Comparing national and international monitoring WHO/UNICEF Joint Monitoring Programme
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WHO/UNICEF Joint Monitoring Programme for Water Supply and Sanitation (JMP) Comparing national and international monitoring of the MDG drinking water and sanitation target Rolf Luyendijk,UNICEF UNSD/UN-ESCAP Workshop Bangkok, Thailand, 14-16 January, 2009 This presentation 1. 2. 3. 4. 5. Introduction Data sources JMP Methodology Definitions Comparing national and international monitoring WHO/UNICEF Joint Monitoring Program (JMP) Established in 1990 Secretariat: World Health Organization & UNICEF WHO-UNICEF Joint Monitoring Program (JMP) Responsible for monitoring progress towards MDG 7 Target 7c Global accountability and advocacy Biennial updates of coverage estimates Water supply & sanitation • urban, rural, and total • by country, region and at global level Sanitation in Asia: Urban and rural disparities 2006 Improved sanitation coverage, 2006 Less than 50% Urban 51% - 75% 76% - 90% 91% - 100% No or insufficient data WHO/UNICEF JMP, 2008 Rural 1. 2. 3. 4. 5. Introduction Data sources JMP Methodology Definitions Comparing national and international monitoring Data sources on access to drinking water and sanitation 1980 – 1997 Reported data from Governments 1997 – data from household surveys and censuses JMP data sources are primary sources: National household sample surveys (DHS, MICS, LSMS, CWIQ, WHS, HBS, H&N, RHS, PAPFAM etc) National censuses Note: JMP is not involved in primary data collection How does the JMP obtain national census and household survey data? DHS surveys - directly from MACRO-International MICS surveys from UNICEF WHS surveys from WHO Other surveys and census data: UNICEF country offices - annual data compilation International Household Survey Network Internet searches of NSO websites Question: What would be an appropriate mechanism for NSOs to submit new survey and census data on water and sanitation to the WHO/UNICEF JMP? Use of “user-based” data vs. “provider-based” data Standardized definitions among surveys Objective “snapshot” of the situation Nett picture of new facilities constructed and those fallen in disrepair Avoid double counting of upgraded improved facilities (e.g. hand pump to piped house connection) Allows for analyses Disaggregated into wealth quintiles Comparable across countries Monitor trends over time 100 WHO90 Coverage 90 distribution 80 % Coverage 70 JMP93 60 JMP96 50 JMP99 40 Reported data 30 Survey data 20 DHS99 DHS94 WHO88 EMP85 EMP86 10 0 1980 MICS00 1982 1984 1986 1988 1990 1992 1994 Year 1996 1998 2000 2002 2004 2006 JMP – data base (2008) Data for +/- 170 countries 600+ results of HH surveys + Censuses from 1985 – 2006 Bulk of surveys for LDCs, SSA, larger developing countries 30 - 35 new survey results per year Frequency for most developing countries one survey every three years 1. 2. 3. 4. 5. Introduction Data sources JMP Methodology Definitions Comparing national and international monitoring Monitoring MDG drinking water and sanitation targets A country’s responsibility At global level: JMP Challenges: Track progress over time Ensure comparability over time Track progress towards the MDG target vs. baseline year 1990 Ensure comparability of data among countries (JMP specific challenge) Viet Nam - rural Proportion using an improved sanitation facility 100 Latest data point DHS 2002 :51% 90 80 70 60 DHS02 50 DHS97 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Hallo Total improved access Sew erage connections (SC) 2010 Viet Nam - rural Proportion using an improved sanitation facility 100 Estimates Coverage 90 Latest data point DHS 2002 :51% 2004 = 50% 80 70 60 DHS02 50 DHS97 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Hallo Total improved access Sew erage connections (SC) 2010 Viet Nam - rural Proportion using an improved sanitation facility 100 Estimates Coverage 90 80 Added Fictive data point 2005 :58% 2004 = 50% = 54% 2006 = 57% 70 60 FIctive 05 DHS02 50 DHS97 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Hallo Total improved access Sew erage connections (SC) 2010 Viet Nam - rural Proportion using an improved sanitation facility 100 Estimated Coverage 90 80 Added Fictive data point 2008 :65% 2004 = 50% = 54%= 54% 2006 = 57% = 59% 2008 = 63% 70 Fictive 08 60 FIctive 05 DHS02 50 DHS97 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Hallo Total improved access Sew erage connections (SC) 2010 Viet Nam - rural Access to improved sanitation coverage 100 Estimated Coverage 90 Latest data point DHS 2002 :51% 2004 estimate = 50% 80 70 60 DHS02 50 DHS97 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Total improved access Sew erage connections (SC) 2010 Viet Nam - rural 100 90 80 Proportion using an improved sanitation facility Proportion using an improved sanitation facility 2004 = 50%Coverage Estimated = 54% Added Fictive data point 2005 :49% :58% 2006 = 57% 2004 50% = 49% 2006 = 52% 70 60 DHS02 50 DHS97 FIctive 05 40 M ICS00 LSS93 CEN98 M ICS96 30 % Coverage 20 10 0 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 Year Hallo Total improved access Sew erage connections (SC) 2010 JMP Methodology - Summary Primarily based on user data derived from household surveys and censuses rather than data reported by governments Adjustments made to full historical series to ensure comparability over time and between countries Use linear regression to extrapolate and interpolate reference years instead of using the latest household survey data 1. 2. 3. 4. 5. Introduction Data sources JMP Methodology Definitions Comparing national and international monitoring Core question on water and sanitation for household surveys - What is measured? What is the main source of drinking water for members of your household? What kind of toilet facility do members of your household usually use? http://www.wssinfo.org/pdf/WHO_2008_Core_Q uestions.pdf Standard set of only eight questions used by DHS and MICS Detailed descriptions and definitions of technologies Indicator tabulation plans MDG target + Indicators MDG 7 Target 10: Halve, by 2015, the proportion of people without sustainable access to safe drinking water and basic sanitation Indicators (based on information collected): Proportion of population that uses an improved drinking water source, urban and rural Proportion of population that uses an improved sanitation facility, urban and rural “Improved” means…. An improved drinking water source is: “a source that by nature of its construction is adequately protected from outside contamination in particular with fecal matter” An improved sanitation facility: “ a facility that hygienically separates human waste from human contact” JMP definitions of improved/unimproved Drinking Water Sanitation Piped into dwelling, plot or yard Tube well/borehole Protected dug well Protected spring Rainwater collection piped sewer system IMPROVED Public tap/standpipe Flush/pour flush to: Tanker truck Surface water (river, dam, lake, pond, stream, canal, irrigation canal) Bottled water Ventilated improved pit (VIP) latrine Pit latrine with slab Flush/Pour flush to elsewhere UN-IMPROVED Cart with small tank/drum pit latrine Composting toilet Unprotected dug well Unprotected spring septic tank Pit latrine without slab/open pit Bucket Hanging toilet/hanging latrine Shared sanitation of any type No facilities, bush or field What HH Surveys tell us: - - - Disaggregation by: Facility types / access levels (e.g. piped connections into dwelling, borehole with hand pump, open defecation, pour flush latrines, etc) Urban and Rural areas Time to source (go to, get water and come back) Wealth quintiles (access of the 20% poorest and 20% richest) Sometimes disaggregation possible by region or province 1. 2. 3. 4. 5. Introduction Data sources JMP Methodology Definitions Comparing national and international monitoring Most common discrepancies between national and international coverage estimates (in order of most frequent occurrence) 1.Use of different definitions of access or poorly defined categories Indonesia: ‘Pit’ or ‘Hole’ is acceptable (?) MDG definition: shared sanitation facilities are ‘unimproved’ 2.Use of latest survey or census data instead of a computed estimate 3.Use of different population estimates 4.Use of old estimates, instead of latest available data 5.Use of reported (provider-based) data rather than household survey or census data Often there are discrepancies within a country or between surveys about what constitutes coverage…. Use of different definitions by different national authorities Use of different response categories among different surveys describing the same facility Tanzania, Kazakhstan, etc. traditional pit latrine, latrine, pit latrine, pit, pit latrine with slab Poor or incomplete disaggregation of response categories China National Health Systems Survey : ‘Harmless sanitary latrines’ China Ministry of Health: ‘Sanitary latrines’ Drinking water category: Indonesia: ‘Piped’ No listing of unimproved categories e.g. open defecation Substitute of responses Thailand, Indonesia, Philippines: ‘bottled water’ for piped water supply into dwelling Adjustments made to survey or census data set (1) Example: HBS ‘86: Latrine: 58% DHS ‘89: Pit: 62% Census ‘92: Open pit: 59% MICS ‘95: Traditional latrine: 60% Improved Improved ? Not improved Improved? How to interpret these categories? Adjustment: half of the facilities are considered improved Suggested re-classification: Pit latrine with a slab Pit latrine without a slab/open pit Adjustments made to survey or census data set (2) Example: DHS ‘98: Well: 22% Census ‘00: Protected dug well: 14% Census ’00: Unprotected dug well: 6% Improved? Improved Not Improved Did coverage drop by 22 -14 = 8% over the period 19902000? Adjustment: Improved dug well DHS ’98: 14/(14+6) x 22% = 15.4% Why is a good disaggregation of response categories so important? South Asia Sanitation Eastern Asia & Pacific 11 7 Tracking of progress 20 Advocacy 7 Accountability 49 35 Open defecation 8 Coverage (%) Coverage (%) 66 Programming 5 Learning 10 66 Not improved 10 49 Shared 6 33 Improved 18 1990 2006 1990 2006 Example Uganda: Monitoring for Learning Urban and rural disparities Use of an unimproved drinking water source The majority of the population without access to safe drinking water lives in rural areas 1990: 61% = 9.7 million people 2006: 40% = 10.3 million people 30 30 25 25 People (millions) People (millions) Trend of population with and without access to an improved drinking water source 1990 - 2006 20 15 10 5 20 15 10 5 0 1990 Piped on premises Urban Other improved Source: Special tabulation, 2007 2006 Unimproved 0 1990 Piped on premises Rural Other improved 2006 Unimproved Example Philippines: Monitoring for Programming 60 The urban population w ith access to basic sanitation in the Philippines m ore than doubled over the period 1990 - 2006 Population (millions) Population (millions) Trend of population with and without access to sanitation 1990 - 2006 50 40 30 20 10 0 1990 2006 Urban population w ithout access to sanitation Urban population w ith access to sanitation Source: Special tabulation, 2007 60 Rural sanitation coverage in the Philippines, slow ly catches up; 3.6 m illion rural people gained access since 1990 50 40 30 20 10 0 1990 2006 Rural population w ithout access to sanitation Rural population w ith access to sanitation Example: Monitoring for Advocacy Wealth quintile analysis: The richest 20% are more than five times as likely to use an improved sanitation facility as the poorest 20% 100 Improved drinking water coverage by wealth quintiles; Indonesia 2003 100 3 13 80 41 89 percentage (%) 60 74 55 50 55 Coverage (%) 81 80 66 19 40 34 52 60 35 15 12 40 14 47 20 20 15 30 34 21 9 2 nd Ho useho ld co nnectio n 3 rd B o ttled water 4th R ic he s t Other impro ved Source: Indonesia DHS 2003 special tabulation Improved Shared 4th 3rd Unimproved Open defecation Uganda DHS 2005 special tabulation Richest P o o re s t Poorest 0 2nd 0 Example Viet Nam: Monitoring for Accountability Progress towards the MDG drinking water and sanitation target Viet Nam has met its MDG drinking water target and will meet its sanitation target ahead of time 100 94 84 84 82 65 68 80 Coverage (%) 67 60 40 35 20 0 1990 Water Sanitatio n Source: Special tabulation, 2007 2006 2015 JMP Website: www.wssinfo.org JMP country files Four graphs with regressions line All HHS + census data per country Regional and global coverage estimates Core questions on WSS for household surveys incl: Standard indicators Definitions of service categories Thank You! JMP Challenges ahead (1) Global and National 2007 – 2010: regional and country workshops, comparing UN - with national coverage estimates and MDG monitoring to exchange experiences for mutual learning and understanding Facilitate the development and roll-out of standard protocols for water quality monitoring Challenges ahead (2) Methodological Challenges Continue to develop and validate tools and instruments to measure: Sustainable access Safe drinking water – water quality Access to basic sanitation Appropriate hygiene - and hand washing behaviour Disparities (pro-poor focus) Access in peri-urban and urban slum areas Disaggregate urban data between cities and small towns Challenges for wider sector monitoring Strengthen sub-national monitoring Invest in sector monitoring of the enabling environment E.g. policies, HR capacity, financing mechanisms and investments, sustainable operation & maintenance, decentralization of authority, quality management etc. Monitoring challenges at national level Regularly collect, use, analyze and disseminate existing and new monitoring data and information for ACTION: Advocacy Programming Accountability Learning To accelerate progress towards the MDGs Use standard definitions of access and consistently monitor those over time Set “own” MDG drinking water and sanitation target