Transcript Slide 1

FAR 117
A Generic Interpretation
Understanding FAR Part 117
Flight and Duty Time Limitations and Rest
Requirements: Flightcrew Members.
Version 1.15
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Introduction
What is the FNPRM?
The FAA published the FNPRM (Final Notice of Proposed Rule Making) on
04Jan2012 in the Federal Register.
The regulations establish:
Pilot - Flight / Duty Time Limitations and Rest Requirements.
When do the Airlines have to comply?
Simply put, 04Jan2014, this date is two years since the publication date.
What do the Airlines have to do to comply?
Develop scheduling policies.
Develop training programs.
Update their Operations Specification (OPSPEC).
Upgrade crewmember scheduling software, including crew planning and
crew tracking software.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Intent of this presentation
To summarize the following sections of the FNPRM.
117.1
117.3
117.11
117.13
117.15
117.17
117.19
117.21
117.23
117.25
117.27
Applicability.
Definitions.
Flight time limitation.
Flight duty period: Un-augmented operations.
Flight duty period: Split duty.
Flight duty period: Augmented flightcrew.
Flight duty period extension.
Reserve status.
Cumulative duty limitations.
Rest period.
Consecutive nighttime operations.
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Not included in this presentation
The following sections of the FNPRM.
117.5
117.7
117.9
117.29
Fitness for duty
Fatigue risk management system
Fatigue education and training program
Emergency and government sponsored operations
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Major Changes
Applicability:
• Part 121 passenger operations must apply FAR part 117 for
all operations conducted under o Domestic (subpart Q) or
o Flag (subpart R) or
o Supplemental (subpart S)
• Part 121 All cargo operations
o may still operate under FAR 121 subparts Q, R or S
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Major Changes
New scheduling concepts include:
•
Flight Duty Period (FDP)
•
Acclimatization
•
Window of Circadian Low (WOCL)
•
Part 91 Flights
o are now considered the same as Part 121 Flights when
conducted during a series of FDP operating under 117.
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Major Changes
Cumulative Limitations for:
•
Flight Duty Period
•
Flight Time (Block)
•
Extended Flight Duty Periods
•
Consecutive Nighttime Operations
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Does not include at this time
Part 135 operations
Part 91 Subpart K operations
Part 121 Flight Attendants
•
Airlines may elect to apply these rules to FA’s
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Basic Definitions
Calendar day
means a 24-hour period from 0000 through 2359 using Coordinated Universal Time (UTC) or
local time (Base time).
Duty
means any task that a flightcrew member performs as required by the certificate holder,
including but not limited to flight duty period, flight duty, pre- and post-flight duties,
administrative work, training, deadhead transportation, aircraft positioning on the ground,
aircraft loading, and aircraft servicing.
Report time
means the time that the certificate holder requires a flightcrew member to report for an
assignment.
Rest period
means a continuous period determined prospectively during which the flightcrew member is
free from all restraint by the certificate holder, including freedom from present responsibility
for work should the occasion arise.
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Basic Definitions
Scheduled
means to appoint, assign, or designate for a fixed time.
Sleep opportunity
means a period of time when a crewmember is provided and allowed to be in a suitable
accommodation to rest in.
Suitable accommodation
means a temperature-controlled facility with sound mitigation and the ability to control light
that provides a flightcrew member with the ability to sleep either in a bed, bunk or in a chair
that allows for flat or near flat sleeping position. Suitable accommodation only applies to ground
facilities and does not apply to aircraft onboard rest facilities.
Unforeseen operational circumstance
means an unplanned event of insufficient duration to allow for adjustments to schedules,
including unforecast weather, equipment malfunction, or air traffic delay that is not reasonably
expected.
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Flight Duty Period (FDP)
Report
Time
Release
Time
Duty Time
Arrive
Time
FDP
121
121
91
Block
Flight Time Between Rest Periods
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DHD
Note:
Difference
between
Duty Time
and FDP
Flight Time between
rest periods is the sum of the
Block for all legs
contained within the
duty period.
Augmentation
The use of Augmentation is restricted under the following
conditions:
• At least one flightcrew member with a PIC type rating must be present
and alert on the flight deck at all times.
• A limitation of 3 flight segments in any FDP.
• Ninety consecutive minutes are available for in-flight rest for the pilot
performing monitoring duties during landing.
• The flightcrew member who will be landing the aircraft on the final leg
of the FDP is required to have 2 hours of uninterrupted rest in the
second half of the FDP.
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Augmentation
Rest facility means a bunk or seat accommodation installed in an aircraft that
provides a flightcrew member with a sleep opportunity.
1) Class 1 rest facility means a bunk or other surface that allows for a flat
sleeping position and is located separate from both the flight deck and passenger
cabin in an area that is temperature-controlled, allows the flightcrew member to
control light, and provides isolation from noise and disturbance.
2) Class 2 rest facility means a seat in an aircraft cabin that allows for a flat or
near flat sleeping position; is separated from passengers by a minimum of a
curtain to provide darkness and some sound mitigation; and is reasonably free
from disturbance by passengers or flightcrew members.
3) Class 3 rest facility means a seat in an aircraft cabin or flight deck that reclines
at least 40 degrees and provides leg and foot support.
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Augmentation
Applied Flightcrew Member Schemes
All operational flights contained within a FDP shall be evaluated to determine
the minimum applied scheme as follows:
This is consistent with current FAR interpretations, to avoid circumvention of
Flight Time / Flight Duty Time Limitations and Rest Requirements.
FDP with more than 3 legs scheduled, must apply
• 2 Pilot Schemes (Un-augmented).
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Augmentation
Report
Time
Duty Time
1700
Example 1
Example 2
Release
Time
FDP ( 12:00)
4:30
4:30
1st Half
1:15
4:30
2:00
4:30
1:15
Arrive
Time
DHD
Takeoff /
Landing
Operational
Flight
Inflight
Rest
DHD
2nd Half
Example 1: legal, complies with the requirement for 2 hrs inflight rest in the 2nd half of the FDP, for
the pilot who will perform the landing on the final flight.
Example 2: illegal, no 2 hr continuous rest in the 2nd half of the FDP can be found.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Augmentation
Report
Time
1700
Example 1
FDP (12:00)
1:30
8:00
1:30
Example 2
Release
Time
Duty Time
Arrive
Time
DHD
2:00
4:15
1:30
Operational
Flight
Inflight
Rest
1:30
1:30
Takeoff /
Landing
DHD
2:00
1st Half
2nd Half
Example 1: legal for a 3 or 4 pilot flightcrew, complies with the requirement for 2 hrs inflight rest in
the 2nd half of the FDP and a 90 minute inflight rest for the pilot performing monitoring duties during
landing.
Example 2: legal for a 4 pilot flightcrew only, the inflight rest periods must overlap.
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Acclimatization
60 Deg
A Theater is a zone 60
degrees wide, relative to
the departure station of
the duty period.
60 Deg
JFK
SFO
CDG
CDG
SFO
JFK
073 deg West
122 deg West
002 deg East
JFK to SFO is in the same
Theater. 49 deg
difference
JFK to CDG Exits the
Theater. 75 deg
difference
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Acclimatization
A crewmember is deemed to be acclimated whenever that individual has either:
• At least 36 hours continuous rest within a specific theater
or
• Has remained in a specific theater for at least 72 hours.
Otherwise the individual is NOT acclimated.
JFK - CDG
CDG – ATH - CDG
Rest < 36
CDG - JFK
Rest >= 36
Time in Theater < 72
Theater 1 acclimated
Theater 2 un-acclimated
Theater 2 acclimated
Crewmember will remain un-acclimated until the 36 hour rest period has been received.
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Acclimatization
Acclimatization effects:
• Daily FDP Limitations
• Daily Flight Time Limitations
• Rest Requirements
• Application of WOCL Rules
• Application of Night Duty Rules
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Daily Flight Time Limitations
Un-Augmented Operations:
• Limited to flight time limitations in Table A for that duty period.
• The start time is relative to the Report time of that duty period.
Time of
Report
(Acclimated)
Maximum
Flight Time
(hours)
0000-0459
8
0500-1959
9
2000-2359
8
Table A
Augmented Operations:
• Limited to 13:00 flight time for that duty period for 3 pilot flight crew
• Limited to 17:00 flight time for that duty period for 4 pilot flight crew
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Daily Flight Time Limitations
117.11 Flight time limitation.
No certificate holder may schedule and no flightcrew member may accept an
assignment or continue an assigned flight duty period if the total flight time:
a) Will exceed the limits specified in Table A of this part if the operation is conducted
with the minimum required flightcrew.
b) Will exceed 13 hours if the operation is conducted with a 3 pilot flightcrew.
c) Will exceed 17 hours if the operation is conducted with a 4 pilot flightcrew.
(Currently under 121 Regulations this is a scheduled flight time limit)
4:20
4:41
4:20
Total scheduled flight time 8:40
4:20
Total flight time 9:01 (due to late arrival on leg 1)
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Daily FDP Limitations
Un-Augmented FDP:
• Based upon
o the Time of Report and
o the scheduled number of (operational) flight segments
• The scheduled FDP may not exceed the limits in Table B.
• Non-Acclimated FDPs shall reduce the limits in Table B by 0:30
Table B
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Daily FDP Limitations
Augmented FDP:
• Based upon:
o the Time of Report and
o the number of flight crew and
o the type of in-flight rest facility on board,
• The scheduled FDP may not exceed the limits in Table C.
• Non-Acclimated FDPs shall reduce the limits in Table C by 0:30
Scheduled
Time of
Start
(Acclimated
Time)
0000-0559
0600-0659
0700-1259
1300-1659
1700-2359
Maximum Flight Duty Period (hours) Based on Rest Facility and Number of Pilots
Class 1 Rest Facility
3 Pilots
15
16
17
16
15
Class 2 Rest Facility
4 Pilots
17
18.5
19
18.5
17
3 Pilots
14
15
16.5
15
14
Table C
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4 Pilots
15.5
16.5
18
16.5
15.5
Class 3 Rest Facility
3 Pilots
13
14
15
14
13
4 Pilots
13.5
14.5
15.5
14.5
13.5
Daily FDP Limitations
Un-Augmented FDP:
• May be extended up to 2:00
Augmented FDP:
• May be extended up to 2:00
FDP extensions beyond 0:30 may not occur more than once in any 168:00
period unless an intervening rest period of 30 hours may be found.
FDP extensions beyond 0:30 will also require consent of the FCM.
FDP extensions beyond the Daily Scheduled Limitation in table B/C are
further limited should the extension exceed the Cumulative FDP
Limitations in FAR 117.23.(c).
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Daily FDP Limitations
1
2
3
4
5
6
7
8
30hour
hourrest
rest
30
End of
Extended
FDP
Time since extended FDP greater than 0:30
End of 30 hr
Rest Period
Start of
Extended
FDP
Time since 30 hr rest period
168 hour lookback
Application of FDP extensions greater than 0:30 in any 168 hour period
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Daily FDP Limitations
1
2
3
4
5
6
7
8
30 hour rest
Time since extended
FDP greater than 0:30
End of
Extended
FDP
End of 30 hr
Rest Period
Start of
Extended
FDP
Time since 30 hr rest period
168 hour lookback
FDP on day 8 is illegal if it is extended more than 0:30 beyond the scheduled FDP limit
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WOCL
Physiological night’s rest means 10 hours rest that
encompasses the hours of 0100 and 0700 at the crewmember’s
home base, unless the individual has acclimated to a different
theater. If the crewmember has acclimated, the rest must
encompass the hours of 0100 and 0700 at the acclimated
location.
Window of circadian low means a period of maximum
sleepiness that occurs between 0200 and 0559 during a
physiological night.
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Split Duty Period
Split Duty:
•
•
Is a duty that contains a duty break.
Is only applied to un-augmented flightcrews.
Duty Break:
•
•
•
•
•
Is a span of time in which an individual is in a suitable accommodation (Hotel) for no
less than 3:00 and not more than a required rest period.
A duty break must occur between 22:00 and 05:00 (Local)
A duty break is NOT considered a rest period.
A duty break is scheduled prior to the start of the FDP.
The actual duty break given must be no less than the scheduled duty break.
Check-In Time
Arrival Time
Duty Break
Check-Out Time
Ground Time
Depart Time
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Split Duty Period
Split Duty:
• The Total of the FDP’s Before and After the Duty Break – must not exceed
the limits in Table B.
Check-In Time
Arrival Time
Duty Break
Check-Out Time
Ground Time
Depart Time
FDP – Before Break
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FDP – After Break
Split Duty Period
Split Duty:
• The Total of the FDP’s Before and After the Duty Break – must not exceed
the limits in Table B.
Scheduled
Time of
Start
(Acclimated
Time)
0000-0359
0400-0459
0500-0559
0600-0659
0700-1159
1200-1259
1300-1659
1700-2159
2200-2259
2300-2359
Maximum Flight Duty Period (hours) for Lineholders Based
on Number Of (Operational) Flight Segments
1
2
3
4
5
6
7+
9
10
12
13
14
13
12
12
11
10
9
10
12
13
14
13
12
12
11
10
9
10
12
12
13
13
12
11
10
10
9
10
12
12
13
13
12
11
10
10
9
9
11.5
11.5
12.5
12.5
11.5
10
9
9
9
9
11
11
12
12
11
9
9
9
9
9
10.5
10.5
11.5
11.5
10.5
9
9
9
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Split Duty Period
Split Duty:
• The Combined FDP and Duty Break may not exceed 14:00
Check-In Time
Arrival Time
Duty Break
Check-Out Time
Ground Time
Depart Time
Combined FDP’s and Duty Break
FDP – Before Break
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FDP – After Break
Night Duty
Night Flight Duty Period (NFDP):
• Is a Flight Duty Period which infringes upon any portion of the WOCL.
1
2
3
4
5
6
WOCL
• Consecutive NFDPs are those which occur during the WOCL on
consecutive calendar days.
• A duty break is a period in which a Flightcrew member is given a sleep
opportunity in a suitable accommodation of at least 2 hours between
22:00 and 05:00 (local time).
•
Note: A sleep opportunity greater than or equal to 2 hours but less than 3 hours will not
qualify a FCM to operate under Split duty limitations (FAR 117.15)
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Night Duty
Night Flight Duty Period (NFDP):
• A flightcrew member is not allowed to be assigned to more than 3 consecutive
NFDPs – unless the following conditions are met …
1
2
3
4
5
6
WOCL
o All of the NFDPs must contain a duty break.
o The Flightcrew member may be assigned a maximum of 5 consecutive NFDPs.
o NFDP limitations are applied to un-augmented and augmented flight crews.
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Rest in a
suitable accommodation
Suitable accommodation:
Shall only be applied to ground facilities and not to aircraft onboard rest facilities.
Example – Hotel
Rest Period:
Sleep opportunity:
Measured from Release to Report.
Measured from Hotel Check-in to Hotel
Check-out.
Check-In
Release
Sleep
Opportunity
Rest Period
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Check-Out
Report
Rest Requirements
Minimum Rest before a FDP or
Reserve:
• Rest Period of 10:00 and
• Sleep opportunity of 8:00
o (117.25(e) refers)
Required Rest in 168:00 all
operations:
• At least one rest period of
30:00 must be found in the
previous 168:00 measured from
the scheduled start of the
Reserve or FDP.
Minimum Rest after a DHD that
exceeds The FDP limit in table B:
• Rest Period of max of DHD time
or 10:00
o (117.25.(g) refers)
Required Rest at Base after a change
in Theater for a series of FDP that
exceed 168:00:
• 3 Physiological night’s rest with a
minimum rest period of 56 hours.
A sleep opportunity must be able to guarantee 8 hours of un-interrupted rest
(117.25(f) refers)
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Rest Requirements
1
2
3
4
5
6
7
8
9
Rest period > = 30
30 hr
168 hour lookback from start of FDP / Reserve - legal
168 hour lookback from start of FDP / Reserve - illegal
Duty
Period
Rest
Period
FDP
Application of 30 hour rest period within the past 168 consecutive hours.
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Cumulative Limitations
Day 1
Day 2
Day 3
Day 4
Day 5
Day 6
Today
Day 7
Day 8
Day 9
Is a Lookback from point of evaluation
Uses Actual values for previously performed
activities.
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Scheduled values for
activities to be
completed
Cumulative Limitations
Flight Time Limitations:
• May not exceed 100:00 in 672:00
• May not exceed 1000:00 in 365 Calendar Days (Base Time)
o Two checks required for legs that cross midnight
Lookback is from
arrival time of leg
or Midnight.
FDP Limitations:
• May not exceed 60:00 in 168:00
• May not exceed 190:00 in 672:00
Lookback is from
arrival time of
leg.
Extended FDP before takeoff may NOT cause a violation of
Cumulative FDP Limits (117.19 (a)(3) refers)
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Reserves
Airport Standby (ASB):
• Occurs when a crewmember reports for flight duty at a specific location to await
assignment to a trip.
• Is considered duty as well as flight duty period.
• Is subject to flight duty limitations.
• Is subject to rest requirements
Short Call Reserve (SC):
• means a period of time in which a crewmember does not receive a required rest
period following notification by the certificate holder to report for a flight duty
period.
• Is subject to flight duty limitations when assigned to a FDP.
• Is subject to rest requirements
Long Call Reserve (LC):
• Is NOT considered duty OR flight duty period.
• Will require an intervening rest period prior to being assigned to a SC Reserve or
FDP when a flightcrew member is notified by the certificate holder to report for
duty.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Reserve Limitations
Report
FDP
Arrive
Time
Airport
Reserve
FDP for Airport Reserve (ASB):
• Is measured from Report of the Reserve to the later of Release from the
Reserve or the last operating Flight in the 1st FDP.
FDP Limits:
• Is from Table B/C, using the Report time of the Reserve and the number of
flights/Number of FCM’s and Class of Rest facilities.
• If the ASB is not assigned a trip the FDP shall be limited using 1 Flight
segment and Table B.
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Reserve Limitations
Start of
SC
RAP – 14:00
Report
of Trip
Short Call
Reserve
FDP
Arrive
Time
Reserve Availability Period(RAP):
• Is 14:00 maximum
o this is the time frame that an air carrier may contact, require a flightcrew
member to report to a trip.
Trips assigned outside the RAP require a minimum rest period of 10:00 with a minimum
sleep opportunity of 8:00.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Reserve Limitations
Combined RAP and FDP for Short Call Reserve (SC):
• Is measured from start of the reserve to the later of release from the reserve the
last operating Flight in the 1st FDP.
Combined RAP and FDP Limit
Start of
SC
Report
of Trip
Short Call
Reserve
Combined RAP and FDP Limits
Un-Augmented Operations:
• Is the lesser of:
o 16:00
o Table B + 4:00
o applied to the start time of the RAP
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FDP
Arrive
Time
• Use the Start Time of the
FDP to find the FDP limit
from Table B + 4:00.
Reserve Limitations
Combined RAP and FDP for Short Call Reserve (SC):
• Is measured from Report of the reserve to the later of Release from the reserve or
the last operating Flight in the 1st FDP.
Start of
SC
Combined RAP and FDP Limit
Report
of Trip
Short Call
Reserve
FDP
Combined RAP and FDP Limits Augmented
Operations:
• Is Table C + 4:00, applied to the start time
of the SC.
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Arrive
Time
• Use the Start Time of the
FDP to find the FDP limit
from Table C + 4:00
Reserve Limitations
0500
1700
1900
Scheduled FDP Limit – 4 Landings – 1200 (0500 – 1700)
Assigned FDP is scheduled to end by 1600
Extension
0300
RAP / FDP LIMIT – 1600 ( scheduled never exceed limit from 117.21.(c)(3))
In this example, the FCM is strictly limited by the permitted extensions for the FDP assigned during RAP,
where No extension beyond 1900 will be permitted.
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Reserve Limitations
0600
1800
2000
Scheduled FDP Limit – 4 Landings – 1200 (0600 – 1800)
Assigned FDP is scheduled to end by 1600
0300
RAP / FDP LIMIT – 1600 ( scheduled never exceed limit from 117.21.(c)(3))
Extension
1900
Extension
In this example, the crewmember is strictly limited by the permitted extensions of the FDP assigned
during the RAP, and no further extension beyond 20:00 will be permitted if the condition is known before
takeoff. As you can see the FDP is extended beyond the combined RAP and FDP limit of 16:00.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Reserve Limitations
0700
2000
2200
Scheduled FDP Limit – 4 Landings – 1300 (0700 – 2000)
Assigned FDP is scheduled to end by 1600
0300
RAP / FDP LIMIT – 1600 ( scheduled never exceed limit from 117.21.(c)(3))
Extension
1900
2100
Extension
In this example, we can see how the combined RAP and FDP limitation is now the controlling factor.
Since the Combined RAP and FDP, requires a scheduled end of the FDP by 19:00, it will only be permitted
to be extended by 2:00 until 21:00, even though the FDP assigned during the RAP would permit the
extension to 22:00.
Extension rules that are still in effect are previous extensions beyond 0:30 within the previous 168:00
without an intervening rest greater than or equal to 30:00, and Cumulative FDP limitations.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Reserve Limitations
WOCL
Release from
(End of) LC
Long Call
Reserve
Time of
Notification
Report
of Trip
Rest Period
>= 12:00
Required Rest period after Long Call Reserve (LC):
• Is 10:00 if assigned to a Trip, SC reserve, ASB reserve.
If the following Flight Duty Period Operates Into the WOCL:
• The FCM must have at least 12:00 notification prior to the report of the FDP.
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Re-Scheduling FDP Start Time
Long–Call Method
Rest Period
WOCL
At Time of Notification it must
provide for a Rest Period of 10
hours and a Sleep Opportunity of 8
hours.
Time of
Notification
Sleep
opportunity
Time of
Notification
Notification
Sleep
opportunity
Re-Scheduled FDP start time.
At least 12 notice must be given if
the FDP will operate into the WOCL
it must provide a Rest Period of 10
hours and a Sleep Opportunity of 8
hours.
Daily FDP limitations Table-B/C with permitted extensions will use the Re-Scheduled FDP start time.
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Re-Scheduling FDP Start Time
Short–Call Method
Rest Period
Time of
Notification
At Time of Notification it must
provide for a Rest period of 10
hours with a Sleep opportunity
of 8 hours.
Notification
Sleep
opportunity
Original FDP start time.
Re-Scheduled FDP start time.
Time from Original FDP start Time to
Re-Scheduled FDP start time is considered
to be Time on Short-Call Reserve.
Daily FDP limitations Table-B/C with permitted extensions will use the Re-Scheduled FDP start time.
The time considered to be on Short-Call Reserve will not be considered towards the Cumulative FDP Limits
in 168 / 672 hours, however it must adhere to the limitations for Short-Call Reserve in 117.21.
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FAR 117
A Generic Interpretation
Understanding FAR Part 117
Flight and Duty Time Limitations and Rest
Requirements: Flightcrew Members.
Version 1.15
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.
Disclaimer
The documentation is provided “AS IS” and is solely intended to provide a
general understanding of the author’s interpretation of the new FAA
mandated FAR Regulations.
The author makes no representations and disclaims any and all responsibility
for the completeness or accuracy of the documentation.
The author reserves the right, at his discretion, to change or modify the
documentation as deemed appropriate.
Copyright © 2012-2013, Understanding FAR Part 117 – A Generic
Interpretation. All rights reserved.
Copyright © 2012-2013 Understanding FAR 117 – A Generic Interpretation All rights reserved.