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Technology in AML Challenges and Innovations Presented by: Infrasoft Technologies Ltd. Trademarks & Copyrights : Infrasoft Technologies Limited | Third Party Copyrights & Trademarks Acknowledged This presentation is a proprietary material of Infrasoft Technologies Ltd. Any unauthorized usage or distribution of this material without prior consent of Infrasoft Technologies Ltd. is prohibited. The content here is highly confidential and is meant for internal circulation only. All viewers to this presentation voluntarily bind themselves to the clauses of standard Confidentiality & Non-Disclosure Agreement. Presentation by: Infrasoft Technologies Limited 1 Path to Comprehensive Compliance & Risk Management Assisted Learning Predictive Analysis Program Maturity Multi Channel Integration Anti-Fraud Monitoring Peer Group Profiling, Transaction Profiling Dynamic Rules Real-time scan Link Analysis CTR, STR Ongoing Due Diligence Enhanced KYC Static Rules Batch scan SDN Scan Core back-office integration KYC Time Presentation by: Infrasoft Technologies Limited 2 From Compliance to Enterprise Risk Control Regulatory Compliance Transitioning Phase Enterprise Risk Management AML & CFT Compliance Process Maturity Multi-Channel Fraud Mgmt Customer Due Diligence Cross-vertical Data Integration Enterprise- wide Risk View Alert & Case Management Budget Provisioning Enhanced Data Analytics Presentation by: Infrasoft Technologies Limited 3 Challenges and Resolution Evolving Regulations Modular, Scalable Platform Open Standards based Integration Multiple Data Sources Customer View across channels and businesses Enhanced KYC Risk based actions Cross-vertical Scenarios Precise and Timely Identification of deviations Advanced Analytics, SelfLearning Presentation by: Infrasoft Technologies Limited 4 ROI for AML Reputational Risk Regulatory Action, Fines Multi-entity capability Modular Framework Presentation by: Infrasoft Technologies Limited Standardiza tion of Processes 5 Analytics – Roadmap for AML Account Profile Transaction Profile Cross-sell, Up-sell Data store for AML Cross-Channel Behaviour Differentiated Offering Customer Profitability Relationships & Linkages Credit Risk Identification Presentation by: Infrasoft Technologies Limited 6 Extend AML Scope 4 MLD FATCA Multi-channel fraud FATF 2012 Risk based alerts AML Compliance Presentation by: Infrasoft Technologies Limited 7 Our Introduction Corporate Overview Financial Highlights Over 19 years of expertise in providing ‘Best in Profit making since inception Class’ Business Solutions and Services for the BFSI 20% Y-o-Y growth in past 3 years domain Consistent Dividend Payer 300+ Customers across 35 Countries A Baring Private Equity Investment Firm with Strong Business Model - Led by Domain expertise strong corporate governance with independent Competency, State-of-the-art Technology, and Strong Processes directors and global auditors. Debt Free organization Accreditation Recognition Quick Facts 900+ Skilled IT Talent Pool 12 Global Relationship Offices & 3 ODCs 60% Market share in UCB segment Presentation by: Infrasoft Technologies Limited 65% Repeat Business in Services 8 OMNIEnterprise Compliance and Financial Crime Surveillance 140+ AML sites meeting compliance needs across 30+FIUs Cross-Vertical Support – Banks, Insurance companies, Fund Houses, Brokerages, Exchange houses Multi-entity, Multi-lingual and Multi-Currency Support Efficient processing – both in real-time as well as batch mode Integration with 40+ source systems – Core back-office Trading, Lending, SWIFT, Trade Finance, Cards, ACH, etc. Common Platform for Compliance, Fraud monitoring and Risk Control Recognition from international research agencies like Celent and The Compliance Register, UK Presentation by: Infrasoft Technologies Limited 9 Enterprise View a V n i d e w High velocity Transaction Scan AML IB Mobile Cards FATCA A L E D R I T S T & R I W B O U R T K I L O O N A D POS IB E N G I N E AML Rules Chanel specific Rules Discrete Profiling CEP CBS Real-time / Batch mode Debit Cards Batch Scan for CIP and Compounded Rules Heterogeneous Systems C r S o u s p s e r C v h i a s n i n o e n l Mobile Banking Mobile Branch Presentation by: Infrasoft Technologies Limited 10 Thank You Presentation by: Infrasoft Technologies Limited 11