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MFGT 142
Extrusion
Professor Joe Greene
CSU, CHICO
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Chapter 11: Extrusion
• Overview
– Purpose, advantages, disadvantages, and cost elements
– Equipment: extruder, die, cooling, puller, removal,
special equipment, plant layout and capacity
– Normal operation and process control: start-up, part
dimensional control, maintenance, safety
– Extrusion problems and trouble shooting
– Material and product considerations
– Post-extrusion forming
– Coextrusion
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Introduction
• Extrusion: (Greek) push out
– Pump supplies a continuous stream of material to a shaping tool or to
some other subsequent shaping process.
– Materials
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plastics
metals (Al window frames
caulking with a caulk gun
spaghetti and other noodles
cookie dough
hamburger
toothpaste
hot melt glue gun
– Extrusion useful for shaping parts with extruder dies
– Extrusion is basis for injection molding and blow molding
– Melting device to add fillers, colorants, fibers in compounding
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Extrusion
• Principle
– Continuously shaping a fluid polymer through an orifice of a suitable tool
(die), and subsequently solidifying into a product.
• Equipment
– Single screw extruder consists of
• Screw, barrel, feed hopper, and die
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Common extruders are rated by barrel bore diameter (0.75” to 6”)
Plastics extruders can be 24” diameter and 48 ft in length
Electric heaters for barrels and Air (or water bath) coolers for extrudate
Screw is matched to material produced
Simple screw has flights and decreasing gaps along channel
Screw Aspect (L/D) ratio = screw length to screw diameter (range 20-30)
Venting zone for gases that evolve during processing
Twin screw- used for shear sensitive materials (e.g., PVC)
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Extruder Components
• Hopper- Feed thermoplastic pellets
• Heating and shear zone- rotating single or twin screw
– conveys plastic to heat zone and applies shear (friction) to melt
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Extruder Equipment
• Exit zone- die
– die imparts shape on the material, e.g., rod, tube, sheet, channel
– exit material is called extrudate
– extrudate swells at end of die due to normal forces from the
polymer flow, called die swell
Die Swell
• Cooling zone
– water bath or air cooled to lower the temperature below Tg
• Auxiliary equipment
– puller
– rollers for proper thickness
– Wind-up or cut off
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Extrusion Equipment
• Tooling (Shaping tool associated with extrusion)
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filaments: multiple orifices with tapered entrances
profile products: without hollow sections with plate dies
tubes or pipes: hollow extrudate with use of mandrel
films or sheets:several slit die configurations are used
• T-shaped, coat hanger, fishtail,
• Difficult to get uniform product thickness across entire width
– remedy is to use restricter bars and flexible lips
• Coextrusion of 2 or more plastic materials through a single die
• Auxiliaries
– Cooling (water bath), sizing (forced against external sleeve or
against a mandrel with vacuum), post forming (jigs, fingers,
shoes, rollers), cutting (fly cutters), winding devices
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Extrusion Materials
• Materials (high MW, high viscosity, and melt strength)
– Polyethylene used for films and pipes, either as LDPE (flexible) or
HDPE (rigid)
– Polypropylene used as oriented film
– PVC used in rigid form and plasticized form with twin-screw
– PTFE or UHMWPE processed by screwless (ram) extrusion
• Products
– Fibers and monofilaments: PA, acrylics, polyesters (800-6000 ft/min)
– Profiles (flat strips, simple channels, hollow sections): vinylic,
styrenic, and olefinic resins.
– Profiles with cellular (foam) core and a solid skin: exterior wall
siding, window tracks, door tracks, handrail covers, weatherstripping
– Tubular products: tiny tubing (artificial kidney or drinking straws)
to pipes with 63” diameter
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Extrusion Products
• Specialty tubes
– Pipes made with coextrusion foam core
– Very long tubes made with helically winding and then
bonding a suitable extruded profile
– Flexible reinforced tubing made by extruding an inner
liner, braiding around it a fiber reinforcement, and then
extruding over it a cover (jacket)
– Materials are PVC, LDPE or HDPE
• Flat products
– Films (<0.010in or 0.25mm)
– Sheets (above that)
– Widths as large as 13 ft and thickness as high as 0.5 in.
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Extrusion Covering
• Principle- Fully surround a continuous substrate with a
cover of polymeric material
• Equipment
– Substrate pay-off (input) system, substrate preheater, extruder,
cooling device, take-up system
• Tooling
– Wire coating: extrusion covering die mounted with extrusion
axis perpendicular to the extruder axis.
• Materials
– PVC and PE are most widely used
– PA, fluoropolymers, and cellulosics are used for wire insulation
or where transparency is desirable
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Extrusion Covering Products
• Products
– Wire and cable coating, sheathing, and jacketing
– Single conductor (wire) or multiple conductor (cable) covering
– Flat ribbon multi-conductor cables for appliance cords, TV
antenna cables.
– Decorative trim elements with polished brass, Al, or chrome
plated substrates in a protective, transparent cover. (plastic bag ties)
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Advantages & Disadvantages Extrusion
• Advantages
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Continuous
High production volumes
Low cost per pound
Efficient melting
Many types of raw materials
Good mixing (compounding)
• Disadvantages
– Limited complexity of parts
– Uniform cross-sectional shape only
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Extrusion Equipment- Extruder
• Extruder
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Extruder base- used to isolate extruder and to reduce vibrations
Drive motor- turns the screw and provides power for operation.
Extruder power capacity- key characteristic on extruder
Power increases as
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polymer output increases
barrel diameter increases
screw length increases
requirements for high output at high polymer temperature
– Thrust bearing is mounted on the screw near where the screw
attaches to the linkage. It prevents the screw from moving
backwards and absorbs the thrust of the screw as it tutns against
the resistance of the resin.
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Extrusion Equipment- Extruder
• Barrel
– Provides the rigid surface against which the thrust bearing seals
– Made from hardened steel that is lined with wear-resistant and
corrosion -resistant metal.
– Sized by the inside diameter dimension
– Jacketed with electrical heating elements (3) and thermocouples
– Plastic pellets flow form hopper through a feed throat
• Screw
– root is screw diameter
– flight depth
– Pitch is angle
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Extrusion Equipment- Screw
• Extruder screw
– Attached to the drive linkage through the thrust bearing and
rotates inside the barrel. Made of chrome plated steel.
– Each turn of the helix is called a flight like thread of a screw
– Function
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conveying resin through extruder
imparting mechanical energy to melt the polymer
mixing ingredients together
building pressure to push resin through die
– Type
• Single screw (90%)
• Twin-screw (10%)
– Length/diameter (L/D) ratio: Length of flighted portion of the
screw to the inside diameter of the barrel. L/D is a measure of
the capability of the screw to mix and melt materials. High L/D
ratios indicate good mixing and melting capabilities, e.g. 16:1 15
Extrusion Equipment- Screw
• Screw Zones
• Feed section- material enters screw, usually first 3 - 10 turns of the flights
– Feed section has small. Constant root diameter that results in large,
constant depth (deep) flights that accommodates the bulky solid resin
– Bridging occurs when material is heated too quickly and is caused by
the resin sticking to the root and thus not moving forward.
• Compression section- also melting or transition section. Identified with a
gradual increase in the diameter of the root along the length of the section.
– The flight depth gradually decreases throughout the section,
compressing the resin and forcing the air (volatiles) out of the resin
through a vent port in the barrel
– Compression can be increased by decreasing the pitch of the flights.
• Metering section- constant root diameter and very shallow flight depths.
– The melted resin is further heated with shear resulting and higher
pressure. The higher pressure allows the melt to be pushed out.
– Gives final mixing and ensures uniform heating.
• Compression ratio is the ratio of the flight depth in the feed section to the
flight depth in the metering section. Range from 1.1:1 to 5:1 (avg 2.25:1)16
Extrusion Equipment- Head Zone
• Head Zone
– Follows the end of the screw.
– Melt flows from end of extruder to screen pack and through
breaker plate allowing for additional mixing and homogenizing
• Screen pack is a collection of wire screens to filter out contaminants. It
needs to be changed if it gets clogged, or blinded causing high back
pressure.
• Breaker plate is a disk of sturdy metal with many holes drilled in it., e.g.,
a coarse screen
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Extrusion Equipment- Die
• Die Zone
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Gives shape to the melt.
Mounted with an adapter ring.
Made of tool steel and usually chrome plated (for production).
Design of the die needs to ensure proper melt flow without
stagnation regions, where material sits for long periods of time.
– Land: Short section at the exit orifice of the die where the walls
are parallel.
• This builds uniform pressure in the melt and stabilizes the flow.
• Zone of maximum pressure in the extruder and influences back pressure.
• If land is too long, higher back pressures are generated causing reduced
output and internal wear on the thrust bearing.
• If land is too short, the melt flow is erratic and the part will be less
uniform.
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Extrusion Equipment- Auxiliary
• Cooling
– Water bath: most common method. A simple trough, tray, or box
– Air cooled if reduced throughput is acceptable.
– Sizing plates or rings can be used inside the water bath to ensure
proper shape and dimensions on film or sheet.
– Vacuum is used with a sizing plate to assist in having the outside
of a hollow material (tube) to give better control of the outside
diameter.
• Puller
– After the part is sufficiently cooled to retain its shape, it is drawn
away from the extruder, through the cooling, and then pushed
into the removal equipment.
– Adjustable speed belt or caterpillar pullers are common
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Extrusion Equipment- Auxiliary
• Removal
– Material is removed from the line and prepared for shipment
– Rigid parts are cut in standard lengths, e.g., PVC pipe (20 ft)
• The bell at the end of PVC pipe is thermoformed by heating the pipe in an
oven and then pushing a metal plug in the end to form the bell shape.
– Flexible product is rolled onto reels or into coils with a cut-off
• Special Equipment
– Twin screw extruders is valuable for certain low shear resins and
for compounding additives, colorants, and fibers.
– Twin screw operates side by side in tandem requiring different
linkages and barrels than for a single screw. (Can’t covert 1 to 2)
– The screws intermesh so that the relative motion of the flight of
one screw inside the channel of the other acts as a paddle and
pushes material from screw to screw and from flight to flight.
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Extrusion Equipment- Twin Screw
• Twin screws have more positive pumping action than
single screws and can be used for higher output.
• Types
– Co-rotating: popular for compounding
– Counter-rotating
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Extrusion Equipment- Twin Screw
• Co-rotating: popular for compounding
• Higher heating efficiency, equal shear on the material, better material
mixing and flow with less stagnation
• Counter-rotating
• Material bank: junction of the two screws build up material
• High shear at material bank, low everywhere else
• venting is necessary through port in barrel by suddenly increasing flight
depth or reducing screw diameter
• Additives can be added through vent port
• Static mixers added at end of screw to improve mixing
– The screw is considerable shorter to allow for 8-12 inches mixer
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Plant concepts (Layout and Controllers)
• Layout
– Extrusion lines are long, typically 45 feet.
– Line should be straight
– Material fed from vacuum fed gaylords or from mezzanine above
• Controllers
– Feedback or automatic controllers and monitors are used
extensively for monitoring portion of line including heat zones
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