Transcript Document

Using Information
Proactively to
Address Human
Performance
Issues
Federal Aviation
Administration
Presentation to: International Helicopter
Safety Symposium 2005
Name: Christopher A. Hart
Date: September 28, 2005
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
0 0
The Context: More Complexity
• Increasing System
Interdependencies
– Large, complex,
interactive, tightly coupled
system
– Highly redundant
– Hi-tech components
– Continuous innovation
• Safety Issues More
Likely to Involve
Interactions Between
Parts of the System
International Helicopter Safety
Symposium 2005
September 28, 2005
PEOPLE
MATERIALS
SOFTWARE
TOOLS
PROCEDURES
EQUIPMENT
FACILITIES
Federal Aviation
Administration
1
Effects of More Complexity:
More “Human Error” Because
• System More Likely to be Error Prone
• Operators More Likely to Encounter
Unanticipated Situations
• Operators More Likely to Encounter
Situations in Which Operating “By the
Book” May Not be Optimal
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
2
The Result:
Operators Who Are
- Highly Trained
- Competent
- Experienced,
-Trying to Do the Right Thing, and
- Proud of Doing It Well
. . . Yet They Still Commit
Inadvertent
Human Errors
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
3
When Things Go Wrong . . .
How It Is Now . . .
How It Should Be . . .
You are highly trained
You are human
and
and
If you did as trained, you
would not make mistakes
Humans make mistakes
so
You weren’t careful
enough
so
You should be PUNISHED!
International Helicopter Safety
Symposium 2005
September 28, 2005
so
Let’s also explore why the
system allowed, or failed to
accommodate, your mistake
and
Let’s IMPROVE THE SYSTEM!
Federal Aviation
Administration
4
Fix the Person or the System?
Is the Person
Clumsy?
Or Is the
Problem . . .
The Step???
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
5
Enhance Understanding of
Person/System Interactions By:
- Collecting,
- Analyzing, and
- Sharing
Information
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
6
Objectives:
Make the System
(a) Less
Error Prone
and
(b) More
Error Tolerant
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
7
Heinrich Pyramid
ACCIDENTS
Mandatory
Reporting
INCIDENTS
Voluntary
Reporting
(NEAR MISSES)
UNREPORTED
OCCURRENCES
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
8
Benefits of Routine FDR Use
Hull Losses as a Percent of Total Turbine Fleet
Flight Data Recorder Users v s. U.S. v s. W orld
Percent
0.3
0.2
Worldwide
FDR Use <7Years
0.1
Total U.S.
FDR Use 7-14 Years
FDR Use >14 Years
0
76-82
83-89
90-96
Y ears
Sources: Total U.S. - FAA NASDAC
Other - Skandia Insurance Co. Ltd.
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
9
Other Major Source of Information:
Hands-On “Front-Line” Employees
“We All Knew About
That Problem”
(and we knew it might hurt
someone sooner or later)
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
10
Legal Concerns That Discourage
Voluntary Collection, Analysis, and Sharing
• Public Disclosure
• Job Sanctions
and/or Enforcement
• Criminal Sanctions
• Civil Litigation
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
11
Typical Cultural Barrier
Middle
Management
CEO
Front-Line
Employees
“Safety First”
“Production First”
“Please the Boss First…
THEN Consider Safety?”
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
12 12
Next Steps
Improved Analytical Tools
Legal/Cultural Issues
As we begin to get over the first hurdle, we
must start working on the second . . .
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
13
Information Overload
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
14
Immediate Benefit:
International Helicopter Safety
Symposium 2005
September 28, 2005
$avings
Federal Aviation
Administration
15
Other Potential Benefits:
More Robust Communications Process -• Helps Labor and Management Become
Partners Improving Safety, Rather Than
Adversaries, and
• Can Also Improve:
- Productivity,
- Quality,
- Reliability, and
- Efficiency
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
16
Others Who Are Interested
• Other Transportation
Modes
• Nuclear Power
• Chemical Manufacturing
• Public Utilities
• Firefighters
• Health Care Industry
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
17
The Health Care Industry
To Err Is Human:
Building a Safer Health System
“The focus must shift from
blaming individuals for past
errors to a focus on preventing
future errors by designing safety
into the system.”
Institute of Medicine, Committee on Quality
of Health Care in America, 1999
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
18
Thank You!!!
Questions?
International Helicopter Safety
Symposium 2005
September 28, 2005
Federal Aviation
Administration
19