Transcript RBC Wealth Management USA

RBC Wealth Management
Investment management for associations
Stuart T. Eisen, CFP ®, AWM
Senior Vice President - Financial Advisor
President’s Council
RBC Wealth Management
Tom Miller, CRPC®
Investment Associate
RBC Wealth Management
Professional advice
Our team provides a comprehensive approach to managing your assets.
This process includes the below steps and is a service of our practice.
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Review investment policy statement.
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Review association bylaws and covenants.
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Make recommendations to achieve short and
long term financial objectives.
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Monitor the strategy and evaluate potential
opportunities in the market.
Convenience
RBC Wealth Management will help simplify your administrative needs.
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All investments held at RBC Wealth
Management.
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One “signature card”.
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Monthly/quarterly statements.
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One 1099 end of year reporting.
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Custom RBC investment reports.
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Online access.
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Checking and ACH functions available.
Convenience continued…
Current “OLD FASHIONED” vs. RBC “Modern”
OLD FASHIONED WAY
Invest in CD #1 at Bank ABC
Signature Card-Statement-1099
• Invest in CD #2 at Bank XYZ
Signature Card-Statement-1099
• Invest in CD #3 at Bank 123
Signature Card-Statement-1099
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3 Signature Cards - 3 Statements
3 End of Year 1099’s
Convenience continued…
Current “OLD FASHIONED” vs. RBC “Modern”
RBC “MODERN” Way
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Open an RBC Wealth Management account
Invest in CD #1
Invest in CD #2
Invest in CD #3
ONE SIGNATURE CARD
ONE STATEMENT
ONE 1099
Collaboration
We believe by working together, our clients experience a higher level of understanding and allows us to
uphold our commitment to providing excellent service.
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Work with management companies and boards.
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Team approach providing tailored services.
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Communication of market information, investment
opportunities and other RBC resources.
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In person and/or phone reviews of portfolio’s.
Experience
Our practice focuses on individuals, corporate and non-profit clients. We have been working with Home
Owner Associations and Co-ops for over 10 years.
Currently work with management companies
and over 100 associations.
• CAI member since 2003.
• 15 years professionally advising clients.
• Other services:
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- Assist in employer sponsored retirement
plan setup/design.
- Individual consultations for investment
management.
Contact information
Stuart T. Eisen CFP ®, AWM
Senior Vice President - Financial Advisor
President’s Council
Washington, DC Complex
RBC Wealth Management
301-907-2757 or 866-287-0424 (toll free) [email protected]
Tom Miller,CRPC
Investment Associate
RBC Wealth Management
301-907-2759 or 800-368-3880 (toll free) [email protected]
RBC Wealth Management 5425 Wisconsin Ave. Suite 301 Chevy Chase MD
Team accreditations
-Certified Financial Planner (CFP®)
Stuart Eisen
-Accredited Wealth Manager (AWM)
Stuart Eisen
-Chartered Retirement Planning Counselor
(CRPC®) Tom Miller
Disclosures
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This information is not intended to be used as the primary basis of investment
decisions. Because of individual client requirements, it should not be construed as
advice designed to meet the particular investment needs of any investor.
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The information contained in these pages is not an offer to sell or a solicitation of an
offer to buy the securities, products or services mentioned here, and no offers or
sales will be made in jurisdictions in which the offer and sale of these securities,
products and services is not qualified or otherwise exempt from regulation.
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The opinions expressed in the enclosed report are those of the author and are not
necessarily the same as those of RBC Wealth Management or its research
department. RBC Wealth Management did not assist in the preparation of the
material and makes no guarantee as to its accuracy or the reliability of the sources
used for its preparation.
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RBC Wealth Management is not a tax advisor. All decisions regarding the tax
implications of your investments should be made in consultation with your
independent tax advisor.