Transcript Slide 1

Department of Research & Innovation
“The Department of Research and Innovation
aims to provide support, advice and guidance
for research, consultancy, business
engagement activity and the protection and
commercialisation of University IP for the
benefit of the knowledge economy.”
DRI – Operational Units
 750 proposals submitted pa
£60m Convergence Projects
£21m research income
Contract support
Pre Award
(inc European)
Post Award
 850 Active Contracts
Monitoring Expenditure
 Closedown of £30m
Objective 1 projects
(inc European)
Intellectual
Property
 Patents
HR Issues
 Recruitment
Licensing
IP
Legal Disputes
Due Diligence
Spin-out
Business
Partnerships
(including the
Dragon Innovation
Partnership)
SMEs, MNEs
Knowledge Exchange Wales
 2nd Campus
Techniums
Industrial Clusters
 Dragon
HEFCW 3M Fund
Pre-Award –project inception and proposal
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Development and discussion about your idea (proposal drafting)
Identify Funding Opportunities – including European
Guidance on Sirius calculator (salaries)
Advice on budget elements (Equipment, Travel, Consumables)
Advice on eligibility and contract terms and conditions
Guidance on Full Economic Costing tool (overheads)
Company checks to ensure financial stability
Guidance on syntax and layout
Assisting with contract negotiations
You can find web advice and support here: http://www.swan.ac.uk/research_innovation/Pre-AwardFundingSupport
Research
Funding
Organisers
Research Funding
Organisations
• Research Councils – ESRC, EPSRC, NERC, AHRC, MRC, BBSRC, STFC
• Government Departments –Department for Business, Innovation & Skills,
Dept for Transport, MoD, Environment Agency, Department of Health,
Department of Environment Food and Rural Affairs etc
• Charities - Wellcome Trust, Rowntree Foundation, Royal Society, Royal
Academy of Engineering, Canon Foundation, Wolf Foundation, Leverhulme
Trust, Nuffield Foundation, Cancer Research, BUPA, Bill & Melinda Gates
Foundation
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Welsh Assembly Government - WORD, A4B, Tenders
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European Union - Framework 7, European Science Foundation
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Industry – Rolls Royce, CORUS etc.
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Others –NESTA (National Endowment for Science, Technology and the Arts),
The Carbon Trust
• Check funders web sites
- Find out which funding bodies support your subject area; ask colleagues;
• Research Funding Websites
• ResearchResearch.com – extensive worldwide funding database and topical
news in research; request a personal account via DRI; weekly email alerts
tailored to your personal interests
• www.rdinfo.org.uk - for medical research funding opportunities.
• http://www.cos.com alternative to ResearchResearch Sources; campus use
only
• Check relevant journals / papers
Look through subject specific journals, or the Times HE / Tuesday Guardian /
contact professional societies who sometimes have sources of funding
• Speak to colleagues NETWORK!
• Internet Search Engines Google; Lycos; Yahoo!
Post-Award – managing the project finances
• Obtain Head of School approval and issue code
• Provide budget information and data (monthly summaries from QL financial
system) and ad-hoc requests
• Claims and invoicing of expenditure
• Advice on budget monitoring systems (Equipment, Travel, Consumables)
• Explanation of financial terms, checking eligibility and compliance with
sponsors T &C’s
• Recording all primary proposal and contract information (original/e-data)
• Debt collection (we will pursue debt collection but usually ask PI for initial
approach
• Liaison with Sponsors and internal administrators (Finance, HR)
• Formal financial closure of project and advice on audit compliance
• Provision of statistical information (SU and external)
• Some
important
things to
note to note…
Some
Important
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A PI is typically expected to be the project manager (carries a
burden of administration)
A PI needs to be familiar with the responsibilities outlined in
section E.12 of the financial regulations (in particular E.12.14)
Every project must have a contract
DRI must have sight of proposal before submission (please note
deadline timetable)
Head of School must authorise proposal
DRI may flag project for Risk Assessment
DRI accepts contracts on behalf of Swansea University (£500k)
Working with Industry
• Internal and External Interface - network
• Business Development and idea scoping
• Application advise – process, costs, targets,
company checks
• Funding searches
• Key contact with funding organisations
• Contracts – NDAs, IP agreements
• Knowledge Transfer, business interface training
Marketing and Networls
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Case Studies
PR stories
Seminar program
Networks and Partnerships
Dragon Innovation Partnership,
Knowledege Exchange Wales – Global Connect
• Events – Business, Departmental and School
Swansea IP Group
1) Intellectual property.
• Questions about the University’s IP Policy
• Protecting valuable IP and applying for patent
protection
• Licensing and Assigning University owned IP to
companies
• Advice regarding copyrights or other forms of IP
• Approve IP provisions in research/consultancy
agreements.
Swansea IP Group Cont’d
2) Spin Out Programme
• The formation of companies formed with University IP
• Supported by the Welsh Government – Finance Wales
• Administered by Swansea IP Group
• Advice on company formation & governance provisions
3) Consultancy
• Questions about the University Consultancy Policy
• Negotiation with Companies on terms and conditions
• Some administrative details – purchasing & invoicing
Research and Innovation
Please contact us!
We are based on the 7th floor of the Faraday Tower!
Pre -Award
Julie Williams (European) ext 5824
Chris Beynon (Biomedical, SOTEAS, Dace) ext 5015
Debbie Saunders (Arts and Humanities, Medicine, Human Science) ext 2094
Adrian Walters (Engineering, Physical Science, Health Science) ext 3724
Post- Award
Huw Evans (European) ext 5736
Stuart Gwyn (Non European) ext 5757
Knowledge Transfer – Ali Parker ext 2630
IP – Dan Flanagan ext 3717