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Achieving Excellence in HIgher Education in the United States with the Baldrige Criteria Robert Sedlak, Provost University of Wisconsin-Stout Achieving Excellence in Education Conference Gebze, Turkey September 6, 2002 Excellence in Higher Education Improving Overall Performance Fewer than 50 Organizations have Received the Award Since 1989 – Selected Recipients Include: • Motorola, Inc. 1988 • Xerox Corp, Business Products 1989 • Cadillac Motor Car Division 1990 • IBM Rochester 1990 • Zytec Corp 1991 • The Ritz-Carlton Hotel Co. 1992 • Eastman Chemical Co. 1993 • Corning Telecommunications Product Division 1995 • Merrill Lynch Credit Corp. 1997 • STMicroelectronics 1999 • Los Alamos National Bank 2000 • University of Wisconsin-Stout 2001 Facts About UW-Stout 27 undergraduate and 16 graduate degree programs Minneapolis UW-Stout St. Paul $95M budget 8,000 students with 1,200 faculty and staff Madison (11) 4-year campuses (13) 2-year campuses (2) Doctoral campuses Chicago Baldrige Core Values Systems Perspective Visionary Leadership Learning-Centered Education Organizational Learning Valuing Employees & Partners Agility Future Focus Managing for Innovation Management by Fact Public Responsibility Focus on Results Baldrige Categories Leadership Strategic Planning Market, Student and Stakeholder Focus Faculty and Staff Focus Information and Analysis Process Management Performance Results The Setting Between 1990 to 1996 UW-Stout developed quality tools UW System and Board of Regents adopted Baldrige criteria Extensive campus training on TQM tools Cross-functional TQM teams operating in over 20 areas Historically data-driven organization but planning was decentralized and fragmented The Setting UW-Stout environment in the mid-1990’s Budget cuts Need to fund new technology infrastructure Pressure to be efficient Pressure to continually improve Pressure to be accountable Perceptions And Realities High levels of stress Poor faculty morale Lack of communication Declining levels of trust Lose-Lose; Win-Lose; but no Win-Win decision-making Suspicion What We Did Realized we had serious problems and resolved to address them Listened to the faculty and staff on what needed to be fixed Addressed areas of their concern first to achieve buy-in Committed time Changes We Made Revolutionary Changes Created a new leadership system Created budget, planning, and analysis unit Revamped annual budget and planning processes Initiated team building with senior leaders Improved communication Leadership Systems: An Environment for Transformational Change Change To An Inclusive Decision-Making Process Provide all internal stakeholder groups with a voice in policy discussions and budget recommendations -Faculty Senate -Senate of Academic Staff -Stout Student Association -Classified Staff Unions -Senior Administration “Shared Governance = Shared Responsibility” Leadership Systems: Chancellor’s Advisory Council Flattens the traditional hierarchy Makes recommendations to Chancellor, sets direction, and deploys resources Budget, Planning and Analysis unit formed Prepares, interprets, and provides information needed to make effective decisions Chancellor’s Advisory Council Allows Us To: Enable campus-wide involvement and participation in strategy development and decision-making Plan and review performance Guide alignment and integration of short- and long-term actions Aid in assessment of results and improve performance Enhance organizational performance through team building Strategic Planning Budgetary And Financial Planning Intended Outcomes: Facilitate planning and discussion Encourage participation Improve the quality of decisions and buy-in Build a trusting climate Increase understanding of plan and budget Strategically focus on campus Planning Budget Strategic Planning Strategic Budgetary And Financial Planning The strategic plan includes five-year goals and shorter-term action plans Broad-based participatory planning is used to identify, set, and fund campus priorities Review of progress at all levels The strategic plan aligns resources and actions leading to desired results levels of the campus Planning Budget Strategic Planning Developing Annual Budget Priorities Chancellor Communicates Final Plan Institution-Wide Winter Budget Planning at Division/College Level Fall/Winter Chancellor’s Advisory Council Budget Planning Chancellor’s Advisory Council Summer Retreats Fall Focus Groups Strategic Planning Annual Budget Priorities Branding and Marketing Digital Campus Equality for Women Graduate Education Distance Education Applied Research Creating a Quality Culture: Keys to Success Keys To Success: Communication NEWSLETTERS OPEN FORUMS WEB LISTENING POSTS GOVERNANCE & DEPARTMENTAL MEETINGS CAMPUS-WIDE MAILINGS Keys To Success: Teamwork A traditional hierarchy, complemented by set of established committees and other cross-functional structures Chancellor’s Advisory Council Faculty Senate committees Senate of Academic Staff committees University-wide committees Keys To Success: Information Access to data Analysis by BPA Computing power Networking Internet Training Keys to Success: Faculty and Staff Satisfaction Morale Surveys Full survey every three years One-minute survey on alternate years Changes Faculty teaching workload Lead To Communication Gender equity Process Management Process for Process Improvement Academic Program Review Process Educational Support Unit Review Process Process Management: The Digital Campus Initiative Upgraded technology: state-of-the-art network University computer cost-share program Implementation of laptop environment Hired instructional web designers Next Steps – The Journey Continues Face new challenges optimistically Remember we are excellent but not perfect Help others in the journey