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Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Facilitating the area-based development approach in rural regions in the Western Balkans Geertrui Louwagie Fabien Santini Silvia Saravia Matus Sergio Gomez y Paloma European Commission, Joint Research Centre, Institute for Prospective Technological Studies – AGRILIFE unit The Institute for Prospective Technological Studies (IPTS) Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • a directorate of the JRC • provides customer-driven support to EU policy making • aims at policy challenges that have a socio-economic and science & technology dimension The AGRILIFE unit within IPTS Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 SUSTAG / AGRITRADE / AGRITECH Introduction Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Issue Disruption / decline in rural cross-border regions in Western Balkans Background • • SWG-Rural Regional Development previous meetings: assessment development situation in rural cross-border areas preliminary studies EastAgri (2008): round table on area-based development General objective project To facilitate rural development programming in the Western Balkans The project Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Administrative Arrangement between DG AGRI and the JRC for a shared project •Steering Group: AGRI, ELARG, JRC o meets 5 times • Advisory Board: SWG secretariat, FAO (RO, IC), UNDP, OECD (LEED), World Bank o meets 3 times •Support from School on Local Development – University of Trento Introduction Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 A. Case Study 1. Defining a pilot target area 2. Assessing the development situation the baseline critical needs Participatory priority solutions/interventions 3. Defining the ABD intervention main outcome (desired development situation) specific objectives results B. Workshop C. Methodological package / Mapping The project Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Indicative calendar o m3 (Sep 2010): Literature review / Pilot case study area setting o m6 (Dec 2010): Preliminary assessment of development situation in pilot target area o m10 (Apr 2011): Completion of ABD approach in pilot target area o m12 (May 2011): Workshop o m15 (Sep 2011): final report Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 UNDP - ABD Origins (1980’s) - Afghanistan Rural Rehabilitation Programme (ARRP) - Central America – Programme for Displaced Persons, Refugees and Repatriated (PRODERE) - Sudan Stabilization and Development Schemes Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 ABD Definition ABD targets specific geographical areas in a country, characterised by a particular complex development problem, through an integrated, inclusive, participatory and flexible approach. (Harfst, 2006) ABD Theoretical Background Endogenous Growth Theory / Endogenous Development Participation / decentralisation Holistic / Multi-sectoral Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 ABD Implementation & Evaluation When to implement ABD Am I dealing with a clearly identifiable area that has unique or specific problems that sets it apart from other areas in the country and therefore merits special attention? Is the development situation in the area relatively simple (i.e. confined to one sector or issue with clearly identifiable causes and effects or is the situation complex and multi-dimensional where causes and effects are heavily interlinked? (Harfst, 2006) Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 From theory to practice: ABD Implementation & Evaluation Examples of ABD Evaluation Reports Programme Area Components PAG CE BIS LED X X X X Municipal Improvement & Revival South Serbia - 13 Programme – MIR I & II municipalities X X X Municipal development in South West Serbia – 8 West Serbia project – PRO I & II municipalities X X Programme for Rehabilitation and Sustainable Social Development in Bosnia Herezegovina PROGRESS BiH 7 war-damaged municipalities in the northwest of Bosnia Herzegovina SDA CPT PIR X X X X X PAG – Public Administration & Participatory Governance; CPE – Community Participation & Empowerment; BIS – Basic Infrastructure & Services; LED – Local Economic Development; SDA – Social Development & Assistance; CPT – Conflict Prevention & Tolerance Promotion; PIR – Policy & Institutional Reform Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Other Approaches to Local Rural Development - How is ABD similar and different? - INTEGRATED RURAL DEVELOPMENT - PARTICIPATORY NEGOTIATED TERRITORIAL DEVELOPMENT - COMMUNITY-DRIVEN DEVELOPMENT - LEADER Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Other Approaches to Local Rural Development Focus on EU approach: LEADER - Some similarities - area-based - bottom-up - integrated / multi-sectoral actions - Some differences - no area-specific complex development problem required - not necessarily inclusive (target groups) - poor consideration rural-urban linkages / rural towns - limited to areas with 5 000 - 100 000 inhabitants (< NUTS 3) - Lessons from NMS / Balkans - Slovenia - Croatia Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Experiences of Cross-border Cooperation (CBC) INTERREG-A Factors for successful and effective CBC: legal framework for CBC, quality of partnerships, degree of institutionalisation Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Experiences of Cross-border Cooperation (CBC) IPA CBC / Council of Europe - For each Western Balkan country: , multi-annual indicative planning document (MIPD) - Focus: - people-to-people contacts - small-scale investments and prep. to larger investments - (since 2006) cross-border institution building (CBIB) - Experiences in: FYROM, Serbia, Bosnia-Herzegovina, Montenegro Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Recommendations / Lessons for ABD ABD intervention – design - Accurately define target area - Focus intervention on needs and priorities of the area - Promote early involvement of stakeholders & donors - Ensure unbiased participation - Match resources (time, budget) with objectives - Guarantee coherence ABD progr. with macro-situation Literature review Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Recommendations / Lessons for ABD ABD intervention – management - Coordinate activities (also across donors) - Monitor and evaluate regularly - Reduce transaction costs - Foresee exit strategy Case study Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Pilot target area – Drina & Lim rivers / Tara mountain Features • 13 municipalities, all border with one exception • 380.000 inhabitants • 7.860 km² Target area – Drina river / Tara mountain Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Case study Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Assessment of the baseline development situation – Critical needs o Data collection / analysis o Identify development gaps /problems to be addressed o Local stakeholder consultation • Assessment and selection of priority interventions – Proposing main outcomes, objectives and outputs o Options for solution to development problems o Prioritisation o Different levels of intervention (from local to national ; public – private) o Local stakeholder consultation Case study Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Preparation of an Area-Based development programme o define detailed activities o identify actors o specify inputs o establish monitoring mechanisms Case study Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Main implementing tools foreseen Surveys/Questionnaires (2) * web / facebook based * targeting population not using internet Stakeholders’ group: 25-30 selected stakeholders * cross border representation * 1/3 public; 1/3 private; 1/3 civil society * four areas: business (including farms), social sphere, environment, local administrations Delphi group – “Helicopter view”: 5-10 experts Thematic working groups Local enlarged workshop Local support: * young researchers SSL * supporting local NGO Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Preliminary internal timing Sep – Oct 2010 Survey/Questionnaire #1 Expert knowledge Setting up SG / DG Result expected: draft baseline assessment Oct - Nov 2010 Stakeholders’ group + Delphi group interaction Expert knowledge Thematic working groups Result expected (D2): improved draft baseline assessment, participatory draft critical needs, priority intervention, main outputs Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Preliminary internal timing Dec 2010 – Feb 2011 Feedback project SG / AB Survey/Questionnaire #2 Expert knowledge SG / DG Thematic working groups Local enlarged workshop Result expected: final baseline assessment, participatory critical needs, priority intervention, main outputs Feb - Mar 2011 Stakeholders’ group + Delphi group interaction Expert knowledge Thematic working groups Result expected (D3): detailed activities, output mechanisms monitoring Dissemination, Transferability Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Adapted methodology for similar ABD programmes in cross border rural WB o build on the existing (ABD & local development approaches / LEADER / cross border experiences) o lessons learnt from the case study o dissemination plan • Map other potential areas Dissemination, Transferability Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 • Workshop o identify target attendance -Locals - Nationals - Bilaterals - Multilaterals / Eastagri network - Others: OSI-LGI o disseminate the pilot case study results oraise awareness on adapted ABD potential use in the area o seek commitment to participate in implementation Project ‘Western Balkans’, XVIIIth meeting of the SWG, 16 September 2010 Thank you for your attention