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The Development Dimension of Intellectual Property and Intellectual Property Policy Kiyoshi Adachi Legal Officer, IP Team, UNCTAD UNCTAD/CD-TFT 1 What is DDIP? A methodology/checklist consisting of a series of questions designed to collect information about a country’s development policies and existing IP policies, with a view to reaching conclusions about whether that country’s IP policies are in line with specific development objectives. A report containing the results of this analysis, and setting out recommendations as to what changes could be made to better ensure that a country’s IP policies support the country’s development objectives in specific areas. UNCTAD/CD-TFT 2 Key Assumptions IP is not an objective in itself – means to an end; our starting point is therefore development policy. IP policy needs to make sense in the context of development policy, not vice versa. Policy is not static – there are usually some policies already in place, but policies will always need to be reviewed and revised periodically, and there is nothing wrong with that. UNCTAD/CD-TFT 3 Uganda – first test case (1) Request for DDIP – January 2008 Field mission – May 2008 Drafting stage – current Aiming to complete by February 2009 UNCTAD/CD-TFT 4 Uganda – first test case (2) Development Objectives Examined Health/Access to Medicines (patents) Access to Knowledge (copyrights) Technology Transfer (general IP regime) UNCTAD/CD-TFT 5 The case of Cipla – Quality Chemicals JV 50-50 JV to produce ARVs and antimalarials Technology Transfer and Health TRIPS flexibilities prerequisite But certainly not sufficient by itself to make the deal happen UNCTAD/CD-TFT 6 Technology Transfer Aside from Cipla-Quality JV, is it happening? Where do they need it most? What kind of products do they want to make? Is it IP intensive, or not? At this point in time, technology transfer may be facilitated by wider public domain UNCTAD/CD-TFT 7 IP Policy: Least Developed Countries Despite vast geographic, cultural and economic differences, many of the LDCs are likely to face similar challenges in IP policy making; 1. 2. 3. 4. 5. low income - weaker incentive for new products and services; low-human capital; less diversified economy; low level of information and communication infrastructure weak, at the same time over-stretched, institutions. LDCs will consider IP policy in the context of these challengesand their development need: raising income, improving education and ensuring access to health; diversifying the economy and upgrading local technological capability. UNCTAD/CD-TFT 8 IP Strategy 1. Not the same as policy 2. Getting from point A to point B (implies policy change) 3. Need a framework to understand how policy is made in a country, and to take that into consideration UNCTAD/CD-TFT 9 The Policy Formulation Model: A Loosely Linked Set of Stages • • • • Stage Stage Stage Stage UNCTAD/CD-TFT 1 Agenda Setting 2 Specifying Alternatives 3 The Authoritative Choice 4 Implementing the Decision 10 Agenda Setting A political or governmental agenda is a set of subjects to which some government officials are paying serious attention. Agenda setting is composed of all activities and communication channels that bring to politicians and government officials an awareness of issues or problems that might be considered for governmental action. Question: is the policy issue on the agenda of the decision makers? UNCTAD/CD-TFT 11 Specifying Alternatives Specifying alternatives is about finding possible solutions, and coupling solutions to problems and to political expediency. A useful idea for explaining why some problems or solutions gain the attention of decision makers while others do not is the presence of policy windows. A policy window exists when there is a co-existence of issues, acceptable solutions and the attention of decision makers. Question: Does a policy window exist that would permit your policy initiative to be seriously considered by decision makers? UNCTAD/CD-TFT 12 The Authoritative Choice This stage transforms a policy initiative (proposal) into a formal governmental agenda item and becomes the basis for administrative agency action. UNCTAD/CD-TFT 13 Implementing the Decision •Which agencies will implement the policy? •Is there sufficient capacity in the agency to implement? •Battling for resources – human and financial •Accountability – monitoring mechanisms UNCTAD/CD-TFT 14 THANK YOU! UNCTAD/CD-TFT 15