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SECURITY BRIEFING
A threat awareness briefing
A defensive security briefing
An overview of the security
classification system
Employee reporting obligations and
requirements
Security procedures and duties
applicable to the employee's job
WHY OUR TECHNOLOGY?
Why go through process of Research and Development
Let someone else pay for R&D
Possible military application
EMPLOYEE RESPONSIBILITIES
Notify FSO of travel plans
Ensure proper travel documentation
Protect export controlled technology and classified
information
Visit the State Department website for up to date
travel information www.state.gov
EMPLOYEE RESPONSIBILITIES
Maintain professional bearing
Remain in contact with host
Travel with others when possible
Display wealth as little as possible
Learn customs and courtesies of host
country
NISPOM
All agencies apply three factors to the concept of Risk
Management
1. Damage to national security
2. Existing or anticipated threat to disclosure of
information.
3. Short and long term costs of the requirements,
restrictions, and other safeguards
The second and third factors aren’t spelled out in the NISPOM, but
are recognized as legitimate concerns to prevent the NISP from
becoming a burden to industry
THREE CLASSIFICATION LEVELS
CONFIDENTIAL information could reasonably be
expected cause damage
SECRET could reasonably be expected to cause
serious damage
TOP SECRET could reasonably be expected to cause
exceptionally grave damage to national security
Caution: Classified information should
not be confused with the proprietary
information sometimes referred to as
company confidential or secret.
HOW TO MARK A CLASSIFIED PAGE
Overall Page Markings
Portion Marking
Classification Information
Notice that the document has a top and bottom marking at
the highest level of classification on the page and
appropriate levels of classification for the information in the
paragraph.
TRAINING AND INSTRUCTIONS
Cleared employees are trained to
protect classified information
Sanctions should be imposed on
those who fail to protect it from
unauthorized disclosure
Each originating agency must
provide instructions on the proper
protection, use, storage,
transmission and destruction of the
information
HOTLINES
Hotlines are available. However, recommend that
company officers have chance to handle situation
Not to take place of investigations
May be used to tip off
Defense Hotline
The Pentagon
Washington, DC 20301-1900
(800) 424-9098
REPORTING
• Events that impact:
– FCL
– PCL
– Protection of classified information
– Loss or compromise
• Contractors cleared employees on reporting
channels with:
– Federal agencies
– FBI
– CSA
HOW TO REPORT
Report to the FBI
Follow up with written report
Send copy to IS Rep with FBI approval
Contact FBI
File Office
Send Written
Report
Notify DSS
when
permitted
REPORTING (TO CSA)
• Reports to CSA
– Changes in storage capability
– Inability to protect classified
– Security equipment vulnerabilities
– Unauthorized receipt of classified
LOSS, COMPROMISE OR
SUSPECTED COMPROMISE
Conduct
preliminary inquiry
Loss, compromise or
suspected
compromise?
Submit initial report
Submit initial
report
Submit final report
WHAT IS A CLASSIFICATION
MARKING?
A classification marking is a physical designation
designed to notify and warn the holder that the
information they are in possession of is classified
and to what level of classification
MARKINGS
Must put reason for classification
Who classified the material (office or person)
Annotate date or event marking the duration of
classification
Classified material should always display proper
markings at all times
DERIVATIVE CLASSIFICATION
Contractor personnel make derivative classification decisions when they
incorporate, paraphrase, restate, or generate in new form, information
that is already classified; then mark the newly developed material
consistently with the classification markings that apply to the source
information.
FSO ensures contractor is training and has resources
Contractor ensures:
Use of Security Classification Guide
Mark derived copy with the same classification as original
Challenge classification when necessary
Carry over longest period of classification to the new
document
Maintain list of sources used to compile the derivative
document
Special Material
Classification markings must be clear, no matter the media
Files, folders or groups of documents must be marked at
highest level within
Email and other electronic messages have to be marked
the same as any document
Microform is tiny, but the media has to be marked to be
seen by the unaided eye and within the microform
document
Translations of U.S. classified information is marked with
U.S. as country of origin and the classification in English
and foreign language
FACILITY SECURITY CLEARANCE
(FCL)
FCL Process
Government Contracting Authority approve,
Cognitive Security Agency conducts evaluation
Company compiles list of Key Management
Personnel
Assembles vital corporate documents
Prepares Department of Defense Security
Agreement DD Form 441
Prepares FOCI Statement SF328
FOREIGN OWNERSHIP CONTROL
AND INFLUENCE (FOCI)
The SF 328 is used by the contractor and the CSA to
determine whether or not and to what limit the cleared
contractor falls under FOCI.
THE FSO
Qualifications
Cleared at the same level as the
facility clearance
U.S. Citizen
This FSO has a tremendous scope of responsibility and takes on the role as
the provider of security and the link between the government contractor, the
cognizant security agency (CSA) and the federal government.
PERSONNEL SECURITY
CLEARANCE (PCL)
A security clearance is the administrative determination
that an employee is eligible from a national security
basis for a security clearance
The final clearance is the result of a request by the
contractor, investigation conducted by the CSA and
determination made by a trained adjudicator
REQUIREMENTS
Contractors protect classified material under their control
Individuals protect classified information entrusted to them
The FSO leads and implements the security program designed to
protect classified information and prevent unauthorized disclosure
STORAGE
TOP SECRET is stored in GSA approved container, approved
vault or approved closed area with supplemental controls
SECRET and CONFIDENTIAL material do not need supplemental
controls when stored in a GSA approved container
GSA APPROVED CONTAINERS
Repairs to GSA approved containers shall be made by cleared or
escorted personnel trained in approved methods
Access control can be used to limit access to closed areas DURING
WORK HOURS