Transcript Slide 1

IFST Food Auditing
Conference
Why Are We Where We Are?
The Origins and Development of
Third Party Verification
Kevin Swoffer
KPS Resources
Nat and the Stones
• Marks & Spencer Food
Division founded in 1948
• Directive of Work dated 1st
November 1948 listed;
 Control of raw materials
 Specifications for use of
raw materials
 Inspection of finished
products including
production
Source: Thought for Food, Food Trade Press
ISBN:0900379359
The Rationale For The Development of
Retailer Brand Standards
•
•
•
•
to assure product safety
to provide brand protection
to meet legislative requirements
to promote business improvement and
efficiency
• to promote consumer confidence
Food Safety Act 1990
Under section 21 of the FSA the definition of the ‘due
diligence’ defence is as follows :
“...it shall...be a defence for the person charged to
prove that he took all reasonable precautions and
exercised all due diligence to avoid the commission
of the offence by himself or by a person under his
control”
Requirements for the Retailer Own
Brand
b) satisfy themselves that the intended supplier is competent to
produce and/or process the product specified, that he
complies with all relevant legal requirements and that he
operates systems of production control in accordance with
good manufacturing or agricultural practise;
c) from time to time make visits to suppliers, where practical,
the verify point b) or to receive the result of any other audit
of the suppliers systems for that purpose;
Source: Food Safety Act 1990 Guidelines on the Statutory Defence of Due Diligence Feb 1991
NCC LACOTS The Institute of Environmental Health Officers NFU The Retail Consortium FDF
The 1992-1998 “Free for All”
• Retailer technical resources were
reducing and under pressure
• Third Party Inspection was seen as a
means of meeting legal compliance but
freeing resource
• no “standard” approach
• confusion and conflict
Status of UK Retailers - Nov
1996
SAFEWAY
SAINSBURY
TESCO
ASDA
SOMERFIELD
•
third party and own inspection with some 20 approved
Auditors
•
did not accept any third party but introduced their own
self auditing scheme
•
did not accept any third party and inspected using their
own technologists
•
accepted a limited number of third party inspection
bodies and undertake some inspections by their own
technologists
•
accepted a limited number of third party inspection
bodies
UK Food Safety Standards 1996
The Development of the BRC Technical
Food Standard
• Supplier/Retail Customer Standard which sits within a
company’s systems and procedures
• derived from UK Retailer Codes of Practice and Inspection
Standards
• satisfied the requirement for Retailers to inspect their own
brand suppliers under the UK Food Safety Act, Due
Diligence Defence
• superseded the inspections carried out by the individual
Retailer’s technical staff
• driven by efficiency, cost and sharing of “best practice”
The Development of the BRC Technical
Food Standard
Problems
• “new ground”; very competitive organisations working
together
• focussed on own sector, no requirement to worry about
anyone else
• some more “active/ committed ” than others
• protectionism experienced both Company and individual
• compromise
• continual change in member group technical teams
throughout development
Source Food Marketing Institute Conference New Orleans November 2001 K Swoffer
The Future of the Standard
•
•
•
•
•
re-establish the co-operation of 1997/1998
meet CIES requirements and look toward other Standards
improve systems
change the stance of ‘job done’
BRC to provide a stable environment to develop Standards
and relationships
• think “outside the box”
• recognition of “good but need to be better!”
Source Food Marketing Institute Conference New Orleans November 2001 K Swoffer
Lessons Learnt!
• non commercial
• non recognition of success
• mis-understanding of individuals and recognition to fully
comply
• the need for review
• the need to ensure everyone is ‘running at the same
speed’
• the need to control services to the process
• the need to take the next step - we ‘stopped’ too soon
Source Food Marketing Institute Conference New Orleans November 2001 K Swoffer
Development of Schemes
Best
Practices
Product Specific / Customer Specific
Requirements
GFSI Recognised
Schemes
Schemes
Private and ISO
Standards
Standards
BRC/ IFS/ SQF/ ISO 22000
Codex
- HACCP Principles - GMP
Legislation - Food Law
Principles
Requirements
Standard vs Scheme
Developing Scheme Systems
1998-2011
Inspection
Product
Certification
No
Certification
Body Contract
Formal Certification
No Resources
Resources
No Database
No Training
System
Body Contract
Web Enabled
Database
Approved
Training
Scheme
No Integrity
Integrity
Programme
Programme
Global Food Safety Institutive

GFSI launched at the CIES Annual Congress in
2000, following a directive from the food
business CEOs.

Food Safety was then, and is still, top of mind
with consumers. Consumer trust needs to be
strengthened and maintained, while making
the supply chain safer.

Managed by The Consumer Goods Forum
« Safe Food for Consumers Everywhere »
GFSI Mission
Driving continuous improvement in food safety to
strengthen consumer confidence worldwide
GFSI Objectives
Reduce food safety risks
Manage cost
GFSI
Develop competencies
and capacity building
Knowledge exchange
and networking
GFSI Breakthrough – June 2007
The following companies came to a common
acceptance of GFSI benchmarked standards, and
now many other companies have followed suit
Benchmarking – What does this mean?
« Once certified, accepted everywhere »
Some Companies Now Accepting
GSFI Recognised Schemes
GFSI Guidance Document
Objectives
• Sets out the requirements for
food safety management
schemes and the key elements
for the production of food and
feed
• Provides guidance to schemes
seeking compliance with the GFSI
Guidance Document and
recognition by the GFSI
• Defines the requirements for the
effective management and
control of conforming schemes
• Puts in place transparent
procedures for the GFSI
benchmarking process
Requirements for Food Safety Management
Scheme
Ownership and Management
Scheme scope
Scheme Development and
Maintenance
Scheme Governance
Scheme Management
GFSI Relationship
Accredited 3rd Party Certification
(GFSI Model)
GFSI
IAF*
ISO
Global Food Safety Initiative
International
Accreditation Forum
International Standards
Organisation
SCHEME
AB
Standard +
Mgmt System
Accreditation Body
Pros:
 Benchmarking of schemes
 Consistent delivery of Schemes
 Multi-stakeholder approach
 Acceptance by industry
 Requirements for schemes & auditors
CB
AUDITOR
Certification Body
Site
Cons:
 Oversight adds costs
 High std for emerging
markets
GFSI Certificates Globally in 2010
Thank you for attention
Kevin Swoffer
[email protected]