PowerPoint 프레젠테이션 - Micro Thermal System
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Transcript PowerPoint 프레젠테이션 - Micro Thermal System
THERMAL PROPERTIES OF
SOLIDS AMD THE SIZE EFFECT
• Specific Heat of Solids
• Quantum Size Effect on the Specific Heat
• Electrical and Thermal Conductivities of Solids
• Thermoelectricity
• Classical Size Effect on Conductivities and Quantum
Conductance
Specific Heat of Solids
Specific heat of bulk solids:
lattice vibration, free electron
macroscopic behavior from microscopic point of view
Lattice Vibration in Solids: Phonon Gas
Atoms in solids
Inter-atomic forces keep them
in position
only move around by vibrations
near their equilibrium positions
Lattice
Periodical array of atoms
Lattice vibration contribute to thermal energy
storage and heat conduction
Einstein Specific Heat Model
Dulong-Petit law
cv 3 R
3 vibrational degree of freedom
high-temperature limit of the specific heat of
elementary solids
good prediction for specific heat of solid at high
temperature
Einstein Specific Heat Model
simple harmonic oscillator model
each atom : independent oscillator
All atoms vibrate at the same frequency.
1
quantized energy level i h , i 1, 2,...
2
specific heat as a function of temperature
Quantized energy of atoms
1
i i h , i 1, 2,...
2
Vibrational partition function
i
1
ZV gi exp
gi exp[ i h / kBT ]
2
i 0
kBT i 0
1
E / 2T
iE / T
E h / kB
exp[ i E / T ] e
e
2
i 0
i 0
Einstein temperature
e E / 2T 1 e E / T e 2E / T
e E / 2T 1 e E / T (e E / T )2
e E / 2T
1 e E / T
Internal energy
ln Z
U NkT
,
T V
2
E
ln Z
ln 1 e E / T
2T
1
1
U NkB E E / T
1
2 e
Specific heat
vibration along single axis
E 2
e E / T
U
cv (T )
NkB 2
T e E / T 1
T v
vibration along three axes
E2
e E / T
cv (T ) 3 R 2
T e E / T 1
2
2
E 2
e E / T
R 2
T e E / T 1
2
Limitation of Einstein model
2E
eE / T
cv (T ) 3 R 2
T eE / T 1
2
cv 0 as T 0, cv 3R as T E
Einstein specific heat is
significantly lower than the
experimental data in the
intermediate range.
Force-spring interaction
must be considered.
Debye Specific Heat Model
Assumption
Velocity of sound: same in all crystalline directions and for
all frequencies
a high-frequency cutoff and no vibration beyond this
frequency (shortest wavelength of lattice wave should be
on the order of lattice constants)
Upper bound m, determined by the total number of
vibration modes 3N (N : number of atoms)
Vibrations inside the whole crystal just like standing waves
Equilibrium distribution
Phonon : Bose-Einstein statistics
h
h , p
vp
The total number of phonons is not conserved since it depends
on temperature.
BE statistics
Ni
1
i
gi e e 1
total number of phonons is not conserved
0, 1/ k BT
Ni
1
i / kBT
gi e
1
The energy levels are so closely spaced that it can be
regarded as a continuous function : BE distribution
function
dN
1
fBE ( )
h / kBT
dg e
1
Degeneracy of phonons
The number of quantum states per unit volume in the
phase space
Given volume V and within a spherical shell in the
momentum space (from p to p + dp)
h
4 Vp2dp 4 V 2d
p
dg
3
3
vp
h
v
p
dg g( )d
4 2
D( )d 3 d
V
V
vp
D() : density of states of phonons
the number of quantum states per unit volume per unit
frequency or energy (h) interval
2
4 2
1
2
12
D( ) 3 4 2 3 3
3
vp
v
v
v
t
a
l
va: weighted average
speed
Relation between f() and fBE()
dN
1
fBE ( )
h / kBT
dg e
1
dN f BE ( )dg f BE ( ) g ( )d
f BE ( ) g( )d
dN
dn
V
V
dg g( )d
D( )d
V
V
dn f BE ( ) g ( )d f ( )d
0
0
n f BE ( ) D( )d f ( )d
Total number of quantum states must be equal to 3N
dg g( )d
D( )d
V
V
2
dg
m 12
3N
0 V V 0 D( )d 0 va3 d
3N 4 m3
3
V
va
upper limit of the frequency (due to lattice constant)
3na
m
4
1/ 3
va
na = N/V : number density of atoms
Debye temperature
h m
h 3na
D
kB
kB 4
1/ 3
va
Vibration contribution to the internal energy
Distribution function for phonons
1 dN
f ( )
D( ) f BE ( )
V d
12 2
1
3na
D( )
, f BE ( ) h / kBT
, m
3
va
4
e
1
f ( )
12 2
v
3
a
e
h / kBT
1
9na 2
3
m
e
h / kBT
1
m
0
0
U U 0 f ( )Vh d
9 N 3 h
m
0
3
m
e
h / kBT
V
3
m
e
1
f ( )Vh d
d
va
9 N 2
vibration contribution to internal energy
1/ 3
h / kBT
1
, m
Let
h
x
k BT
kBTx
kBTdx
d
h
h
3
kBT 3
9N
x h
3
m
x
kBT
9 N h
h
D
0 3 e h / kBT 1 d 0 3 e x 1 h dx
m
m
kBT
U U 0 9 NkBT
h m
T
9 NkBT
D
3
xD
0
3
xD
0
x3
dx
x
e 1
x3
dx
x
e 1
xD
h m D
k BT
T
Molar specific heat
3
T xD x 3
U U 0 9 NkBT
dx
0 x
e 1
D
T
u u0 9 RT
D
3
xD
0
R N A kB
x3
dx
x
e 1
T
u
cv (T )
36 R
T V
D
3
xD
0
x3
dx
x
e 1
3
T xD x 3
9 RT
dx
0 x
e 1
D T
xD
xD x 3
xD x 3
dx
dx
0 x
0 x
T
e 1 xD
e 1 T
h m D
xD
k BT
T
h m xD x 3
xD xD3
1 xD4
dx
0 x
xD
xD
2
k
T
x
e
1
T
T
e
1
e
1
B D
xD
0
x
4 x
x
1 x
xe
D 1
dx
dx
2
x
0 4
x
ex 1
4
e
1
0
e
1
3
xD
4
1 xD x 4 e x
1 xD4
dx
2
4 0 ex 1
4 e xD 1
T
cv (T ) 36 R
D
x
4
4 x
x
1
x
e
1
D
D
dx
2
x
4 0 ex 1
4 e D 1
3
3
T xD4
9R
xD
D e 1
T
cv (T ) 9 R
D
3
xD
0
e
x 4e x
x
1
2
dx
T D
When
xD D / T 0,
xD
xD
0
0
x 4e x
e 1
x
2
ex 1 x
dx 4
xD
0
xD4
x3
dx xD
x
e 1
e 1
xD4
xD3
x3
3
x
dx
,
D,
xD
x
e 1
e 1
3
T
cv (T ) 9 R
D
3
xD
0
3
e
x 4e x
x
1
2
T xD3
9R
3R
D 3
dx
xD
0
xD3
dx
2
x
3
e 1
x 4e x
When T D
Relative difference between calculated value and
experimental data : about 5%
Riemann zeta function
0
0
x ne x
e 1
x
2
dx n
0
x n1
dx
x
e 1
x n1
dx n 1 ! ( n)
x
e 1
1
1
1
( n) 1 n n n
2
3
4
n
1
( n)
2
2
6
3
1.202 ...
4
4
90
5
1.037 ...
6
6
945
7
1.008 ...
8
8
9450
When T D
xD
xD
0
0
0
x 4e x
e 1
x
x 4e x
e 1
x
2
dx 4
xD
2
dx 4
xD
0
0
h m D
xD
k BT
T
xD4
x3
dx xD
x
e 1
e 1
x3
4 4 4
dx 4 3! (4) 4 6
x
e 1
90 15
x n1
dx n 1 ! ( n)
x
e 1
T
cv (T ) 9 R
D
T / D 0.1
3
xD
0
3
T
xe
12
3
dx
R
T
(e x 1)2
5
D
4
x
4
agrees with experiments within a few
percent
Debye Model vs. Einstein Model
Free Electron Gas in Metals
Free electron
Translational motion of free electrons within the solid: largely
responsible to the electrical and thermal conductivities of
metals
Fermi-Dirac distribution
dN
1
f FD ( )
( )/ kBT
dg e
1
F : Fermi energy
at 0 K
Degeneracy for electrons
dg 2 4 V ( me / h)3 v 2dv
due to positive and negative spins
Distribution function
in terms of the electron speed v
dN
dn
f (v )dv
V
3
1 dN 1 dg dN
v2
me
f (v )
8
e ( ) / kBT 1
V dv V dv dg
h
in terms of the kinetic energy of the electron using
f (v )dv f ( )d
me v 2
2
me v 2
, v
2
2
, dv
me
2 1 1
me 2
d
2me
dN
dn
f ( )d
V
3
1 dN
v2
me
f (v )
8
e ( )/ kBT 1
V dv
h
1 dN 1 dN dv 1 dN
f ( )
V d V dv d V dv
1
2 me
2 / me
1
me
8
e ( ) / kBT 1
h
2 me
3
2me
4 2
h
3/ 2
e
( ) / k BT
1
f FD ( ) D( )
dN
f FD (v )
dg
dN f FD (v )dg f FD (v ) g (v )dv
f FD (v ) g(v )dv
dN
dn
V
V
dg g(v )d
D(v )dv
V
V
dn f FD (v ) D(v )dv f (v )dv
0
0
n f FD (v ) D(v )dv f (v )dv
2me
f ( ) 4 2
h
3/ 2
e
( )/ kBT
1
f FD ( ) D( )
2m
Density of states for free electrons D( ) 4 2 e
h
Fermi Level, F
3/ 2
The number density of electrons as T 0
Ne
2me
ne
lim f ( )d lim 4 2
T 0 0
T 0 0
V
h
3/ 2
e
( )/ kBT
Since – < 0,
F
0
2me
4 2
h
3ne
F
8
3/ 2
2/ 3
2me
d 4 2
h
h
h 3ne
2me 8me
2
2
3/ 2
2/ 3
2 3/ 2
F
3
1
d
Sommerfeld expansion
Apply FD statistics to study free electrons in metals
Resolve the difficulty in the classical theory for electron
specific heat
ne D( ) f FD ( , T )d
0
F
0
D( )d F D( F )
2
kBT
6
2
D( F )
Since the difference between (T) and F is small,
ne
F
0
D( )d
Number of electrons does not depends on temperature
F D( F )
2
kBT
6
2
D( F ) 0
F D( F )
kBT
2
6
2me
D( ) 4 2
h
D( F ) 0
3/ 2
,
2 me
F 4 h2
F F
2
3/ 2
( kBT )
2
12
F
2
2me
D( ) 4 2
h
( kBT )
2
2
6
3/ 2
2 me
4 2
h
1
2
3/ 2
1
2 F
0
2 ( kBT )2
F
12F
0,
2
( kBT )
( kBT )
1 kBT
F
F 1
F 1
2
12F
12F
3 2F
2
2
2
2
Internal energy
0
0
U V f ( )d V f FD ( ) D( )d
F
U
D( )d
0
V
F F D( F ) F
F
D( )d
0
2me
D( ) 4 2
h
3/ 2
2 ( kBT )2
2 ( kBT )2
6
6
D( F )
6
D( F )
D( F )
h2 3ne
, F
8me
2
2
3
5 kBT
U N F 1
5
12 F
2 ( kBT )2
2/ 3
3ne
D( F )
2 F
Specific heat of free electrons
cv ,e
5 2 kBT kB 2 kBT
3
u
N A F
R
T V 5
6 F F 2 F
Electronic contribution to the specific heat of solids is negligible
except at very low temperatures (a few kelvins or less)
cv (T ) sT BT 3
= Electronic contribution + Lattice contribution
Quantum Size Effect on the Specific Heat
For nanoscale structures such as 2-D thin film and
supperlattices, 1-D nanowires and nanotubes, or 0-D
quantum dots and nanocrystals, substitution of
summation by integration is no longer appropriate.
2-D thin film: confined in one dimension
1-D nanowires: in two dimensions
0-D quantum dots: in three dimensions
1-D chain of N + 1 atoms in a solid with dimension L
with end nodes being fixed in position
min
min 2L0
max 2L
max L
N
min L0
L0
0
L
N number of vibrational
modes
eigenfunctions
x
x
2 x
3 x
N x
sin
, sin
, sin
, , sin
sin
L
L
L
L
L
0
Periodic Boundary Conditions
Born-von Kármán lattice model
medium: an infinite extension with periodic
boundary conditions
standing wave solutions for a solid with
dimensions of Lx, Ly, Lz (see Appendix B.7)
u( r , t ) A exp ik r i t
k : lattice wavevector
k
2
k k x xˆ k y yˆ k z zˆ
k x2 k y2 k z2
total number of modes = total number of atoms
along the 1-D chain
General Expressions of Lattice Specific Heat
lattice vibrational energy
1
1
u(T ) u0 / k T
1 2
P K
e
B
u0 : static energy at T = 0 K
f BE
1
e
h / kBT
1
1
e
/ kBT
1
1
: zero-point energy
2
K : wavevector index, dispersion relation ( k )
P : polarization index
specific heat
u(T ) u0
P
K
e
1
/ kBT
1
1 2
f BE
u
cv (T )
T
T v P K
in terms of density of states
density of states : the number of states (or modes)
per unit volume and per unit energy interval
cv (T )
P
f BE
D( )d
T
0
kB
P
0
k
T
B
2
e
e
/ kBT
/ kB T
1
2
D( )d
Dimensionality: density of states
3-D reciprocal lattice space or k-space
k z volume of one
number of quantum
states per unit volume :
quantum state
k
4 / 3 k 3
N
2 / Lx 2 / Ly 2 / Lz
L L L k
x
ky
kx
3-D view
y
z
6 2
3
Vk 3
6 2
1 dN
d k3
D( )
V d d 6 2
3k 2 dk
k 2 dk
2
6 d 2 2 d
For a linear dispersion relation va k
2
1
2
12
D( ) 4 2 3 3
3
v
v
v
t
a
l
2
k dk
1 1
2
D( )
2
2
2 d 2 va va 2 2va3
2
For a single polarization
4 2
D( ) 3
va
Eq.(5-7)
D( )d D( )d
4
4 d
2
D( )d 3 d 3
d
2 3
va
va 2 2 2 va
2
2
2-D reciprocal lattice space or k-space
thin film, superlattice
volume of one
unit cell
2 / Lx
ky
number of quantum
states per unit area :
k
kx
2
Ly
N
k2
2 / Lx 2 / Ly
Ak 2
4
1 dN
d k2
D( )
A d d 4
2-D projection
When va k , D( )
2 va2
2k dk
k dk
4 d 2 d
1-D reciprocal lattice space or k-space
nanowires, nanotubes
2 / Lx
kx
k
number of quantum states per unit length :
2k
Lk
N
2 / Lx
1 dN
d k 1 dk
D( )
L d d d
When va k , D( )
1
va
independent of frequency
Thin Films Including Quantum Wells
Ex 5-4: specific heat of thin film
thin film made of a monatomic solid
film thickness L with q monatomic layers, L = qL0
average acoustic speed va independent of temperature
kz
L0
L
.
.
.
ky
kx
molar specific heat
L0
specific heat per unit volume
f BE
T
cv (T )
P
.
.
.
K
VN A
VN A kB
N
VR
Vcv
cv cv
cv
cv
cv
NA
N
NkB
NkB
f BE
3VR
cv (T )
NkB k k ,k
T
x,
y
z
total number of modes
q 1
2
4
,
, ,
0,
L
L
L
kz
0, 2 , , q 2 , q
L
L
L
2
k z
L
for q = 1, 3, 5, …
for q = 2, 4, 6, …
L
f BE
3VR
cv (T )
T
NkB k k ,k
x,
y
z
The lattice is infinitely extended in the x and y directions.
2 k D2 k z2
L0
L
.
.
.
kz
kz
kD
ky
kky
x
d
kx
ky
kx
k
cv (T )
0
3
2 NkB k
3VR
2
D
k z2
z
f BE
2 d k z
T
2 k x2 k y2 , kz 2 / L
kD : cutoff value determined by setting the total number
of modes equal to the number of atoms per unit area
total number of modes
2
Ak
N
4
A k x2 k y2
4
A
4
2
A k D2 k z2
k D2 kz2
N
A k
4
z
N
q
2
total number of atoms
A L0
4
L0
.
.
.
L
kz
ky
kx
k D2 kz2
N
q
2
A k
4
L0
z
k D2 kz2
1
1
q 2 1
q
2
2
2
kD
kz
kD
kz 2
4 k q 14
4 k
L0…
4 24 k 4
k
for q = 1, 3, 5,
,
, ,
0,
1/ 2
L 2 L
L
2
4
kz
k z 2 4
kz
k D 2
2 , k D qL22 qq
for q = 2, 4, 6, …
L0 k ,q , 0 ,k
0,
L
L
L
z
z
z
z
z
z
For a single layer
4
k
kD 2
L
0 k q
2
z
z
4
2 0
L0
1/ 2
1/ 2
4
2
2 kz
L
k
0
2 3.54
L0
L0
z
1/ 2
3.982
As q , k D
L0
In 3-D case, k D
3
6 2 3.90
L0
L0
k
cv (T )
0
3
2 NkB k
3VR
2
D
k z2
z
f BE
2 d k z
T
dispersion relation va k va 2 k z2
transformation 2 2 k z2
3 RA kBT
cv (T )
2 N va
2
kz
xD
xz
e
x 3e x
x
1
2
dx
va k
x
k
T
B
Electrical and Thermal Conductivities of Solids
Electrical Conductivity
R re
re
L
L
Ac Ac
A
L
e-
V
z
1
V
R
I
L
V
I
V
Ac
I
Ac
L
J E
re: resistivity, : conductivity
Ac: cross-sectional area, J: current density
E: electric filed
J E
Neweton’s 2nd law
ud
dv
F eE me
me
dt
-eE
ud
me
Current density J
3
eE ne e 2
J ene ud ene
E
me
me
ne e 2
J E
E
me
ne e 2
me
ud : drift velocity
: relaxation time
ne: electron number
Thermal Conductivity of Metals
thermal conductivity (kinetic theory)
1
cv ,e vF e
3
cv , e
ne 2 k B2 T
,
2F
ne me ,
cv ,e
2 2 F
vF e vF vF v
me
me
me R k B
2 k BT
u
R
2 F
T V
cv ,e
ne 2 k B2 T
2 k BT
ne me
R
2 F
2F
2
F
1
me v F2
2
2
2
vF
me
1
1 ne 2 k B2 T 2F ne 2 k B2 T
cv ,e vF e
3
3
2F
me
3me
Wiedemann-Franz law
T Lz
ne e 2
ne 2 k B2 T
,
me
3 me
Lz: Lorentz number
ne 2 k B2 T
3 me
1 2 k B2
Lz
2
2
ne e
T
3 e
T
me
2
1 kB
3
e
2
1 8.617 10 eV/K
2.44 108 V 2 / K 2 W / K 2
=
3
e
5
Derivation of Conductivities from the BTE
Distribution function
local equilibrium, relaxation time approximation
f (r , v , t ) f ( r , p, t ), p me v
h
2
h
kh
f ( r , k , t ), p , k
, h=
, p
k
2
2
2 2
p2
k
f ( , T ), =
, T T (r , t )
2me 2me
dk
f ( r , k , t )dk f1 ( ,T ) d f1 ( ,T )D( )d
d
D() : density of states
f
f
f f
v
a
t
r
v t coll
steady state, relaxation time approximation
electric filed E along with temperature gradient in z
direction
f 0 f1
f 1
f 1
vz
az
z
v z
( )
dv z
eE
Fz eE z me
me a z a z
dt
me
f 0 f1
f1 eE f1
vz
z me v z
( )
f 0 ( , T ) f1 ( , T )
f1 eE f1 T
vz
z m e T v z
( )
eE f1
f 1 T
f1 ( , T ) f 0 ( , T ) ( )
vz
m
v
T
z
z
e
f 0 f FD
1
1
2
me v me v x2 v 2y v z2
2
2
me v z
v z
Assume under local equilibrium
f 1 f 0
,
f 1 f 0
T T
In the case of no Temperature gradient
T
0
z
eE f1
f 1 T
f1 ( , T ) f 0 ( , T ) ( )
vz
m
v
T
z
z
e
f FD
eE
f1 ( , T ) f FD ( , T ) ( )
me v z
me
f FD
f1 ( , T ) f FD ( , T ) ( )v z eE
ne f FD D( )d : electron number density
0
J e e v z f FD D( )d eJ N
0
J e e
0
0
f FD
v z f FD ( , T ) ( )v z eE
D( )d
v z f FD ( , T ) D( )d 0
f FD
J e e v ( )eE
D( )d
0
1 2
2
2
Je E Je / E
vz v
3
3me
2
z
f FD
e ( )v
D( )d
0
2e 2 f FD
( ) D( )d
0
3me
2
2
z
f FD
Note that
( )
( ) : Dirac delta fucrtion
f ( x ) ( x a )dx f (a )
(T ) F , (T ) F
Assume that
2e 2
3me
2e 2
3me
0
0
f FD
( ) D( )d
( ) ( ) D( )d
2e 2
F F D( F )
3me
3/ 2
2me
D( ) 4 2
h
2/ 3
2
h 3ne
F
8me
(5.18)
(5.20)
2me
D( F ) 4 2
h
3/ 2
2me
1 3ne
2
h
4F
1 3ne
F 4
4F
3ne ne e 2
2e 2
2e 2
F F D( F )
F F
F
3me
3me
2 F
me
Drude-Lorentz expression
ne e 2
me
2/ 3
2/ 3
3/ 2
1/2
F
3ne
2 F
Thermal Conductivity
In the case of no electric field, E = 0
eE f1
f 1 T
f1 ( , T ) f 0 ( , T ) ( )
vz
m
v
T
z
z
e
for an open system of fixed volume,
dU Q dN
qz J E J N
J E v z f FD D( )d
0
J N v z f FD D( )d
0
energy flux
particle flux
0
0
qz v z f FD D( )d v z f FD D( )d v z ( ) f FD D( )d
0
f FD
f 1 T
f FD ( , T ) ( ) v z
T
z
qz v z ( ) f FD D( )d
0
f FD T
v z ( ) f FD ( , T ) ( ) v z
D( )d
T z
0
qz
dT
dz
f FD T
dz
dz
qz
v z ( ) ( ) v z
D( )d
dT
T z
dT
0
f FD
2
2
v
where z 2 3me
v z ( ) ( )
D( )d
0
T
f FD
f FD
2
2
( ) ( )
D( )d
( ) ( )
D( )d
0
0
3 me
T
3 me
T
f FD
f FD
Eq.B.82 (Appendix B.8)
T
T
2
3 me
0
2
3 me
f FD
D( )d
( ) ( )
T
0
2
3 meT
0
f FD
( ) ( )
D( )d
T
0
f FD
( ) ( )
D( )d
2
2
2
f
(
k
T
)
B
G ( )( ) 2 FD d
G ( ) Appendix B.8
3
2 ( k BT ) 2
2
( F ) F D( F )
3meT
3
3ne 2 ( k BT )2 ne 2 k B2 T
2
F F
F
3meT
2F
3
3 me
same result as simple kinetic theory
Thermal Conductivity of Insulators
1
1
kinetic theory cv v g ph cv v g ( )v g ( ) ( )
3
3
cv
f BE ( , T )
T
P K
2
e k BT
kB
D( )d (5.31)
k BT
2
0
1)
P
k BT ( e
under local equilibrium
2
k BT
1
e
k B ( )v g2 ( )
D( )d
k BT
2
0
3
1)
P
k BT ( e
for isotropic distribution in k-space
1 dk
1 4 k 2 dk
1
k2
2
D( )
3
3
2
2 2
d
d
2
d
/
dk
2
v pv g
2
2
d
dk = 4 k dk , v g (k)
, v p (k)
dk
k
2
2
k BT
2
1
e
k B ( )v g2 ( )
d
k
T
2
2
2
B
0
3
1) 2 v p v g
P
k BT ( e
x
kBT
2
kBT
kBT 2
x
dx
x d
kBT
2
for a large system with isotropic dispersion
x
xm
1
e
1
2
2
k
( x )v g ( x ) x x
2 B 0
2
2
3 2
(
e
1)
v
P
pv g
k B k BT
6 2
3
P
xm
0
2
k B T 2 k BT
dx
x
x 4e x v g ( x )
( x) x
dx
2
2
(e 1) v p ( x )
xm: corresponds to maximum frequency of
each phonon polarization