufficient photo margin exits
 Misalignment
 How well can one align to the previous layer?
 Should one align to the previous layer or to a
standard layer?
 Typically a tolerance in the range of +/- 60 nm
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Lithography: Production
Alignment
 Statistical Process Control (SPC)
 Misalignment measured for example, on 2 wafers in a
set of 25 wafers (lot)
 In each (of the two) wafers, it may be measured in 5
points (minimum) to perhaps 49 points
 Average x misalignment for each wafer is plotted (and
similarly y misalignment is plotted)
 Each misalignment must be below the absolute spec
limit. Average must also be below the upper and lower
spec
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Lithography: Production
Alignment
 Alignment marks:
 Box in box, cross
 overlay budget
 Statistical Process Control (SPC)
Example data
Misalignment vs run
60
(upper limit)
UL
40
20
0
0
10
20
30
40
50
-20
-40
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-60
LL
(lower limit)
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Lithography: Production
Partial Fields at the edges of the wafer
 Partial Fields/ Full fields
Field (one ‘shot’)
Has 9 chips
(for example)
Partial Field (one ‘shot’)
Has < 9 chips on the wafer
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Lithography: Production
Partial Fields at the edges of the wafer
 So what?
 Why chips in partial fields?
 Use the available space in the wafer
 Many processes are ‘pattern dependent’.
Uniform pattern makes the process ‘behave’ better.
More on this latter
 If the partial field regions are left blank, such
processes will not give ‘good results’
 What is wrong with using chips in the partial field?
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Lithography: Production
Partial Fields at the edges of the wafer
 Significant number of chips are in partial fields
( the
example in previous page is an exaggeration though)
 The chips cannot be just thrown away (working chip == money)
 All the partial field chips are in the edge
 Majority of processes have center/edge variations and usually the
edge chips are affected (partial field and full filed edge chips)
 Automatic Focus algorithms are not very effective for partial field
 Some of the ‘locations’ in the mask, which are used for
determining focus, may fall out of the wafer, in the partial fields
 Hence Partial field chips fail more
 One solution: Modify algorithm for determining
focus at partial fields
 Optimize chip placements
 Edge exclusion (for many processes)
21-Jul-15
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Lithography: Production Review
 Depth of Focus
 Improved by CMP
 Alignment
 Alignment marks
 Partial Field/ Full Field
 Tweak focus algorithms
 Optimize the field locations to obtain maximum
number of ‘good chips’ (which is not always the
same as maximum number of chips possible)
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Lithography: Extra
 What happens for monochromatic vs other light?
 Refractive vs Reflective system
 Weight/ curvature
 Generation
 Resolution/ Accuracy
 Fiducials - alignment references
 Closure checks
 Klaris - KLA references
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Lithography: Extra
 Projection Printing :
 Mask fabrication (size)
 Mask cost
 Alignment
 Defect size
 Higher cost & Maintenance
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Lithography: Extra
 Modulation Transfer Function (MTF)
 M = (Imax-Imin)/ (Imax+Imin)





X-Ray Lithography (parallel)
E Beam Lithography (serial)
X-Ray : 1x mask, non-defect forming
Resist: no effect from x-ray induced photo electrons
Mask: from silicon substrate/ Ta barrier
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