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Introduction to Modern
Literary Theory
A discussion of theory, why we use it,
and how it helps us understand what
we read.
What is modern theory?
Theory is a way to approach a text to gain a
better understanding of its meaning
Theory changes with time and new theories
are always being added to the traditional
Theory tries to explain why authors and
texts exist and what messages they are
sending to readers
New Criticism
Takes a text as an
autonomous object,
non-related to the
author, the culture, or
the event it stems from
Explores the “world”
within the text
Started in 1920’s and
1930’s
Suggested
Websites:
"New Criticism
Explained" by Dr.
Warren Hedges
(Southern Oregon
University)
"Definition of the New
Criticism" - virtuaLit
(Beford-St. Martin's
Resource)
KEY TERMS:
Intentional Fallacy -
equating the meaning of
a poem with the
author's intentions.
Affective Fallacy confusing the meaning
of a text with how it
makes the reader feel. A
reader's emotional
response to a text
generally does not
produce a reliable
interpretation.
Heresy of
Paraphrase assuming that an
interpretation of a
literary work could
consist of a detailed
summary or
paraphrase.
Close reading "a close
and detailed analysis of
the text itself to arrive
at an interpretation
without referring to
historical, authorial, or
cultural concerns"
(Bressler)
Advantages and Disadvantages
Advantages
- Do not have to know
the author’s
background
-Do not have to be
familiar with historical
context
-Can analyze language
and imagery…
Disadvantages
-Text seen in isolation
-Cannot account for
allusions
-Ignores context of
work
-Reduces literature to
a series of rhetorical
devices
Example:
Using Poisonwood Bible, what would this
critical approach (new criticism) focus on
and what would it leave out?
Marxism
Sees art and literature
as forced by the
conditions that existed
in history
Deals with clash
between classes
Articulation of
dominant class
Art reflects age in
which it was created
Suggested Websites:
"Definition of Marxist
Criticism" - virtuaLit
(Bedford-St. Martin's
resource)
Marxist Theory and
Criticism - from the
Johns Hopkins Guide to
Literary Criticism
"Marxism and Ideology"
by Dr. Mary Klages University of Colorado
at Boulder
Key Terms:
Material
circumstances - the
economic conditions
underlying a society
Commodification –
Wanting thing not for
Reflectionism - the
their use but their
superstructure of a
ability to impress others
society mirrors its
or to sell
economic base and, by
extension, that a text
Conspicuous
reflects the society that
consumption –
produced it
Getting things merely
for selling or trading
Superstructure - The
social, political, and
Dialectical
ideological systems and
materialism – the
institutions that are
eternal struggle to find
generated by the people
a solution among
conflicting ideologies to
bring about change
Advantages and Disadvantages
Advantages
Look at the work in
Disadvantages
Have to be aware of
the context it was
written
Allows you to
research and
understand the culture
more
Can see multiple
perspectives from
dominant and
dependent classes
the culture and
economic system in
place when written
Have to assume “the
man” was out to get
the people
Has to be a class
conflict, not race or
gender (class matters
most)
Example
What is a major class conflict that you have
seen in a movie or read in literature
recently? What was the dominant class’
point of view? What was the inferior class’
point of view? Briefly analyze how this
conflict was resolved or how it should have
been resolved using Marxist theory.
Reader-Response Theory
Analyzes reader’s role
in production of
meaning
Text itself means
nothing until someone
reads it
Reading is a function
of personal identity
Authors use strategies
to elicit responses
from readers
Suggested Websites:
"Reader Response:
Various Positions" - Dr.
John Lye - Brock
University
Reader Response
Theory and Criticism Johns Hopkins Guide to
Literary Theory &
Criticism
"The Author, the Text,
and the Reader" Clarissa Lee Ai Ling,
The London School of
Journalism
Key Terms:
Horizons of expectations
- a reader's "expectations" or
frame of reference is based
on the reader's past
experience of literature and
what preconceived notions
about literature the reader
possesses
Implied reader - the
implied reader is "a
hypothetical reader of a
text”, a construct that is
unrelated to the “real” reader
-Developed by Wolfgang Iser
Interpretive
communities - a concept,
articulated by Stanley Fish,
that readers within an
"interpretive community"
share reading strategies,
values and interpretive
assumptions
Transactional analysis - a
concept developed by Louise
Rosenblatt asserting that
meaning is produced in a
transaction of a reader with
a text. As an approach, then,
the critic would consider
"how the reader interprets
the text as well as how the
text produces a response in
her"
Advantages and Disadvantages
Advantages
Disadvantages
No one interpretation
Can be too subjective
Interpretations change
No clear criteria to
over time
account for differences
from one reader to the
next
Highly personal at
times
Postmodernism
For Jean Baudrillard, postmodernism
marks a culture composed "of disparate
fragmentary experiences and images
that constantly bombard the individual
in music, video, television, advertising
and other forms of electronic media.
The speed and ease of reproduction of
these images mean that they exist only
as image, devoid of depth, coherence, or
originality"
Postmodernist Theories:
Deconstruction
Hermeneutics
Semiotics
Deconstruction:
Sees literature as fluid parts and not one
whole, with multiple meanings and ways to
look at and not one large meaning.
Infinite number of signifiers
Deconstruction - Stanford University
Deconstruction - Johns Hopkins Guide
to Literary Theory & Criticism
Hermeneutics:
Sees interpretation as a circular process
whereby valid interpretation can occur by
seeing the literary work as a whole and as a
combination of its parts
Can analyze the historical authorial intent
and at the same time the language within the
text to gain understanding
Phenomenology Online - page developed by
Max van Manen
Semiotics:
The science of signs
Proposes that human actions and
productions have shared meaning to a group
of people
Linguistics is a branch of semiotics
"Semiotics for Beginners" - Dr. David
Chandler (University of Wales)
Semiotics - Johns Hopkins Guide to
Literary Theory & Criticism
Signified and Signifier
Sign vs. Symbol - According to Saussure, "words
are not symbols which correspond to referents, but
rather are 'signs' which are made up of two parts: a
mark,either written or spoken, called a 'signifier,' and
a concept (what is 'thought' when the mark is made),
called a 'signified‘”.
Meaning--the interpretation of a sign--can exist only
in relationship with other signs. (I.e. The stoplight
color red signifies "stop," even though "there is no
natural bond between red and stop“) (105).
Meaning is derived entirely through difference, e.g.,
referring back to the traffic lights' example, red's
meaning depends on the fact that it is not green and
not amber
Psychoanalytic Criticism
Applying the principles of
psychologists like
Sigmund Freud and Jung
to a literary work
Analyzing characters
within the work
Analyze writer’s psyche,
writing process, or the
influence of the writer’s
thoughts on the novel
Effects of literature on
readers
Suggested Websites:
"Definition of
Psychoanalytic
Criticism" from
virtuaLit (BedfordSt.Martin's resource)
"Introduction to
Psychoanalysis" by Dr.
Dino Felluga
"The Mind and the
Book: A Long Look at
Psychoanalytic
Criticism" by Norman
N. Holland
Key Terms:
•Jungian Approach:
Freud's model of the
•Three parts of self
-Shadow (dark part of self)
psyche:
Id - completely unconscious part
of the psyche that serves as a
storehouse of our desires,
wishes, and fears. The id houses
the libido, the source of
psychosexual energy.
Ego - mostly to partially
conscious part of the psyche
that processes experiences and
operates as a mediator between
the id and superego.
Superego - often thought of as
one's "conscience"; the superego
operates "like an internal censor
[encouraging] moral judgments
in light of social pressures"
(Bressler)
-Persona (social part of
personality)
-Anima (man’s “soul image”)
Neurosis occurs when
someone fails to assimilate one
of these levels of
unconsciousness into his or her
conscious and projects it onto
someone else.
Key Terms: (cont…)
Unconscious - the irrational part of
the psyche unavailable to a person's
consciousness except through
dissociated acts or dreams.
Advantages and Disadvantages
Advantages
Disadvantages
Can help understand
Makes literature a
works with characters
who have obvious
psychological issues
Helps us understand
the writer’s mind and
therefore his work
scientific case study
Can we
psychologically
analyze dead writers?
Not all works allow
for this approach
Sex is overdone
Example:
Choose a text that you have read, other than
Poisonwood Bible, where you could do a
psychological analysis on a character. Who
is that character and what are his or her
issues? Use the information from Freud or
Jung.
Feminism
Concerned with impact Suggested Websites:
Approaches to
of gender on writing
Feminism - Stanford
and reading
Encyclopedia of
Desire for a new literary
Philosophy
canon (not men)
"What is Feminism and
Why Do We Have to
Deals with conflicts
Talk About It So
between often dominate
Much?" by Dr. Mary
male and inferior female Klages - University of
in traditional literature
Colorado at Boulder
Deals with female
Feminist Theory: An
Overview - Elixabeth
issues
Lee - The Victorian Web
Key Terms:
Androgeny- world
without genders
Écriture féminine- style,
women must write
about their experiences
to strengthen the work
Essentialism- a female
image above and
beyond social constructs
Phallologocentrism -
language ordered
around an absolute
Word (logos) which is
“masculine” [phallic],
systematically
excludes, disqualifies,
denigrates, diminishes,
silences the “feminine”
Advantages and Disadvantages
Advantages
Allows for more
female authors’ works
to be read
Get to see an
alternative perspective
in literature
Understand women
more
Not all “dead white
men”
Disadvantages
Often attack works
solely based on male
authorship
Often too theoretical
Distinct female style
often excludes
elements that get
novels into the canon
Example
Look at a novel by Barbara Kingsolver
from the feminist perspective, whether it be
The Bean Trees or Poisonwood Bible. What
elements exist to show this political
battlefield that often exists in feminist
literature. List characteristics that make the
novel feminist.
Historical/Cultural Criticism
A.K.A. New Historicism
Takes the work and looks
at it in context of the
world it came out of
(opposite of New
Criticism)
Good to use for
Shakespearean works as
well as older works, to
gain more understanding
of authors and impact
Analyzes historically
accurate influences on
author and storyline.
Sources
-Any sight that deals with
the history of the time
period a novel, play, or
poem was written in
Key Terms:
The intentional
fallacy: meaning
of a work is
determined by
author’s intention
Advantages and Disadvantages
Advantages
Disadvantages
To fully understand works
Reduces art to level of
by some authors, one must
biography
be able to understand where
they are coming from. For Works not necessarily
example, Milton was blind
seen as universal
and one must know that to
Can date certain works
get any meaning out of his
(feel not as applicable
essay “On His Blindness”
to modern life.)
Necessary to place allusions
in appropriate context
Good to recognize patterns
Example
Choose a text that you have recently read
and are familiar with. What was your
personal response to that text? Why did you
react the way you did while reading it?
What did you see in the text that caused you
to react in one way or another?
Existentialism
Philosophy (Satre and
Camus) that views
each person as an
isolated being thrust
into a universe with no
truths, values, or
meanings
Nothing to nothing
All choices possible
Absurd and anguished
Condemned to be free
Suggested Websites:
"Existentialism" -
Stanford Encyclopedia
of Philosophy
"The Ethics of Absolute
Freedom" by Dr. David
Banach
"Jean-Paul Sartre: The
Humanism of
Existentialism" by Dr.
Bob Zunjic (University
of Rhode Island)
Key Terms:
Absurd - a term used
to describe existence--a
world without inherent
meaning or truth.
Authenticity - to make
choices based on an
individual code of
ethics (commitment)
rather than because of
societal pressures. A
choice made just
because "it's what
people do" would be
considered inauthentic.
"Leap of faith" -
although Kierkegaard
acknowledged that
religion was inherently
unknowable and filled
with risks, faith
required an act of
commitment (the "leap
of faith"); the
commitment to
Christianity would also
lessen the despair of an
absurd world.
Advantages and Disadvantages
Advantages
Disadvantages
Ultimate choice is the
Confined by
character’s, no
external pull
Potential explanation
for need for religion
constructs of society
Can drive you insane
Why are we here then?
I might as well just die
Post-colonialism
School of thought that
Suggested Websites:
existed in the postEuropean empire
period, the body of
theoretical literature that
existed in that time
Takes us back to time
and place to examine
works (resurrect
culture)
Free from modern
constructs of history
"Post-Colonialism" -
Wikipedia Encyclopedia
"Some Issues in
Postcolonial Theory" by
Dr. John Lye (Brock
University)
"Introduction to
Postcolonial Studies" by
Dr. Deepika Bahri
(Emory University)
Key Terms:
Alterity – Being different
Hybridity - The assimilation
than one’s community
and adaptation of cultural
Diaspora- Being forced as
practices, the crossan ethnic culture to leave
fertilization of cultures; can
original homeland and
be seen as positive, enriching,
dispersed throughout world
and dynamic, as well as as
oppressive
Eurocentrism –an
emphasis on European or
Imperialism- If you don’t
Western beliefs, often at
know it I don’t know
expense of other cultures.
you…
Aligned with current and
past power structures in the
world.
Advantages and Disadvantages
Advantages
Forces us to look at
Disadvantages
lost cultures and the
origins of alternative
cultures (non-Western)
Considers literature in
context and therefore
makes it easier to
understand at times
remove from modern
realm
Have to assume there
is an oppressed people
in order to use
Cannot apply to all
Western works
Hard to completely
Example
Consider some of the American Literature
that you read last year. Was any of it from a
perspective other than a colonist? A
European? A white male? Were there any
characters that stood out as not fitting into
their culture or society? How or why?
So…
Now you have the basics, and when I say that I
mean BARE minimum you need to know to begin
to understand the literary criticisms you will
become familiar with this year. Keep your notes
as we will refer back to them often, as we read
literary criticisms of the novels we read and as we
start to analyze literature ourselves.
YOU HAVE THE KEYS, unlock the doors
Sources:
Dr. Kristie Siegel
www.kristisiegel.com/theory.htm
Skylar Hamilton Burris
“Literary Resources Criticism”
http://editorskylar.tripod.com
www.theory.org.uk
Richter, David H. (2000). Falling Into
Theory. Boston: Bedford/St. Martins.