Transcript Slide 1
Homelessness Multiple Needs and the Law John Macklin Multiple Needs Health and safety Rules Introduction to the course – flexibility on timetable Introductions participants 1. Name 2. Role 3. Knowledge/experience of working around CC? 4. Key issues for your Clients? Trainer July 15, Slide no: 2 Proposed rules 1. Everyone gets much more out of being involved in a training course, so 2. Enjoy the day – lets make it interactive – no passive consumption – everyone has valid experiences and views to contribute 3. If you are particularly shy, that is all right too 4. If you don’t understand, disagree or are plain bored – please interrupt 5. If there are issues not being addressed that you want covered, please speak up 6. If there are views or attitudes expressed that people disagree with, please feel free to challenge – respectfully 7. We will record any suggestions for improving local practice July 15, Slide no: 3 Aims of the course 1. Clarify the assistance that homeless and badly housed people should be entitled to under the homelessness legislation (Part VII Housing Act 1996 as amended by the Homelessness Act 2002) and through the allocation of social housing via Part VI Housing Act 1996 (subject to amendment by the Homelessness Act 2002 in January 2003). 2. Explain the legislative framework that governs access to community care services. Such services may be needed directly by homeless people and/or to assist them in sustaining tenancies. 3. Examine the structural links between the legislation. 4. Assist participants to develop confidence in acting as advocates to challenge adverse decisions or lack of service provision. 5. Raise issues on working strategically to improve services and remedy deficiencies in service provision. July 15, Slide no: 4 The founding community care legislation The HHSCCA s.46 defines community care services as those: ...services which a local authority may provide or arrange to be provided under any of the following provisions – (a) Part III of the National Assistance Act 1948; (b) section 45 of the Health Services and Public Health Act 1968; (c) section 21 of and Schedule 8 to the National Health Service Act 1977; and (d) section 117 of the Mental Health Act 1983; Controversially this does not include the Chronically Sick & Disabled Act 1970 s.2 as a community care service………. July 15, Slide no: 5 Context Problems in accessing mental health services 1. Screening and eligibility criteria 2. Philosophy v practice, the NSF 2.1 Across all trusts less than a half of all service users had access to crisis care 2.2 Only half the service users had been given a copy of their care plan 3. Reduced residential capacity but increased demand The number of available beds in England is decreasing year on year, from around 40,000 ten years ago to 32,000 today. 4. Stigma 5. Lack of representation/advocacy 6. Client’s lack of involvement in their treatment July 15, Slide no: 6 Access to medication+talking therapies Healthcare Commission research into 27,000 service users (2004). In the last 12 months have you taken any medication for your mental health problems? Yes 93% No 7% In the last 12 months have you had any talking therapies from the Mental Health Services? Yes 42% No 58% July 15, Slide no: 7 Prevalence of mental health problems 1 in 6 of the population surveyed in England exhibited symptoms in the week prior to interview sufficient to warrant a diagnosis of a common mental health problem Women exhibited higher rates than men overall However the statistics on both formal and informal admission to hospital evidences a predominance of males admitted to hospital under the Mental Health Act July 15, Slide no: 8 Ethnicity and hospital admission Rates of admission into hospital are three or more times higher for black and mixed heritage groups compared with the average. Black groups are up to 44% more likely to be detained under the Mental Health Act. July 15, Slide no: 9 Mental health and the criminal justice system One of the major concerns of professionals working within the criminal justice system and mental health services is the overwhelming over-representation of people with mental health problems within the prison population. The diversion of mentally ill offenders to treatment rather than custody has declined in almost inverse proportion to the increase in the prison population. July 15, Slide no: 10 Mental health of the prison population Characteristic General population Suffer from two or 5% men more mental 2% women disorders Sentenced prisoners 72% men Suffer from three 1% men or more mental 0% women disorders 44% men Neurotic disorders i.e. sleep, worry, anxiety and depression Psychotic disorders i.e. schizophrenia and manic depression Personality disorders 12% men 40% men 18% women 63% women 0.5% men 7% men 0.6% women 14% women 5.4% men 64% men 3.4% women 50% women (SEU 2002) July 15, Slide no: 11 70% women 62% women Drop in diversion from criminal justice 1993-4 Total formal Mental 23,766 Health Act admissions Court and prison 2,253 MHA disposals Court and prison 9.5% disposals as a proportion of total MHA admissions July 15, Slide no: 12 2003-4 Percentage difference 26,235 +10% 1,601 -29% 6.1% -36% Vulnerable because of MH problems Year Total acceptances Vulnerable due to MH %age of all acceptances 2003/4 135,430 12,070 9% 2004/5 120,860 10,650 9% 2005/6 93, 980 7,340 8% 2006/7 73,360 5,420 7% 2007/8 63,170 4,150 7% July 15, Slide no: 13 Advocates need access to (1): A. National legislative framework 1. The legislation 2. Relevant directions, regulations and guidance, particularly FACS 3. Case law At times the greyness of the legislation may suggest that the basis for a challenge may be local policies and procedures. Many of these documents are likely to be available from your local social services website. July 15, Slide no: 14 Advocates need access to (2): B. Local policy and procedures 4. All social service departments are statutorily obliged to have a Joint Investment Plan with Health 5. The local “Better Care, Higher Standards” charter. This document should give information on the services available and timescales for carrying out assessments. 6. Eligibility criteria. After April 7th 2003 all decisions will be based on a national framework “Fair Access to Care Services” (FACS) July 15, Slide no: 15 Advocates need access to (3): 7. 8. 9. 10. Information on “Your right to see your file”. The most recent inspection of the social services department carried out jointly by the SSI and the Audit Commission. Available either on the social services website or via the DoH website, see useful references. Any specific policies on particular need groups available on the website. The authority’s complaints procedure. July 15, Slide no: 16 The Adult Care Process Four stage process 1. 2. 3. 4. Assessment Eligibility Care Plan Review (and maybe re-assessment) July 15, Slide no: 17 Decision making on community care services 1. ASSESSMENT DUTY to carry out an assessment if there appears to be a need for community care services S.47(1)(a) 2. DECISION MAKING Initially based upon FACS – but consider the position of the applicant under s.2 CSDA and s.117 MHA 3. CARE PLANNING If assessment has identified an eligible need then SSD have to produce a care plan to state how these needs are going to be met. 4. REVIEW Services should be reviewed with 6 weeks of commencement to ensure that the aims of the care plan are being met. If not it should be adapted. Thereafter services should be reviewed either annually or upon any change of circumstances. July 15, Slide no: 18 R v Bristol City Council ex p Penfold 1998 The judgement held that: 1. Where there is an apparent need for community care services which a local authority is empowered to provide then the authority must undertake an assessment under NHSCCA 1990 s.47(1)(a). 2. Even if it were the case that a service user has no sensible prospect of being awarded services because of constraints upon resources, that does not absolve the local authority from conducting a s.47(1)(a) assessment. 3. The discharge by a housing authority of its obligation under the homelessness legislation does not preclude the need for a community care assessment. When they carry out an assessment social services must inform health and housing authorities if they think that there are also health and housing needs and must invite these authorities to become involved in the assessment. July 15, Slide no: 19 R v Glos County Council ex p RADAR "The obligation to make an assessment for community care services does not depend on a request, but on the "appearance of need"... Of course, the authority cannot carry out an effective assessment without some degree of co-operation from the service user or his helpers. However, that is a very different thing from saying that they can simply rest on having sent a letter of the type to which I have referred". July 15, Slide no: 20 DUTY to carry out an assessment s.47(1) Subject to subsections (5) and (6)* below, where it appears to a local authority that any person for whom they may provide or arrange for the provision of community care services may be in need of any such services, the authority(a) shall carry out an assessment of his needs for those services;and (b) having regards to the result of that assessment, shall decide whether his needs call for the provision by them of any such services. * Provision of services in an emergency July 15, Slide no: 21 Clear duties 1. S.21 National Assistance Act 1948 Provision of accommodation for those in need of care and attention that they will not receive if they are not provided with accommodation 2. S.117 Mental Health Act 1983 Anyone sectioned under a treatment section potentially has a lifelong right to a service (free) if they appear to need it 3. S.47 NHS+CC Act – right to an assessment triggered by the appearance of need 4. S.2 CSDPA July 15, Slide no: 22 Assessments Identified Needs The authority should decide which of the identified needs ‘calls for the provision of services’ i.e. eligible needs under Fair Access to Care Services There is a duty to meet needs in some circumstances. For example under: S.21 1948 National Assistance Act s.2 Chronically Sick and Disabled Persons Act 1970, s.117 Mental Health Act 1983 July 15, Slide no: 23 Community Care – Policy Guidance (1990) Assessments must be carried out in accordance with LASSA Guidance. 3.16 The individual service user and normally, with his or her agreement, any carers should be involved throughout the assessment and care management process. 3.19 The assessment and care management process should take into account particular risk factors for the service users, carers and the community generally; abilities and attitudes; health (especially remediable condition or chronic conditions requiring continuing health care) and accommodation and social support needs. 3.24 Once the needs have been assessed, the services to be provided or arranged and the objectives of any intervention should be agreed in the form of a care plan. 3.25 The aim should be to secure the most cost-effective package of services that meets the user’s care needs, taking account of the user’s and carer’s own preferences. July 15, Slide no: 24 Eligibility – FACS Four bands of need, based on the level of risk to the independence of the individual if provision is not made: critical; substantial; moderate; and low When assessing this risk social services are expected to take the following factors in to account: autonomy; health and safety; the management of daily routines; and involvement in family and wider community life. July 15, Slide no: 25 Critical need - FACS life is, or will be, threatened; and/or significant health problems have developed or will develop; and/or there is, or will be, little or no choice and control over vital aspects of the immediate environment; and/or serious abuse or neglect has occurred or will occur; and/or there is, or will be, an inability to carry out vital personal care or domestic routines; and/or vital involvement in work, education or learning cannot or will not be sustained; and/or vital social support systems and relationships cannot or will not be sustained; and/or vital family and other social roles and responsibilities cannot or will not be undertaken. July 15, Slide no: 26 Substantial need - FACS there is, or will be, only partial choice and control over the immediate environment; and/or abuse or neglect has occurred or will occur; and/or there is, or will be, an inability to carry out the majority of personal care or domestic routines; and/or involvement in many aspects of work, education or learning cannot or will not be sustained; and/or the majority of social support systems and relationships cannot or will not be sustained; and/or the majority of family and other social roles and responsibilities cannot July 15, Slide no: 27 Defining Dual Diagnosis The term ‘dual diagnosis’ covers a broad spectrum of mental health and substance misuse problems that might be experienced concurrently. The nature of the relationship between these two conditions is complex. Possible mechanisms include: a primary psychiatric illness precipitating or leading to substance misuse substance misuse worsening or altering the course of a psychiatric illness intoxication and/or substance dependence leading to psychological symptoms substance misuse and/or withdrawal leading to psychiatric symptoms or illnesses. July 15, Slide no: 28 Dual diagnosis 1. Mental Health Policy Implementation Guide: Dual Diagnosis Good Practice Guide (2002) 2. Little impact so fresh guidance issued operative from 8.2.2007: Dual diagnosis in mental health inpatient and day hospital settings July 15, Slide no: 29 Community Care Services - Housing Residential accommodation can be ordinary accommodation and the phrase is not restricted to care homes or nursing homes A need for care attention has been said to mean a need to be ‘looked after’ (see R (Wahid) v-Tower Hamlets LBC [2002] EWCA Civ 287). July 15, Slide no: 30 Accommodation under NAA s.21 The primary power/duty Part 3 of the National Assistance Act 1948 originally gave a power to social services authorities to make arrangements for providing residential accommodation for those who `by reason of: • • • • age; illness; disability; or any other circumstances are in need of care and attention which is not otherwise available to them'. Circular LAC(1993)10 translated the power into a duty and includes people with mental health and dependency problems July 15, Slide no: 31 Accommodation under NAA s.21 LAC (1993) 10 translated s.21 to a duty where people are in need of care and attention as a result of: * age; * illness; * disability; or * any other circumstances and they will not get that care and attention if accommodation is not provided for them. July 15, Slide no: 32 Schedule 1 of LAC(93)10: This LASSA guidance effectively converted s 21 NA48 into a legal duty. Paragraph 2(1) The Secretary of State hereby – (b) directs local authorities to make arrangements under section 21(1)(a) of the Act in relation to persons who are ordinarily resident in their area and other persons, who are in urgent need thereof, to provide residential accommodation for person’s aged 18 or over who by reason of age, illness, disability or other circumstances are in need of care and attention not otherwise available to them. July 15, Slide no: 33 s.21 an untapped resource? Power becomes duty – LAC (93) 10 The limitation – not if owed an accommodating duty under other legislation The 5 key issues 1. What is “residential accommodation”? 2. Age illness disability or other circumstances 3. What “care and attention” 4. Not “otherwise available” 5. Asylum and Immigration limitations July 15, Slide no: 34 1.What is “residential accommodation”? Can be ordinary residential accommodation Batantu Lack or resources not a defence Penfold case – we don’t do that so no point in carrying out an assessment Wahid – if urgent need not met by Housing under Part VI or VII then duty over to s.21 July 15, Slide no: 35 Accommodation for whom? Generally the applicant only (Wahid and O) BUT See Batantu – whole family Khana – included carer Hughes – included whole family as mother primary carer Division s.21/Part VII Mooney s.4.15 notes July 15, Slide no: 36 2. Other circumstances? At Appendix 1 the circular refers to: Mental disorder: Residential accommodation can be provided for persons who are or have been suffering from mental disorder, as well as for the prevention of disorder. Alcohol or drug dependency: In this case however the residential accommodation is for those actually dependent (rather than for prevention as above). July 15, Slide no: 37 3. Need for care and attention Courts presume a generous interpretation: R v Westminster CC ex p MPA+X Can be psychological as well as educational social and medical needs: R v Avon CC ex p M Tests for s.21 operate independently of FACS: R (N) v Lambeth July 15, Slide no: 38 4. Not otherwise available to them Possibly residential; accommodation that a frail elderly person can not afford to pay for See Hughes case special needs accommodation falls under s.21 if urgent need not being met Batantu People subject to immigration control July 15, Slide no: 39 5. Still qualify when subject to immigration control Asylum + Immigration Acts Destitution plus test Nationality, Immigration and Asylum Act 2002 Human rights exemptions July 15, Slide no: 40 MHA 2007 CONTEXT Why? Reduced residential capacity – increased demand 40k – 32k Mental health and the criminal justice system – tables 3.5 The Prevention Agenda July 15, Slide no: 41 MHA 2007 1. A new broad definition of mental disorder 2. The 'treatability' and “care” tests are replaced by an 'appropriate treatment test' 3. Changes to professional roles 4. The nearest relative rule has been amended 5. New safeguards are introduced to the use of Electro Convulsive Therapy July 15, Slide no: 42 MHA 2007 6. The introduction of Independent Mental Health Advocates (April 2009) 7. Young People – age appropriate accommodation and services. 8. Supervised community treatment is created through the introduction Community Treatment Orders 9. Changes to the operation of Mental Health Tribunals July 15, Slide no: 43 MHA 2007 10. Place of Safety 11. Amends the Domestic Violence and Criminal Victims Act 2004 July 15, Slide no: 44 The grounds for compulsory admission are: it is in the interests of the “patients” health it is in the interests of the patient’s safety it is for the protection of other people July 15, Slide no: 45 MHA 2007 changes 1. Replacement of the treatability test with appropriate treatment is available 2. Pre-amendment conditions for Section 3: mental illness, severe mental impairment (sometimes referred to as the major disorders), mental impairment and psychopathic disorder. 3. New conditions: Is suffering from mental disorder of a nature and degree which makes it appropriate to receive hospital treatment July 15, Slide no: 46 Community Treatment Orders Only apply to treatment sections Conditions must be attached but the subject has no right of appeal to the MHRT – inviting challenge under the Human Rights Act? Can appeal against the making of the CTO Fears – insufficient resources in the community Alternatives s.17 leave or Guardianship July 15, Slide no: 47 Fears on CTO’s “Many service users will not be discharged to stable, staffed accommodation, so nobody will have the foggiest idea what they are doing most of the time, or whether they are taking their medication unless it’s by injection administered by a psychiatric nurse”. July 15, Slide no: 48 Fears on CTO’s “Most people who would comply when subject to sanctions would comply without them, but some would not comply regardless of sanctions and if you put such people on an order, you would end up being held responsible for behaviour which you were powerless to control”. July 15, Slide no: 49 Global perspective “In New Zealand where such orders have been used for 20 years three quarters of patients are treated under compulsion in the community. Whatever the therapeutic benefits, hospital says have been dramatically reduced to an average of 9 days compared to the current UK average of 35 days”. July 15, Slide no: 50 Community Care Services – Other Services The identification of a need for services does not always give rise to a duty to meet that need – see FACS In respect of these services, it is sometimes lawful for a social services authority to leave an identified need unmet i.e. not eligible Essentially the position is as follows: Section 29 National Assistance Act 1948 provides a power to promote the welfare of people with community care needs That power is sometimes ‘made up’ to a duty e.g. by Section 2 of the Chronically Sick and Disabled Persons Act 1970 July 15, Slide no: 51 S2 of the Chronically Sick + Disabled Persons Act 1970 2(1) Where a local authority having functions under section 29 of the National Assistance Act 1948 are satisfied in the case of any person to whom that section applies who is ordinarily resident in their area that it is necessary in order to meet the needs of that person for the authority to make arrangements for all or any of the following matters, namely – (a) the provision of practical assistance for that person in his home; (b) the provision for that person of, or assistance to that person in obtaining, wireless, television, library or similar recreational facilities; (c) the provision for that person of lectures, games, outings or other recreational facilities outside of his home or assistance to that person in taking advantage of educational facilities available to him. July 15, Slide no: 52 CSDPA s.2 continued (d) the provision for that person of facilities for, or assistance in, travelling to and from his home for the purpose of participating in any services …… (e) the provision of assistance for that person in arranging for the carrying out of any works of adaptation in his home or the provision of any additional facilities designed to secure his greater safety, comfort or convenience. …then ….. it shall be the duty of that authority to make those arrangements in exercise of the functions under the section 29 July 15, Slide no: 53 The Mental Health Act 1983 Most accommodation provided by social services departments to people with mental health difficulties is provided under Section 21 National Assistance Act 1948. For a minority of people with mental health difficulties, services (including accommodation) should be provided pursuant to section 117 Mental Health Act 1983 (for those who have been sectioned under a treatment section) There are three distinct advantages for the service user. - Services are virtually unlimited. - There is no power to charge for such services - Services must continue until both the health authority or body and the social services authority agree that there is no need for such services. July 15, Slide no: 54 S.117 MHA 1983 The duty to provide s. 117 MHA 83 services is a duty jointly on the health and social services authority Section 117 services are ‘after care services’ that should be put in place on discharge from hospital (for those who are eligible). Those entitled to the provision of s117 MHA 83 services are those who were previously detained under Sections 3, 37, 45A, 47 or 48 of the MHA 83. July 15, Slide no: 55 Homelessness Overlap between Part 7 Housing Act 1996 and community care provision Structural links s.47 NHSCCA and s.213 homelessness legislation People with mental health problems who are homeless or in housing which does not meet their needs will also come within the provisions of Housing Act 1996 Part VII . This places a duty on local housing authorities to secure that suitable accommodation is made available for a person who is homeless, in priority need and who did not become homeless intentionally. A person is homeless if s/he has no accommodation, which it would be reasonable for him or her to continue to occupy s175(3)HA1996. July 15, Slide no: 56 Priority Need There is no general obligation on local housing authorities to house everyone who is homeless. The Housing Act places a duty on housing authorities to provide only for certain categories of people. Which of these people has a priority need for accommodation under s.189(1) Housing Act (1996): (a) a pregnant women or a person with whom she resides or might reasonably be expected to reside; (b) a person with whom a dependant child resides or might reasonably be expected to reside; (c) a person who is vulnerable as a result of old age, mental illness or handicap or physical disability or other special reason, or with whom a person resides or might reasonably be expected to reside; (d) a person who is homeless or threatened with homelessness as a result of an emergency such as flood, fire or other disaster. July 15, Slide no: 57 Priority Need The Secretary of State extended the classes of persons in priority need in The Homelessness (Priority Need For Accommodation) (England) Order 2002: 1. Persons aged 16 or 17 who is not a relevant child 2. Care leavers aged 18 to 21, plus three other groups who have lived away from home 3. Persons who are vulnerable as a result of being looked after, accommodated or fostered by a local authority or health authority. 4. A person who is vulnerable as result of having been a member of the armed forces 5. A person who is vulnerable as a result of serving a custodial sentence. 6. A person who is vulnerable as a result of having ceased to occupy accommodation, by reason of violence or threats of violence which are likely to be carried out. July 15, Slide no: 58 The Test of Vulnerability – Pereira Case The test of vulnerability is set out in the case of R V Camden ex parte Pereira (1998) 30 HLR 317 CA as whether the applicant “would be less able to fend for himself so that injury or detriment would result where a less vulnerable person would be able to cope without harmful effects (when street homeless)”. Code of Guidance at paragraph 8.15 also states: - that regard should be had to medical advice and that social services advice should be sought but that the final decision on the question of vulnerability will rest with the local authority. - Housing authority should take into account the nature and extent of the illness or disability and the relationship between the illness and the disability and the individual’s housing difficulties. July 15, Slide no: 59 Additional elements of composite assessment • An element of the assessment but not the determinant test can be the applicant’s ability to obtain and hold on to accommodation. • Therefore housing history can be a contributory element • Any particular or special housing needs may be an element • Whilst a support package is not technically an element of the assessment HPO’s are greatly re-assured by such provision July 15, Slide no: 60 The assessment of vulnerability Housing officers must seek the views of relevant professionals Key issue for relevant professionals is to give their professional opinion on the impact street homelessness would have on their client Then for housing officer to assess whether this would amount to injury or detriment that the “average” homeless person would suffer Courts presume that HPO’s sufficiently experienced to conceptualise “average homeless person” July 15, Slide no: 61 Key issues on vulnerability Dependency Courts sympathetic to those who have been through detox and rehab and committed to staying clean If an applicant is heroin dependent and has no commitment to addressing this then the courts cannot see the relevance of housing to remedy the vulnerability Crossley v Westminster landmark case – 1st time the courts have seen those who want to tackle their dependency as vulnerable. Therefore evidence of engagement and commitment can be key factors July 15, Slide no: 62 Mental health issues + vulnerability Hall v Wandsworth – decision quashed LA had applied the wrong test Carter v Wandsworth – decision quashed, LA had preferred the view of their own medical expert rather than the GP with NO apparent good reason Tetteh v LB Kingston – LA do not have to spell out the characteristics of the “average” HP. LA had not even interviewed applicant who applied from prison July 15, Slide no: 63 Requesting a Community Care Assessment If you feel a person may be in need of community care services, you can request an assessment to: Evidence Vulnerability Support evidence when challenging suitability of accommodation. To establish whether a person is homeless. In issues of intentionality. If it appears that the person has a learning difficulty or a mental health problem then an assessment could establish that the person was not able to commit a “deliberate act or omission” for the purposes of s191 Housing Act 1996. July 15, Slide no: 64 Housing Difficulties and Community Care Services Tenants with mental health difficulties are sometimes on the receiving end of possession proceedings relating to: - Rent arrears - Nuisance Two possible bases for defence (which relate to the clients mental health status) could be. - Failure to assess - Disability discrimination July 15, Slide no: 65 Failure to assess Local authority For local authority tenants a community care assessment under s47 National Health Service and Community Care Act 1990 does not have to be requested. Housing Association For Housing Association tenants it would not be possible to argue that the landlord was in breach of the duty to assess. However the Housing Corporations Performance Standards require Housing Associations to liase with local authority social services if it appears that a tenant requires support. Private sector If the client is an assured tenant in the private sector and proceedings are brought on a discretionary ground, the proceedings can still be defended on the basis that it would not be reasonable to make an order. July 15, Slide no: 66