Transcript Slide 1

ACS NSQIP 30 Day Outcomes Supports
Implementation of a Surgical Checklist
Changing Culture
Scott Ellner, DO, MPH, FACS
Cynthia Ross-Richardson, MS, BSN, RN, CNOR
Saint Francis Hospital and Medical Center
University of Connecticut Integrated Surgery Residency
May 21, 2012
Objectives
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Discuss the use of a validated safety attitudes questionnaire to
understand behavior in the surgical environment
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Discuss OR team training to change culture
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Discuss the implementation and use of the AORN surgical
checklist
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Discuss the use of the American College of Surgeons National
Surgical Quality Improvement Program to assess 30-day
postoperative complications
Demographics
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600 Bed tertiary care facility
Level 2 Trauma Center
UConn Surgical Residency
8,000 General surgery cases/yr.
30 Operating rooms
ACS NSQIP since 2007
ACS TQIP since 2011
SFHMC Hartford, Connecticut
Operating Room Team
Circa 1914
Operating Room Team
Circa 2012
Shame and Blame
American College of Surgeons
National Surgical Quality Improvement Program
• Evidence-based
• Risk-adjusted
• Data driven
= Improved Surgical
Outcomes
Shukri F. Khuri, MD
30-Day Adverse Event Rate
3,314 General Surgery Cases Collected by 2010
25%
20.14%
20%
15%
10%
7.61%
5%
6.74%
3.33%
2.81%
0.99%
0%
All 30-day
Morbidity
DVT/PE
HAP
SSI
Transfusion
UTI
Post-Operative
Urinary Tract Infections
Observed Rate:
2.41%
Expected Rate:
1.47%
O/E Ratio: 1.64
Status: Needs
Improvement
2009
Patient Safety Project
• Implementation and compliance with AORN
(WHO) checklist
• Pilot project 75 general surgery cases compared
to historical controls to reduce post-operative 30day complications as measured by NSQIP
• Team Training Sessions to Change Culture
Metrics/Outcomes
• Reduce NSQIP
30 day post-operative
outcomes
– Urinary Tract Infection
– Surgical Site Infection
– Hospital Acquired
Pneumonia
– Thromboembolic
events
– Transfusion rate
• No Retained Foreign Bodies
• Assess Safety Attitudes – Likert
Scale
• Circulating Nurse Exits
• Compliance with AORN
Checklist
• Qualitative Observations
Identifying Culture
Communication
Behavior
Rituals
Tolerance
Safety Attitudes Questionnaire
12. In the OR, it is difficult to discuss
errors.
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2
3
4
5
N/A
21. The culture in the ORs here makes it
easy to learn from the errors of others.
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2
3
4
5
N/A
46. All the personnel in the ORs here take
responsibility for patient safety.
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2
3
4
5
N/A
SAQ Participants
N=161
Overall SAQ Results
Pre-Training Observations of
Team Communication
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Language Barriers
Shared commitment
Assumptions
Efficiency
Interruptions
Side conversation
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Multi-tasking
Complacency
Personal Issues
Workload/Staff
fluctuation
• Fatigue and stress
• Disruptive behavior
Why Team Training?
• Enhances communication
• Addresses improper behavior
• Helps to build trust
• Gives all employees a voice
• Improves the overall safety culture
• Encourages leadership
Team Training Tool
• Session 1 – Crucial
Conversations
• Session 2 – Getting What
You Want:
Communication Strategies
That Help You Get What
You Need
• Session 3 – When the
Going Gets Tough:
Achieving a Positive
Outcome
Launch of Team Training
Violence
Safety
Pool of
Shared
Safety
Meaning
Safety
Silence
Checklist Introduction
Barriers
1)
2)
3)
4)
Complacency
Resistance
Exposing failures
Challenging years of
embedded culture
5) Compliance
6) Training
7) Uneasy Leadership
OR Change Agents
• OR Ambassadors
• OR Observers
• Executive Leadership
Observed Qualitative Results
Good Teamwork. Specimen
sent to Pathology with followup during case
Joking by surgeon at expense
of female personnel
No equipment malfunctions.
Staff in room joined together to
announce Time-Out and Debrief
CRNA brought open cup of
Coffee, raised sheet to cover
view of anesthesia area
Anesthesia initiating the Time-Out
Patient paged overhead by
surgical floor while in surgery
No site marked for hernia. Circulator
recognized and asked surgeon to mark.
Quantitative Results
N= 75 general surgery cases
25%
20.14%
20%
15%
10%
7.61%
6.85%
5.48%
5%
0.99% 0.00%
6.74%
3.33% 2.74%
2.81%
0.00%
0.00%
0%
All 30-day
Morbidity
DVT/PE
HAP
Pre-Intervention
SSI
Post-Intervention
Transfusion
UTI
Post-Operative
Urinary Tract Infections
Observed Rate:
1.23%
Expected Rate:
1.43%
O/E Ratio: 0.86
Status: As
Expected
2009
2011
Post-Operative
Pneumonia
Observed Rate:
0.65%
Expected Rate:
1.24%
O/E Ratio: 0.52
Status:
Exemplary
2011
2009
Circulating Nurse Exits
• Average 9 exits (4 hour case)*
• Observed range 0-25 exits (average 3 exits)
• Checklist Compliance 97%
• Increase in the number of OR exits led to higher
rates of patient morbidity
*Christian et al. Surgery 2006
Take Home Points
•Acknowledge the need for change
•Measure baseline attitudes – SAQ
•Implement team training curriculum
•Observe and audit checklist utilization
•Recognize and address barriers
•Provide resources for sustainability
•Identify metrics to demonstrate change
Thank You