Perspectives of Safety Issues in Drug Development Industry Statistical Perspective Timothy Costigan, Ph.D. Wei Shen, Ph.D. Eli Lilly and Company Indianapolis, Indiana 2003 FDA/Industry Statistics Workshop.

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Transcript Perspectives of Safety Issues in Drug Development Industry Statistical Perspective Timothy Costigan, Ph.D. Wei Shen, Ph.D. Eli Lilly and Company Indianapolis, Indiana 2003 FDA/Industry Statistics Workshop.

Perspectives of Safety Issues in
Drug Development
Industry Statistical Perspective
Timothy Costigan, Ph.D.
Wei Shen, Ph.D.
Eli Lilly and Company
Indianapolis, Indiana
2003 FDA/Industry Statistics Workshop
Abstract
We review the objectives and requirements of safety
assessment through the phases of drug development.
We summarize recent regulatory guidelines and
initiatives. We discuss how to communicate results of
safety analyses through efficient use of graphical
displays and data reduction. We also discuss
multiplicity issues relating to safety data.
Overview of Presentation
I. Background and General Considerations
II. Recent Regulatory Guidances and Initiatives
III. Presentation of Integrated Safety Data – Synthesis, Data
Reduction, Graphical Displays
IV. Multiplicity Issues in the Interpretation of Safety Data
V. Appendix: Assessing safety during the Phases of Drug
Development
I. Background and General
Considerations
Risk Assessment and Management - Context
Safety Data Collected in Clinical Trials
Objectives of Safety Data Analysis
Major Safety Issues in Drug Development
Adequacy of Long Term Exposure and Breadth of Effects Studied
Risk Benefit Interpretation of Safety and Efficacy – General
Safety Effects
Risk Assessment and Management
Risk assessment is the process of identifying,
estimating, and evaluating the nature and severity of
risks associated with a product (draft FDA concept
paper 2003).
Http://www.fda.gov/cder/meeting/riskManageII.htm
Occurs throughout a product’s lifecycle
• Comprehensive description of safety required by the Food,
Drug and Cosmetic Act
• Emphasis on a Management Plan
•
Safety Data Collected in Clinical
Trials
Standard Safety Data (Gait et al, 2000 DIA J, see appendix)
Exposure and reasons for discontinuation
Adverse events (SAE, DCAE, TEAE)
Clinical laboratory measurements
Vital signs
ECGs
Special Safety Data
Based on indication, class of medication, findings
Objectives of Safety Data Analysis
Identify and understand safety issues as early as possible
Identify risk factors related to increased toxicity and lack of
efficacy
Consequences
Allow clinicians to assess the risk/benefit of therapies for
classes of patients
Patient safety maintained overall and within special
populations
Responsibilities and Goals
Regulatory Agency and Sponsor(s) Joint Responsibility
Drugs used in clinical trials are safe
Marketed drugs are safe and efficacious
Avoid product recalls and major label changes which
could have been foreseen
Goal: each patient receives the therapy relative to efficacy and
dose with the best risk/benefit profile
Adhere to the Declaration of Helsinki
Some Major Safety Issues in Drug
Development
Hepatotoxicity
QT interval prolongation – surrogate for a major safety
issue
Adverse events with etiology indicative of toxicity
Adequacy of Long Term Exposure and
Breadth of Effects Studied
It is important to have adequate safety data in clinical studies of
sufficient duration prior to approval
Guidance – minimum required prior to submission
Extension active treatment phases
Continued long term safety assessment during regulatory review,
post marketing clinical study commitments
Breadth of effects studied overall and in special populations–
Clinical pharmacology package is a major component (see
Appendix)
Risk Benefit Interpretation of Safety
and Efficacy
Safety and efficacy need to be considered jointly in a risk benefit
analysis, particularly when comparing therapies
Adherence for all communications to physicians
Lack of efficacy after switching from an effective therapy is often
a greater general safety concern than direct side effects,
particularly when comparing therapies
Risk Management may address
Managing side effects
Appropriately monitoring patients who switch therapies
II. Recent Regulatory Safety Guidance
and Initiatives
Current - Final
Assessment of hepatotoxicity
Proposed - Draft
Assessment of QT interval prolongation
Risk management plan
Assessment of Hepatotoxicity
FDA PhRMA Sponsored Workshop
•
Feb 12-13, 2001
Http://www.fda.gov/cder/livertox
Three White papers
Pre and Non Clinical
Clinical
Post Marketing Considerations
Model for standardization of analysis
Clinical interpretation of liver enzymes discussed
Special laboratory analysis (as opposed to standard)
platelets, neutrophils, immunogenicity, immunotoxicity
Liver Signals
Hy’s Law
Individual Studies
Cumulative Meta Analysis
Integration of Studies with > 2 weeks exposure
•
By Study Design
– Placebo Controlled
– Active Control
– Open Label
•
By Duration of Exposure
• By frequency of Evaluation
Assessment of QT Interval
Prolongation
Assessed in clinical pharmacology and clinical studies
New draft guidance: perform a large clinical pharmacology study
to assess Qt prolongation very early in product development
Http://www.fda.gov./cder/calendar/meeting/qt4jam.pdf
January 2003 workshop, “The Clinical Evaluation of QT Interval
Prolongation and Proarrhythmic Potential for Non-antiarrhythmic
Drugs” which was sponsored by DIA, in collaboration with
NASPE, FDA, and Health Canada.
Assessment of QT Interval
Prolongation
Industry working group reviewing draft guidance
Recent advisory committee for two products
Midwestern Biompharm Workshop, May 2003 ‘Analysis
of QT/QTc Interval Data’, Marilyn Agin chair
Shah A and Hajian G (2003), ‘A maximum likelihood
approach to estimating the QT correction factor using
mixed effects model’, Statis Med, 1901-1909
Draft QT Guidance: Summary
Super-therapeutic doses in healthy volunteers, above highest
possible attainable exposure
Evaluation by clinical experts rather than computer readings
Evaluation at times covering maximum concentration of agent
and metabolites
Inclusion of a positive control for assay sensitivity
Clinical relevant changes described (< 5 ms increase not
associated with Torsades de Pointes)
Prominence given to outlier analysis and concentration effects
Upper 90% confidence interval of change versus placebo < 10ms
Draft QT Guidance: Technical Issues
QT interval must be corrected for heart rate changes
Standard corrections: Fridericia
Bazzett (for historical purposes)
Individual corrections
Population based corrections
Model based ANCOVA correction (Dmitrienko A, Smith B,
“Repeated measures models analysis in the analysis of QT
interval. Pharmaceutical Statistics, 2003, to appear)
Averaging using at least 3 measurements recommended
Issues: study timing, measurement methodology, positive control
Risk Management Plan
Proactively identify safety issues as soon as possible
Labeling (USPI and sometimes PPI) and monitoring spontaneous
adverse events is usually adequate
Key additional component: Physician and patient education
Superiority over relying mainly on black box warnings
Metrics to evaluate performance
Sometimes establishes additional studies
Clinical Studies, Analyses and
Components of Plan
Post marketing studies to investigate rare events
Post marketing studies to assess safety in special populations
not adequately studied in clinical studies
Interaction studies to assess effects of administering
contraindicated medications concurrently - clinical pharmacology
studies with healthy volunteers
Assessment of potential impact of off-label use
Product naming, tamper proof packaging, counterfeit protection
III. Presentation of Integrated Safety
Data
Context of Presentation
Transparency, Consistency, Detail
Data Reduction and Synthesis
Graphical displays
Descriptive versus inferential statistics
Context of Presentation of Safety Data
Degree of detail, sophistication of analysis and language used
should be determined by target audience
Regulatory Authorities for Approval
Clinical Investigator Brochures
Physician Education
Patient Education
Information Based Medicine
Communication of risks is an important aspect of management
Data Reduction and Synthesis
Treatment Emergent Adverse Events Signal Detection (See
Appendix: MedDRA) – large integrated database
Incidence > 2% for treated patients and > 1% greater for treated
patients than for placebo patients
Simple and transparent
Consistency with other TEAE signal detection criteria
(relatedness, statistical significance)
Adverse events within pre-specified clinically relevant clusters
Incidence of selected serious events per patient year exposure
across studies of various designs
Supportive Analyses of Selected
Target
Further focus on selected target (for selected audiences)
Related to study drug
Severity - % patients with severe targeted event
% targeted event classified as severe
Incidence and prevalence by visit
Concomitant medications taken for event
Presentation of Safety Data: Graphics
Typically, safety data are summarized in tabular forms
by therapy groups
Individual listing by subject
One-page patient summary
Graphical presentation of safety data can add value
•
Kaplan-Meier curves commonly used to describe time to event
data
% of Occurrences
Onset of Adverse Events
50
45
40
35
30
25
20
15
10
5
0
Placebo
Low dose
High dose
0 to 3
3 to 6
6 to 9
9 to 12
Onset of AE by time of dose (hours)
• High dose is associated with an early onset of AE
Prevalence and Incidence of AE by
Visit
Persistent Occurrence
First Occurrence
7
Percent
6
5
4
3
2
1
0
Placebo
Low
Dose
High
Dose
Visit 3(4 weeks)
Placebo
Low
Dose
High
Dose
Visit 4(8 weeks)
• AE decreases in frequency by visit,
particularly for new occurrence.
Placebo
Low
Dose
High
Dose
Visit 5(12 weeks)
Blood Pressure Change Over Time
Placebo
Mean Ambulatory systolic
BP (mmHg)
Treatment
140
130
120
110
100
90
0
6
12
18
24
30
36
Time relative to dosing (h)
• Treatment decreases SBP, effect lasts 12 hours.
42
48
QTc Change vs Plasma Concentration
QTC Change (msec)
40
20
0
-20
-40
-60
0
50
100
150
200
250
300
350
400
450
500
Serum Concentration (ng/mL)
• Lack of association between QTc change and serum concentration
Advantage of Graphical Analysis
Visual simplicity
Describe the entire distribution of data, including
outliers - Box plots
Graphical summary of safety data is complimentary to
tables and listings – use to illustrate most important
features of data (observed patterns, lack of pattern)
Descriptive versus Inferential
Statistics
Always present easily interpretable clinical summaries
based on descriptive statistics (with basic statistical
analyses such as Fisher’s exact test if appropriate)
More sophisticated inferential statistical analyses are
sometimes warranted (with appropriately large sample
size - reduce type II error rate)
Special safety studies
Newly proposed QT pharmacology study
Special laboratory analysis
IV. Multiplicity Issues Interpretation of
Safety Data
Correction for multiplicity philosophy and strategy for efficacy and
safety outcomes
QTc Example, Hypothetical example
Gate keeping strategy
Assessment of safety in subgroups
Multiplicity issues in meta analysis
Multiplicity adjustments for tolerance and adverse events
Identifying Optimal Treated Population
References
Multiplicity adjustment philosophy
Dunnett C and Goldsmith C “When and how to do multiple
comparisons”, in Statistics in the Pharmaceutical industry,
Buncher and Tsai Eds, 1981, Marcel Decker
Efficacy – often
Safety – usually not
Still need to ask the question
Efficacy – always
Safety – never
Not correct
When multiplicity adjustments are made for safety outcomes
present both unadjusted and adjusted p-values – aids in
synthesis (type II error still primary concern)
When?
Usually not for standard safety data
More frequently for special safety data – pre-specified
hypotheses in special safety studies – with adequate sample size
to control type II error
Determining factors
Active versus placebo controlled
Whether non-inferiority design
Nature of outcome
Phase of Study
Hypothetical example
Special safety study undertaken due to non-clinical finding
Regulatory agency and sponsor design a large study
Primary endpoint main analysis (p>.5)
Primary endpoint supportive analysis (p>.3)
Secondary endpoints 2, 3 main analysis (p>.2)
Secondary endpoint 2 supportive analysis (p>.3)
Secondary endpoint 3 supportive analysis (p=.045)
Gate keeping strategy
Dmintrinko A, Offen W and Westfall P (2003) ‘Gate
keeping strategies for clinical trials that do not require
all primary effects to be significant’, Statist Med, 23872400
Specify a hierarchy of outcomes in the protocol and
use a stage-wise testing strategy which controls the
false error rate by the closed testing principle
Main use is assessing secondary efficacy outcomes
Is applicable in some special safety scenarios
QT example
Many ways of analyzing one outcome; QTc
Multiplicity adjustments probably not appropriate, but multiple
testing can result in false positives
Synthesis is still needed
Pre-specify a primary correction
Present results based on all corrections in the same table
Emphasize pre-specified primary correction and the method that
fits the data best (Correlation with RR closest to 0)
Give less emphasis to Bazzett (historical correction) – explain
outliers due to large RR changes
Assessment of Safety in Subgroups
The correlation coefficients for test statistics for a single
outcome in overlapping high (low) risk subgroups
depends only on the sample sizes of the subgroups
and the sample size of their intersection
Moreover in these situations multivariate probabilities
can be easily calculated
Consequently model based multiplicity adjustments
can be obtained to complement adjustments based on
resampling
Multiplicity Considerations in Meta
Analysis
Separate meta analyses should be performed based
on study design and study duration
Consistency of results across studies should be
examined
When meta analysis is performed in which not all
studies contain all doses then a conservative test
procedure based on direct comparisons is obtained
when one includes study in the model and uses
Dunnett’s test in SAS
Multiplicity adjustments for tolerance
and adverse events
Novel Approaches for analyzing Clinical Safety/ Adverse event
Data, Midwestern Biompharm Workshop, May 20, 2003 Devan
Mehrotra organizer
“Multiplicity considerations in evaluating safety in Clinical Trials”,
Joe Heyse and Devan Mehrotra
Active control setting
1. SAE
2. Pre-specified TEAE with expected high incidence
3. Remaining (multiplicity adjustment based on resampling and
false discovery rate)
Identifying the optimal treated
population
Therapy A and Therapy B are only treatments of a
disease
Populations
A
Therapy A superior
B
Therapy B superior
E
Both equally efficacious
N
Neither superior to placebo
Goal: Subscribe therapy A to all population A patients
and to no population B or N patients
Identifying the optimal treated
population: strategies
Competitive non-inferiority for efficacy and superiority
for selected TEAE
Clinically relevant efficacy overall
Clinically relevant efficacy in selected subgroups
Diabetes, hypertension, hyperlipedemia
Various indicators of less severe disease
Competitive non-inferiority for efficacy and superiority
for selected TEAE in selected subgroups
Conclusion
Recent guidelines will help ensure patient safety,
especially with respect to hepatotoxicity and QT
interval prolongation
Risk management occurs throughout a product’s life
cycle and involves the effective communication of risks
Special safety data should be analyzed and interpreted
differently than standard safety data, including
multiplicity considerations
Joint assessment of safety and
efficacy: references
Bryant J and Day R (1995) ‘Incorporating toxicity
considerations into the design of two-stage phase II
trials, Biometrics, 1372-1383
Jennison C and Turnbull B (1993), ‘Group sequential
tests for bivariate response: interim analyses of clinical
trials with both safety and efficacy endpoints,
Biometrics, 741-752
Letierce A, Tubert-Bitter P, Kramar A and Maccario J
(2003) ‘Two treatment comparison based on joint
toxicity and efficacy ordered alternatives in cancer
trials’ Statist Med, 859-868
Identifying the optimal treated
population: references
Bristol D, ‘p-value adjustments for subgroup analyses’, J
Biopharm Stat, 1997, 313-321.
Byar D and Corle R,’Selecting optimal treatments in clinical trials
using covariate information’, J Chron Dis, 1977, 445-459
Gail M and Simon R, ‘Testing for quantitative interactions
between treatment effects and patient subsets’ JASA, 1985, 361372
Koch GG, Stuart A and Gansky MS, “Statistical considerations for
multiplicity in confirmatory protocols, DIA J, 1996, 523-533
Pocock S, Assmann S, Enos L and Kasten L (2002) ‘Subgroup
analysis, covariate adjustment and baseline comparisons in
clinical trial reporting: current practice and problems, Stat Med,
2917-30
V. Appendix: Assessing Safety during
the phases of development
Non-clinical and Toxicology Studies
Clinical Pharmacology Studies
Clinical Studies
Post Approval Studies
Interconnectedness of phases
Predominance of Safety
Pre-clinical and Toxicology Studies
Animal and Laboratory Studies
Target Organ Toxicity
Liver is a major target organ
Target reaction
QT prolongation – HERG assay study
Consequences of findings
End development, clinical hold, design special safely
study, implement special monitoring (additional laboratory
measurements, post marketing study/surveillance)
Standard Clinical Pharmacology
Studies
PK and PD Studies
characterize exposure (Cmax, tmax, half life, accumulation)
Food effect study
Alcohol effect study
PK in special populations – hepatic, renal, elderly
Interaction of therapy with concomitant medications which inhibit
or induce enzymes involved in metabolism
Objective - characterize maximum exposure (increased toxicity)
Objective - characterize minimum exposure (lack of efficacy)
Clinical Pharmacology Studies with
Safety Outcomes
Effects on safety outcome (adverse event, laboratory
analyte,vital sign)
Aspirin interaction study– Bleeding time- Healthy
volunteers
Antihypertensive medication interaction study – Blood
pressure outliers
Exercise tolerance – Patients with stable angina
Clinical Pharmacology Studies under
Extreme Conditions
Super-therapeutic dose –signal detection
Healthy volunteers, no need to match target disease
population
Interpret in relation to phase 2/3 studies
Additional clinical pharmacology studies under less
extreme conditions may be useful
Clinical Studies Prior to Approval
Reference
Gait JE, Smith S and Brown S, “Evaluation of safety data from
controlled clinical trials: the clinical principles explained”, DIA
Journal, Vol 34, 273-287, 2000.
Disposition
Exposure
Adverse events: SAE, discontinuations due to AE,
treatment emergent adverse events (TEAE)
Laboratory safety data
Safety profile for patients with targeted TEAE versus without
Adverse Events: MedDRA (new
standard)
MedDRA ,a hierarchical dictionary which combines features of
several dictionaries, is superior to COSTART which has
inadequate specificity – actual term, LT, PT, HLT, HLGT, SOC
Requires adequate site training for actual term recording
Review of coding hierarchy relevant to each
therapeutic area (TA) for subtleties in hierarchy
Sometimes coding is too specific for required purpose and
TA specific clustering required
Regularly updated – logistical challenges (integration)
A listing of all TEAE sorted by preferred term is helpful (in
addition to sorted by patient)
Adverse Event Analysis References
1996 FDA/Industry Workshop, 1996 Biopharmaceutical
Report, Vol 4, No 3
1996 Biopharmaceutical Report, Vol 4, No 2, B
Northington, ‘A review of issues in the collection and
reporting of adverse events’ and L Tremmel ‘Describing
Risk in Long-Term Clinical Trials’
O'Neil R “Statistical analysis of adverse events from
clinical trials, with emphasis to serious adverse events’
Drug Inf J, 1987, 9-20
Post Approval Data
Types of Studies
Spontaneous Adverse Event Reporting
Case Series Analysis, Registry for rare events
Case Crossover Study -Within patient analysis based on
exposure status while experiencing a targeted event relative to
overall extent of exposure (Encyclopedia of Biostatistics, Wiley;
Pharmacoepidemiology, Overview)
Post marketing regulatory commitments
dictated from results of earlier phases
Other post-marketing studies - useful safety assessment in real
world clinical practice (even when not primary objective)