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Tradeoffs, intuition analysis, understanding big-Oh aka O-notation Owen Astrachan [email protected] http://www.cs.duke.edu/~ola SIGCSE 2004 1 Analysis Vocabulary to discuss performance and to reason about alternative algorithms and implementations It’s faster! It’s more elegant! It’s safer! It’s cooler! Use mathematics to analyze the algorithm, Implementation is another matter cache, compiler optimizations, OS, memory,… SIGCSE 2004 2 What do we need? Need empirical tests and mathematical tools Compare by running •30 seconds vs. 3 seconds, •5 hours vs. 2 minutes •Two weeks to implement code We need a vocabulary to discuss tradeoffs SIGCSE 2004 3 Analyzing Algorithms Three solutions to online problem sort1 Sort strings, scan looking for runs Insert into Set, count each unique string Use map of (String,Integer) to process We want to discuss trade-offs of these solutions Ease to develop, debug, verify Runtime efficiency Vocabulary for discussion SIGCSE 2004 4 What is big-Oh about? Intuition: avoid details when they don’t matter, and they don’t matter when input size (N) is big enough For polynomials, use only leading term, ignore coefficients: linear, quadratic y = 3x y = x2 SIGCSE 2004 y = 6x-2 y = x2-6x+9 y = 15x + 44 y = 3x2+4x 5 O-notation, family of functions first family is O(n), the second is O(n2) Intuition: family of curves, same shape More formally: O(f(n)) is an upperbound, when n is large enough the expression cf(n) is larger Intuition: linear function: double input, double time, quadratic function: double input, quadruple the time SIGCSE 2004 6 Reasoning about algorithms We have an O(n) algorithm, For 5,000 elements takes 3.2 seconds For 10,000 elements takes 6.4 seconds For 15,000 elements takes ….? We have an O(n2) algorithm For 5,000 elements takes 2.4 seconds For 10,000 elements takes 9.6 seconds For 15,000 elements takes …? SIGCSE 2004 7 More on O-notation, big-Oh Big-Oh hides/obscures some empirical analysis, but is good for general description of algorithm Compare algorithms in the limit 20N hours v. N2 microseconds: •which is better? SIGCSE 2004 8 More formal definition O-notation is an upper-bound, this means that N is O(N), but it is also O(N2); we try to provide tight bounds. Formally: A function g(N) is O(f(N)) if there exist constants c and n such that g(N) < cf(N) for all N > n cf(N) g(N) x = n SIGCSE 2004 9 Big-Oh calculations from code Search for element in array: What is complexity (using O-notation)? If array doubles, what happens to time? for(int k=0; k < a.length; k++) { if (a[k].equals(target)) return true; } return false; Best case? Average case? Worst case? SIGCSE 2004 10 Measures of complexity Worst case Good upper-bound on behavior Never get worse than this Average case What does average mean? Averaged over all inputs? Assuming uniformly distributed random data? SIGCSE 2004 11 Some helpful mathematics 1+2+3+4+…+N N(N+1)/2 = N2/2 + N/2 is O(N2) N + N + N + …. + N (total of N times) N*N = N2 which is O(N2) 1 + 2 + 4 + … + 2N 2N+1 – 1 = 2 x 2N – 1 which is O(2N ) SIGCSE 2004 12 106 instructions/sec, runtimes N O(log N) O(N) O(N log N) O(N2) 10 0.000003 0.00001 0.000033 0.0001 100 0.000007 0.00010 0.000664 0.1000 1,000 0.000010 0.00100 0.010000 1.0 10,000 0.000013 0.01000 0.132900 1.7 min 100,000 0.000017 0.10000 1.661000 2.78 hr 19.9 11.6 day 18.3 hr 318 centuries 1,000,000 0.000020 1.0 1,000,000,000 0.000030 16.7 min SIGCSE 2004 13 Multiplying and adding big-Oh Suppose we do a linear search then we do another one What is the complexity? If we do 100 linear searches? If we do n searches on an array of size n? SIGCSE 2004 14 Multiplying and adding Binary search followed by linear search? What are big-Oh complexities? Sum? 50 binary searches? N searches? What is the number of elements in the list (1,2,2,3,3,3)? What about (1,2,2, …, n,n,…,n)? How can we reason about this? SIGCSE 2004 15 Reasoning about big-O Given an n-list: (1,2,2,3,3,3, …n,n,…n) If we remove all n’s, how many left? If SIGCSE 2004 we remove all larger than n/2? 16 Reasoning about big-O Given an n-list: (1,2,2,3,3,3, …n,n,…n) If we remove every other element? If we remove all larger than n/1000? Remove SIGCSE 2004 all larger than square root n? 17 Money matters while (n != 0) { count++; n = n/2; } Penny on a statement each time executed What’s the cost? SIGCSE 2004 18 Money matters void stuff(int n){ for(int k=0; k < n; k++) System.out.println(k); } while (n != 0) { stuff(n); n = n/2; } Is a penny always the right cost/statement? What’s the cost? SIGCSE 2004 19 Find k-th largest Given an array of values, find k-th largest 0th largest is the smallest How can I do this? Do it the easy way… Do it the fast way … SIGCSE 2004 20 Easy way, complexity? public int find(int[] list, int index) { Arrays.sort(list); return list[index]; } SIGCSE 2004 21 Fast way, complexity? public int find(int[] list, int index) { return findHelper(list,index, 0, list.length-1); } SIGCSE 2004 22 Fast way, complexity? private int findHelper(int[] list, int index, int first, int last) { int lastIndex = first; int pivot = list[first]; for(int k=first+1; k <= last; k++){ if (list[k] <= pivot){ lastIndex++; swap(list,lastIndex,k); } } swap(list,lastIndex,first); SIGCSE 2004 23 Continued… if (lastIndex == index) return list[lastIndex]; else if (index < lastIndex ) return findHelper(list,index, first,lastIndex-1); else return findHelper(list,index, lastIndex+1,last); SIGCSE 2004 24 Recurrences int length(ListNode list) { if (0 == list) return 0; else return 1+length(list.getNext()); } What is complexity? justification? T(n) = time of length for an n-node list T(n) = T(n-1) + 1 T(0) = O(1) SIGCSE 2004 25 Recognizing Recurrences T must be explicitly identified n is measure of size of input/parameter T(n) time to run on an array of size n T(n) = T(n/2) + O(1) binary search O( log n ) T(n) = T(n-1) + O(1) sequential search O( n ) SIGCSE 2004 26 Recurrences T(n) = 2T(n/2) + O(1) tree traversal O( n ) T(n) = 2T(n/2) + O(n) quicksort O( n log n) T(n) = T(n-1) + O(n) selection sort O( n2 ) SIGCSE 2004 27 Compute bn, b is BigInteger What is complexity using BigInteger.pow? What method does it use? How do we analyze it? Can we do exponentiation ourselves? Is there a reason to do so? What techniques will we use? SIGCSE 2004 28 Correctness and Complexity? public BigInteger pow(BigInteger b, int expo) { if (expo == 0) { return BigInteger.ONE; } BigInteger half = pow(b,expo/2); half = half.multiply(half); if (expo % 2 == 0) return half; else return half.multiply(b); } SIGCSE 2004 29 Correctness and Complexity? public BigInteger pow(BigInteger b, int expo) { BigInteger result =BigInteger.ONE; while (expo != 0){ if (expo % 2 != 0){ result = result.multiply(b); } expo = expo/2; b = b.multiply(b); } return result; } SIGCSE 2004 30 Solve and Analyze Given N words (e.g., from a file) What are 20 most frequently occurring? What are k most frequently occurring? Proposals? Tradeoffs in efficiency Tradeoffs in implementation SIGCSE 2004 31