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EVALUATION THE INDEPENDENT EVALUATION OFFICE OF UNDP INDEPENDENCE, CREDIBILITY AND USE IPDET, Indran A. Naidoo Director 30 JUNE 2014 Independent Evaluation Office Outline Make evaluation count! Dynamic triad of independence, credibility & utility Experience from the IEO of UNDP Credibility Independence 2 Utility Independent Evaluation Office Evaluand UNDP in 177 countries Country Presence Budget FOCUS AREAS 3 Annual Budget is more than 5 Billion dollars Poverty alleviation; democratic governance; energy & environment; and crisis prevention & recovery Independent Evaluation Office Influencing the evaluand at all levels 4 IEO evaluations have influenced the new Strategic Plan of UNDP – 2014-2016 – thus all of UNDP work 90% uptake of IEO recommendations Management reflects in its documents how it has addressed recommendations & updates public website All new programmes must be preceded by and include response to an evaluation Independent Evaluation Office Recent Evaluations from IEO 5 Independent Evaluation Office Recent Evaluations from IEO Visit IEO website @ www.undp.org/evaluation 6 Independent Evaluation Office The critical “how question” 7 Professional evaluation, what does it mean in practice Principles, approaches and ensuring that the end is in sight Independent Evaluation Office Importance of the ‘Evaluation Triad’ Utility Credibility Independence 8 Independent Evaluation Office Independent Evaluation Office in UNDP Structurally Independent Reports directly to UNDP Executive Board who appoints/renews/ dismisses Director STRUCTURE 9 IEO work is guided by the Board approved Evaluation policy Evaluation Policy periodically reviewed Management engagement from inception to conclusion POLICY PROCEDURES Independent Evaluation Office Independence Reporting Line Director reports to Executive Board to prevent censorship and enhance transparency INTERNALLY @ IEO Quality Assurance Staff protected from occupational detriment Director takes full accountability Policy review Evaluation Advisory Panel Peer Reviews 10 Independent Evaluation Office Credibility Methodology Professional Forums & Networks 11 Credibility Institutional Linkage and Capacity Guidance Independent Evaluation Office Utility Uptake of recommendations • Management responses to evaluations and key actions publicly available in Evaluation Resource Centre in IEO website • UNDP strategies and policies are informed by evaluations (UNDP strategic plan 2014-2017) Stakeholder engagement • Management engagement throughout the evaluation process • Stakeholder workshop organized for all evaluations to share its findings and recommendations. Government, civil societies and all other stakeholders participate at these workshops Organizational accountability & learning • Implementation of evaluation recommendation and associated key actions reported to UNDP Executive Board in Annual Report on Evaluation • Assessment of Development Results(ADR) provides substantive in put for development of new UNDP Country Programmes • All new country offices are required to submit fully costed evaluation plan with their new country programme documents (CPDs) 12 Independent Evaluation Office UN Evaluation Group (UNEG) The United Nations Evaluation Group (UNEG) is a unique interagency professional network in the UN system that aims to advance the effectiveness, efficiency, impact and sustainability of the UN system’s work by promoting and strengthening evaluation. UNEG brings together units responsible for evaluation in the UN system, including UN departments, specialized agencies, funds and programmes, and affiliated organizations. It currently has 45 such members and three observers. UNEG’s mission is to: promote the independence, credibility and usefulness of the evaluation function and evaluation across the UN system; advocate for the importance of evaluation for learning, decisionmaking and accountability; support the evaluation community in the UN system and beyond. 13 Independent Evaluation Office Professionalization Evaluation is emerging as a mature profession. For evaluation to be taken seriously it needs to distinguish itself as a profession which requires policies, strategies and practices that bring changes at the agency and the staff level. UNEG advances the professionalization of evaluation within the UN system and promotes adherence to the norms and standards through the external review processes of evaluation functions, the development of relevant guidance materials, as well as the development of a professional competency framework for UN evaluators. 14 Independent Evaluation Office UNEG Strategic Objectives 2014-2019 Strategic Objectives 1 Evaluation functions and products of UN entities meet the UNEG Norms and Standards for evaluation; Strategic Objectives 2 UN entities and partners use evaluation in support of accountability and programme learning; Strategic Objectives Strategic Objectives 3 4 Evaluation informs UN system-wide initiatives and emerging demands; UNEG benefits from and contributes to an enhanced global evaluation profession. (UNEG Strategy 2014-2019 available at: www.unevaluation.org/uneg_strategy) 15 Independent Evaluation Office Engaging with governments 16 The National Evaluation Capacity development initiatives … Independent Evaluation Office National Evaluation Capacity 17 Independent Evaluation Office National Evaluation Capacity Independence Credibility Utility ‘National evaluation capacities are increasingly critical to countries’ overall ability to capture and demonstrate results to a variety of constituencies and to promoting learning and enabling decision makers to make informed decisions and plan strategically.’ - Rebeca Grynspan, Associate Administrator UNDP (2010-2014) 18 Independent Evaluation Office 2015 – Year of Evaluation 19 Declared by EvalPartners and currently working on a UN resolution to have 2015 declared Year of Evaluation Motto: Empowering nations and people through evaluation Independent Evaluation Office EvalYear EvalYear, a catalyst to promote demand and use of evaluation in policy-making Evaluation policy process at country level Inauguration of EvalYear at country level 20 Strengthening work with parliamentarians and policy makers (enabling environment) Promote national evaluation capacity building Strengthening stakeholders and facilitate collaboration/ partnerships among them Independent Evaluation Office Concluding thoughts.. 21 It is necessary to drive evaluations at many levels & ensure that all of the complexity and context is addressed. Evaluation principles should not be lost in this pursuit Working across sectors and with partners helps build support Evaluation should ultimately help to improve the lives of people through ensuring development effectiveness. Professional and well capacitated evaluation functions remain critical for this, and training such as IPDET is invaluable. Independent Evaluation Office Thank you United Nations Development Programme Independent Evaluation Office 220 East 42nd Street New York, NY 10017 www.undp.org/evaluation