Transcript Slide 1

University of Maine
ENG 317: Business & Technical Writing
© 2012 Charlsye Smith Diaz, Ph.D.
Well,
Let’s just
that’s
a
call it the
mouthful.
IRB

The IRB oversees
research on
campus.

The goal of the IRB
is to make sure
humans are safe.
The federal
government
requires UMaine to
If we do not follow the rules,
the university risks losing federal
funding.
have
an IRB and to
specific laws
This class was designed in part withfollow
federal funds,
so losing funding could mean losing
resources
related
to
to offer courses online.
research.

The IRB is a government response to research handled very
Nazi researchers conducted involuntary experiments on
unethically. For example, the U.S. conducted research on black
humans, as depicted here.
males with syphilis from the 1930s to the early 1970s.
and before that…
Source: http://humanitiesandhealth.wordpress.com/2010/10/05/clintondelivers-formal-apology-for-a-newly-discovered-tuskegee-like-study/
Source: http://weimarinflation.wordpress.com/sources/
Have you ever:
Participated in a PSY 101 project?
Gone to a “potato tasting” on campus?
Taken a survey for someone doing research for class?
Filled out a course evaluation?
You are a
researcher in
ENG 317 so these
rules apply to
you.
All surveys
are governed
by the IRB, so
following the
rules is
required.

Students, employees, and agents of the University who conduct research involving human subjects must comply with the University Policy and
Procedures for the Protection of Human Subjects of Research. These procedures exist for the rights and welfare of the people who participate in
UMaine research. No systematic investigation of information obtained by observing or interacting with people, or by collecting and examining any
form of identifiable private information about people, may be conducted until the Protection of Human Subjects Review Board has approved the
research protocol.

Application Form for Approval of Research with Human Subjects: The application form for requesting approval from the IRB for research with
human subjects. (Last update 10/2009.)

Continuing Review Instructions: For currently approved (non-exempt) studies.

Deadlines: The deadline for submitting applications for approval is the first Friday of the month.

Exemption Categories: Listing of research activities that may be exempt from further review.

Expedited Review Categories: Categories of research that may be reviewed by the IRB through an expedited review procedure.

Graduate School Policy: Graduate students and faculty advisors, please read section 10.2.3 (page 38) Human Subjects Approval (PDF), from the
Graduate School’s Policies and Regulations.

Guidelines for Class Projects: These guidelines are intended to assist instructors in determining when class projects meet the definition of research
with human subjects and require review by the University of Maine’s Institutional Review Board for the Protection of Human Subjects (i.e.,
IRB). Please see flow chart to assist with the decision-making process. (Last update 11/2009.) Sample of a course syllabus addressing class
projects (used with permission).

Information about Oral History Activities: Information to assist individuals in determining when/if oral history activities require human subjects
review.

Informed Consent Information and Sample Document: Information about the informed consent process, requirements, and a sample
document. (Last update 11/2009)

Internal Institutional Data Collection Guidelines:

Membership: Current membership listing.

Policy Concerning the Protection of Human Subjects of Research: All persons involved with human subjects research should read this Policy. (Last
update 10/2009.)

Request for Student Data for Use in Research Project: If a researcher proposes a project using student records (non-directory information, e.g.,
email addresses, SAT scores, grades, majors, etc.) approval for use of such data must be obtained from the Office of Student Records. This form
must be completed and submitted to the Office of Student Records.

Required Training: All personnel named in an existing or new “Application for Approval of Research with Human Subjects” must complete a webbased tutorial on the protection of human subjects. The training is valid for four years from the date of completion.

Useful websites: Links to federal policy, guidelines, resources, etc.

What is HIPAA?: HIPAA is the Health Insurance Portability and Accountability Act. If investigators gather, generate, access, or share subjects’
personal health information, the research may be subject to the Privacy Rule (a Federal regulation under HIPAA).
Ummmm…..are you thinking
that’s too much to read and
the font is too small and you
just want to click to the
next screen?
Then go for it…click on…
 The
IRB has given us special permission to do
research without approval if we stay within
certain guidelines.
 If
your ENG 317 survey might become part of
an honors thesis or your senior capstone
research, talk to your instructor. You may
need to go through the entire process.
For the guidelines we must
follow…
The guidelines are on the IRB
handout and focus on three
areas:
Who Can Be Surveyed
Subjects that are Off-Limits
Informed Consent
Requirements

Children/Minors (under the age of 18)

Prisoners (now includes non-publicly available
secondary data)

Pregnant women

People with diminished capacity to give consent

Mentally or physically challenged individuals

Fetuses and products of labor and delivery
The
IRBmeans
considers
This
you
these vulnerable
cannot survey the
populations
17-year-old and
firstrequire
IRB in
year
student
oversight.
your
biology class.
 You
approach people over the age of 18 only
 You
identify the project to participants as a
class assignment, not as university research
 You
inform participants that data will be
destroyed after their assignment or class
project is completed
 The
data does not contain any personal,
identifying information

an individual’s psychological well being or mental health

sexual attitudes,
preferences,
or practices
Sure,
researchers
ask




questions
the use of alcohol
or drugs
about these
things all the time, but
illegal behavior
the researchers take time
IRB could
approval
forplace the
Information to
thatgain
if released
reasonably
individual at risk of criminal or civil liability or be damaging
their research
and employability,
the IRB or
to the individual’s
financial standing,
reputation oversees these projects.
Information that would normally be recorded in a patient’s
medical record and the disclosure could reasonably lead to
discrimination, stigmatization, etc.
Decide whether the following situations would be permitted or not
permitted under IRB guidelines. Click anywhere to begin.
No,
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this survey
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asking
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this
survey
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not
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fair
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people
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317
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skip
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alcohol.
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the
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to leave MaineUse
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ENG
317.
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any problems?
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to leave
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issues
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o/pets/listserves.htm
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ns/will-you-stay-after-graduation/
you-stay-after-graduation/
topic.
for prior surveys you could repeat at
UMaine and then compare the results.
The IRB requires that we include an
Informed Consent Statement
when we write a survey.
An informed consent statement “informs” the
participant about the project and the participant
“consents” to participating.
Copy and revise the Informed Consent Statement on
your IRB handout to fit your needs. Do not try to
rewrite it or be creative.
We will talk more about this requirement in 7.3.

Read the
Homework 7: Find
a Topic
worksheet/
assignment and
continue to think
about your topic.

Move on to Slide
Presentation 7.3