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The American University of Rome HSM 201 - Survey of Western Civilization Professor: Alvaro Higueras E-mail: [email protected] Two 1'25" sessions per week Monday and Wednesday: 10:35 am – 12.00 pm Office hours: starting at 10 am on class days or by appointment Required Texts: Judith Coffin, Robert Stacey. Western Civilizations. Vol. 1. New York, London: W.W. Norton and Co., 2005 (15th edition). The textbook is on reserve in the library. Some readings will be announced (TBA) during the course. http://www.tiwanakuarcheo.net/swc1 I Course Description This course will cover the history of various civilizations that make up what we call Western Civilization for a time-span that stretches from the origins of human civilization until the Protestant Reformation. Although the course will focus on “Western” civilizations much attention will be given also to the contribution of Eastern Civilizations to European Civilization especially during and after the Middle Ages (specific hand-outs will be given along the course). Course Objective Students should become familiar with the most important civilizations that are believed to constitute the Western Civilization, including those of the Ancient Near East, Greece, Roman Empire, Byzantine Empire, Islamic Middle East, Medieval Europe, the Renaissance and the Protestant Reformation. Students should learn to distinguish between primary sources and secondary literature and use them critically for understanding historical events and for interpreting them. Course Procedures Participation Students are given reading assignments prior to lectures on a given topic. This should enable them to participate actively in discussions after lectures (20% of the final grade is for attendance, class participation and the oral presentation of the paper). Students are expected to keep up with the assigned readings. Each student will also be asked to give an oral presentation of the research paper topic (of his/her choice to be established with the instructor). In order to get a “live” experience of a setting crucial in the history of Western civilization and take advantage of our Roman location, this course includes an obligatory visit to the Markets of Trajan and the Museum of the Imperial Fora (scheduled for Wednesday November 26 @ 10.00am). Writing I Students will be given two take-home exams consisting of essay questions. Take-home exam questions will focus on readings from primary sources and students’ answers will provide analysis of these primary sources. On the due date the questions of take-home exams will be analyzed in class in form of a general class discussion. Because of this procedure, it is imperative that students turn in their work no later than the due date. If a student is absent on the due date of the exam and has a reasonable excuse for doing so, s/he is encouraged to mail the answer electronically on the required day. In this case s/he is responsible for making sure that the e-mail arrives to me on time. If a student has a reasonable excuse for absence but does not e-mail the exam to me, the delay will affect the grade of each exam by 10 points. If an exam is more than a week late, it will be not accepted. Writing II Each student will prepare a research paper on this topic referring to a civilization or period of history of his/her choice, for an 8-10 page (double-spaced) research paper. The research paper should be based on at least three primary sources and at least eight secondary sources. Students are required to turn in an annotated bibliography and an outline of their paper prior to the final paper (see the due dates at the end of the syllabus). Failure to turn in the bibliography and the outline will result in subtracting 5 points for each from the final grade of the paper. Moreover, students are required to use electronic databases, such as J-STOR when doing research for the paper. We will have a short talk on the options available to the students to find both hard copies of literature as well as electronic sources. Writing III Mid-term and final exams will combine essay writing with short questions. Oral Presentation Each student should present his/her research topic in a 10 min. oral presentation. Students will be graded based on the content of the oral presentation as well as the ability to communicate with the audience, e.g. lively talking and raising an interest in his/her topic as opposed to half-voiced reading without any eye-contact with listeners. Visual aids or hand-outs are a plus. Midterm exam 20% Class participation & attendance 10% Take-home exams 15% (2 x 7.5%) Oral presentation 10% Written research paper* 20% Final exam 25% *see annex 1 - Grading Rubric for Research Paper 3 questions guiding the course: (What is this course about? Or,) Why do we study political organizations in an International Relations program, and what is their relationship? ● How is ancient history assessed today? How do we evaluate modern political systems? ● Is there an evolution in human political systems? How to assess change/progress/evolution? Session Topics Readings Tasks No reading M8 Sep. Introduction: The evolution of political systems and international relations. Time and scale. W 10 Sep. The Beginnings of Civilization: The Advent of the State and Empire. Chapter 1: The Origins of Western Civilizations M 15 Sep. The International Bronze Age and its Aftermath. An early process of globalization. Chapter 2: Gods and Empires in the Ancient Near East, 1700–500 B.C.E. W 17 Sep. Building the Classical World: Hebrews, Persians, and Greeks. Chapter 3: The Greek First Take-Home Experiment Exam handed M 22 Sep. Classical Greece : Politics, Science and Philosophy Reading: TBA Session Topics Readings W 24 Sep. The Hellenistic Age: Chapter 4: The Expansion of Greek Expansion of Ideals. Globalization of the Greece Mediterranean World. No reading M 29 Sep. The Early Roman Empire. From Republic to Empire and the Shaping of a Continental Power. W1 Oct. Roman Empire and the Strategies of an Imperial Power Discussion on take-home exam 1 Chapter 5: Roman Civilization Late Antiquity: Demise of the Management of the M 6 Oct. Empire Tasks First Take-Home Exam is DUE Chapter 6: Christianity and the Transformation of the Roman World Session Topics Reading: TBA W8 Oct. Rise of Christianity: From Peter to the Official Church in hand with the Greatness of the Empire. Discussion on selection of paper topic. Byzantium, Islam and the Latin West: The Foundation of the Diversity in Cultural Traditions. Chapter 7: Rome's Three Heirs: The Byzantine, Islamic, and Early Medieval Worlds W 15 Oct. Byzantine Empire: The Short Life of the Eastern Roman Empire No reading M 20 Oct. Review Session for the Mid- No reading term Exam. Selection of paper topics Guidelines for the bibliography and research. Discussion on take-home exam 2 M 13 Oct. Readings Tasks Second TakeHome Exam handed Second TakeHome Exam is DUE. Session Topics W 22 Oct. M 27 Oct. M 29 Oct. Readings Tasks Mid-term Exam The Early Middle Ages. Reading: TBA The High Middle Ages. Chapter 8: The Expansion of Europe: Economy, Society, and Politics in the High Middle Ages, 1000–1300 FALL BREAK 31 Oct. - 9 Nov. M 10 Nov. W 12 Nov. The High Middle Ages. Chapter 9: The High Middle Ages: Religious and Intellectual Developments, 1000–1300 The Late Middle Ages No reading Annotated Bibliography of Papers DUE Session M 17 Nov. Topics W 26 Nov. Tasks The Renaissance: How Money, Chapter 10: The Trade, Artistic Influences and Later Middle Ages, Humanistic Interest create the 1300–1500 Revival of European Culture The Renaissance (Cont.) Chapter 11: Commerce, Conquest, and Colonization, 1300– 1600 The West and the World. Chapter 12: The Civilization of the Renaissance, 1350– 1550 W 19 Nov. M 24 Nov. Readings Visit to Markets of Trajan & Chapter 13: Museum of Fori Imperiali @ Reformations of entrance of Via Nazionale 33. Religion Classroom debate 1: How do learn / use the Past? History and Politics. Paper Outline DUE Session Topics M 1 Dec. The Protestant Reformation. Classroom debate 2: the meaning of “Civilization” and today's scenarios of political organization in light of ancient models. Chapter 14: Religious Wars and State Building, 1540–1660 W 3 Dec. Presentations by students (8-10 minutes each) No reading M 8 Dec. Readings HOLIDAY - class held on Friday 12 Dec. W 10 Dec. Politics, Religion and the Creation of the New NationStates in Europe Reading: TBA F 12 Dec. Review Session for the Final Exam No reading Week 1519 Dec. FINAL EXAM: 10 am-12 noon Tasks Paper DUE The issue of political evolution How do we study it? What fields are involved? Is it an worthwhile / interesting topic? Synthesis : models of human-political evolution & exploring living societies in the 19th century. The study of living societies in the world Primitive Culture: Researches Into the Development of Mythology, Edward Tylor (1832-1917) Philosophy, Religion, Art, and Custom (1871) Ancient Society or Researches in the Lines of Human Progress from Savagery through Barbarism to Civilization (1877) Lewis Morgan (1818-1881) Frederich Engels (1820-1895) The Origin of the Family, Private Property and the State (1884) Tylor, Primitive Culture … (1871) “…an attempt is made to sketch a theoretical course of civilization among mankind… By comparing the various stages of civilization among races known to history, with the aid of archaeological inference from the remains of prehistoric tribes, it seems possible to judge in a rough way of an early general condition of man, …regarded as a primitive condition… This hypothetical primitive condition corresponds in a considerable degree to that of modern savage tribes, who, in spite of their difference and distance, have in common certain elements of civilization, which seem remains of an early state of the human race at large. If this hypothesis be true, then, notwithstanding the continual interference of degeneration, the main tendency of culture from primeval up to modern times has been from savagery towards civilization.” Morgan, Ancient Society… (1877) “The latest investigations respecting the early condition of the human race are tending to the conclusion that mankind commenced their career at the bottom of the scale and worked their way up from savagery to civilization through the slow accumulations of experimental knowledge. …portions of the human family have existed in a state of savagery, other portions in a state of barbarism, and still other portions in a state of civilization, … these three distinct conditions are connected with each other in a natural as well as necessary sequence of progress. Moreover, that this sequence has been historically true of the entire human family, up to the status attained by each branch respectively, is rendered probable by the conditions under which all progress occurs…” Engels, The Origin… (1884) Civilization is…the stage of development in society at which the division of labor, the exchange between individuals arising from it, and the commodity production which combines them both, come to their full growth and revolutionizes the whole of previous society… At all earlier stages of society production was essentially collective, [with] direct distribution of the products within larger or smaller communistic communities…inherent in it was the producers' control over their process of production and their product... But the division of labor slowly insinuates itself into this process of production... Gradually commodity production becomes the dominating form. Unilineal evolution Savagery Barbarism Civilization … human's appropriation of products in their natural state predominates; the products of human art are chiefly instruments which assist this appropriation. …human learns a more advanced application of work to the products of nature, the period of industry proper and of art. … human learns to breed domestic animals and to practice agriculture, and acquires methods of increasing the supply of natural products by human activity. Unilineal evolution In Morgan scheme, periods are divided by technological inventions. Fire, bow, pottery, in “savagery” stage. Domestication of animals, agriculture, metallurgy, in “barbarian” stage. Alphabet and writing in “civilization” stage. Thus Morgan introduced a link between social progress and technological progress. Engels will introduce the factor of human relations, to be more precise class relations. bands tribes chiefdom state (empire) In this sequence, where is “civilization”? Multilineal evolution Savagery Barbarism Civilization…always Savagery Barbarism Civilization Barbarism Savagery Barbarism Savagery (historical events, collapse, defeat, stagnation…) Leslie White & Julian Steward, in a trend called neo-evolutionism rejection the opposition primitive : modern; reject progress, focus rather on “cultural” adaptation (Darwin). > energy/technology/environment > adaptation & energy determine social differentiation and hierarchy. Stages of Social Organization Pre-State (kin-based societies): Bands and tribes: small-sized (10s to 100s autonomous social groupings, egalitarian, division of labor and status based on age, sex, and personal characteristics Chiefdoms: medium-sized social formations (1000s to 10,000s), ranked kin-groups based on hereditary status (incipient classes), regionally-organized, integrated (non-autonomous) communities. State (territory and class-based societies): societies divided into various social classes, with centralized government, a ruling elite class, able to levy taxes (tribute), amass a standing army, and enforce law. Empires states in territorial growth and military control. The Rise of Social Inequality and Complexity The “Rank Revolution”. • What led to the emergence of social stratification (rise of classes) and complexity (regional integration and institutional differentiation within communities)? • How was personal and social autonomy and egalitarian social structures transformed into societies in which people were subordinate to others based on birth and social position, at both community and regional levels? Agriculture and Settled Village Life Fertile Crescent • In the Near East, the use of domesticated plants and animals appears at roughly the same time. • Seemed to support (neoMalthusian interpretation) that food production provided technological base for population growth • Now it seems that settled villages appear slightly earlier than domesticated plants and animals: indicates a more complicated process of technological change Farming Towns Food production and more sedentary ways of life resulted in growth in settlement size and provided foundation for numerous cultural innovations outside of subsistence. Chiefdoms I simple “two-tiered” hierarchy: people are either elite or commoner, in part related to hereditary (incipient classes) • generally based on intensive economies • various communities integrated into regional society, typically showing a “bi-modal” or ranked-order settlement pattern: one or a few large (first-order) settlements, with smaller (second-and third-order) satellite settlements linked to these • formal, even full-time specialists: religious specialists, warriors, chiefs, artisans Chiefdoms II Transitional form between pre-state and statelevel societies, whereby status and access to resources are still determined by age, sex, and personal characteristics and achievements, and societies with institutional social hierarchy, whereby status and access to resources are also tightly tied to hereditary status. • What leads to the dissolution of personal and social autonomy? coercion (individualoriented strategies) vs. management or voluntaristic (group-oriented strategies). (From Price & Feinman 1993, p399) Political evolution The first events, timeline © Timeline, Encarta 2005 © Timeline, Encarta 2005 Mesopotamia Egypt The origins: from East to West… diffusion of ideas, technologies Rome Greece Mesopotamia Egypt What do you know about these societies? Barbarians Aryans, Slavs, Germans Christianized Europe Rome Byzantium Greece Mesopotamia Egypt The new societies of the North, the educated Barbarians take over Barbarians Aryans, Slavs, Germans Christianized Europe Renaissance Rome Byzantium Greece Mesopotamia Egypt The power of trade, traders to power, and new inventions