Transcript File

Chapter 9
The Executive Branch
and the Federal
Bureaucracy
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To Accompany Comprehensive, Alternate, and Texas Editions
American Government: Roots and Reform, 10th edition
Karen O’Connor and Larry J. Sabato
 Pearson Education, 2009
The Roots of Bureaucracy
 Foreign Affairs, War, Treasury first departments.
 Growth in early 1800s with Post Office.
 Patronage and the spoils system become common.
 Civil War spawns another expansion.
 Pendleton Act is beginning of civil service system.
 Also known as merit system.
 Creation of independent regulatory commissions.
Twentieth-Century Bureaucracy
 Growing number of cabinet departments.
 Need for a larger government to support wars.
 New Deal and Great Society.
Modern Bureaucracy
 More than 2.7 million employees.
 Most are selected based on merit.
 Also have high-level appointees.
 Wide variety of skills represented.
 Less diverse than America.
 Scattered throughout D.C. and regional offices.
 Growth of outside contractors.
Formal Organization
 Cabinet departments handle broad, lasting issues.
 Headed by secretaries.
 Government corporations act like businesses.
 Independent executive agencies handle services.
 Narrower than Cabinet department, independent.
 Independent regulatory commissions watch industry.
 Designed to be free from partisan pressure.
Government Workers and Politics
 Hatch Act sets first boundaries.
 Federal Employees Political Act is current standard.
Characteristics of Bureaucracy
 Chain of command from top to bottom.
 Division of labor.
 Clear lines of authority.
 Goal orientation.
 Merit system.
 Productivity.
How the Bureaucracy Works
 Congress creates agencies.
 Main job is implementation of laws.
 Policy made in iron triangles or issue networks.
 Increasing use of interagency councils.
Making Policy
 Administrative discretion allows a lot of latitude.
 Rule-making is a quasi-legislative process.
 Formal procedure for making regulations.
 Administrative adjudication is quasi-judicial process.
 Used to settle disputes between two parties.
Agency Accountability
 Unclear who agencies should be accountable to.
 Presidents try to make the right appointments.
 Can also shape policy through executive orders.
 Congress can use oversight powers and funding.
 Police patrol v. fire alarm oversight.
 Judiciary can review regulations.
AV- Growth of Government
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Figure 9.1- Civilian Employment
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Figure 9.2- Employee Characteristics
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Figure 9.3- Agency Regions
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Figure 9.4- The Executive Branch
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Figure 9.5- An Iron Triangle
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Figure 9.6- Rulemaking
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Table 9.1- FEPA
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Table 9.2- Agency Accountability
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Patronage
Granting favors or giving contracts
or making appointments to office
in return for political support
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Spoils System
Practice where a political party, after
winning an election, gives government
jobs to its voters as a reward for working
toward victory, and as an incentive to
keep working for the party—as opposed to
a system of awarding offices on the basis
of some measure of merit independent of
political activity.
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Pendleton Act
A federal law that established the
rules and regulations regarding
who could be hired for and retain
jobs within the federal government
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Merit System
System used by federal and state
governments for hiring and
promoting governmental employees
to civil service positions on the basis
of competence
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Independent Regulatory
System
An agency created by Congress
that is generally concerned with a
specific aspect of the economy
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Hatch Act
A 1939 law to prohibit civil servants
from taking part in political
campaigns from their work place, or
using their positions in the
government as influence.
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Issue Networks
A collection of interest groups and people who
join together to advocate for a specific
problem and for changing a government policy
that pertains to that problem. These alliances
created make it possible for people to join
together on their issue to change government
policies pertaining to that issue.
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Executive Order
Rule or regulation issued by the president
that has the effect of law. All executive
orders must be published in the Federal
Register.
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Administrative discretion
The ability of bureaucrats to make choices
concerning the best way to implement
congressional intentions
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Administrative Abjudication
The process by which an administrative agency issues a
decision that can affect policies within the agency from that
time forward. These changes only take place in that
bureaucratic branch and do not necessary apply to any
other agency.
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