Resolving Education Disputes Scott F. Johnson About Me • Professor of Law at Concord Law School • Hearing Officer with NH Dept.
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Resolving Education Disputes Scott F. Johnson About Me • Professor of Law at Concord Law School • Hearing Officer with NH Dept. of Education • NHEdLaw, LLC www.nhedlaw.com • Education Law Resource Center www.edlawrc.com Overview • Talk primarily about basic ways to resolve disputes under IDEA • Talk about some changes in IDEIA • Tips for trying a case • Talk about some specific mediation approaches and ways to resolve disputes • This PowerPoint is available at www.edlawrc.com IDEIA • Will cover three ways to resolve disputes: neutral evaluation, mediation, due process/court. • Some changes to dispute resolution in IDEIA • Mostly in the area relating to due process hearings in terms of process and notice. Neutral evaluation • Opinion from hearing officer about strengths and weaknesses • Present limited evidence in writing and make arguments. • Hearing officer makes recommendation on how they would rule. Parties can accept or reject. • Not bound if reject • Process is confidential Mediation • Parties try to resolve differences with the help of a trained, neutral third party • Confidential • Provided at no cost to the parties • If agree, becomes binding, written agreement that is enforceable in court • Different methods can be used to help resolve disputes (discussed in detail in a minute) IDEIA • Now requires states to offer mediation at the outset • Can request just mediation or mediation and due process • My state of NH has offered it for sometime and schedules it when a hearing is requested Due process • Adversarial proceeding • Witnesses, attorneys, hearing officer • Parties have certain rights defined by statute in terms of presenting evidence, cross-examining witnesses, establishing a record and appealing. • Hearing officer makes a decision • Loser can appeal to state or federal court • Attorney’s fees IDEIA • New law now requires the parties to have a “resolution meeting” before going to hearing when parent requests due process. • Must happen in 15 days of request for hearing. • Like an IEP meeting, but a person with decisionmaking authority to resolve the dispute must attend. • Discuss the request for due process and school is given a chance to resolve the issues. IDEIA • If agree, written settlement agreement • Buyers remorse for 3 days – both sides • School attorneys cannot attend unless parent attorney attends • Parties can waive the meeting requirement by agreement or substitute mediation for it • If can’t agree go to hearing or mediation/neutral evaluation IDEIA • Law requires parties to be more specific in their requests for due process • Can’t raise things that were not in the request • Other party can ask for more information if request not sufficient – sufficiency hearings • Idea is to put parties on notice of the issues to be addressed at hearing Tips for Trying a Case - Hearing Officer Perspective Tip #1 Know the Substantive Law Tip #2 Know the Process Tip #3 Figure Out The Exhibits And Witnesses That You Will Actually Use Choose Your Witnesses Carefully Tip #4 Tips for trying a case Tip #5 Resolve Your Discovery Disputes Without Asking the Hearing Officer to do so Tip #6 Tell A Story, But Make Sure It Is A Relevant One Tip #7 Know Your Hearing Officer Tip #8 Listen to the Hearing Officer Tip #9 Be Nice Mediation Approaches Positional negotiation • Develop a position and insist the other person agree to it. • Start at an extreme and work towards the middle • Start near actual position and hold until the other person comes close enough to it Positional negotiation • Involves strength and weaknesses of the case. • Each side attacks the other’s position and case. • Threaten action if other person does not come to your position. Mediation Approaches Problem Solving Approach • View things as a shared problem to be resolved by both sides. • More work. • Can produce a better, longer lasting outcome. Problem Solving Approach Seven Elements 1. Relationship between the parties 2. Communication between the parties 3. Each party’s Best Alternative to a Negotiated Agreement (BATNA) 4. Interests of the parties 5. Creative options 6. Standards of Legitimacy 7. Commitment Relationships • Perhaps the most important part • Working on it has its own intrinsic value and corollary benefits • Treat others with respect • Work on the relationship Common relationship builders • • • • • • • Bring food and drinks to meetings Be courteous Don’t retaliate Don’t personalize Don’t blame Don’t yell Express feelings but calmly Scott’s Crazy Ideas • Try to get to know the person. • Try to do something unrelated to special education. • Invite the other person to do something with a project, school committee or outside of school group or committee. Communication • All participants have to really listen. • Active listening • Acknowledge things you agree with • Clarify and confirm what speaker said • Empathize BATNA • Best Alternative to a Negotiated Agreement. • What you could obtain without an agreement from the other person. • Figure out the BATNA of others that are involved. • Both sides want to work to an agreement that is better then their BATNA. Interests of the Parties • Have to get to the underlying concerns. • What the person “really wants.” • Have to figure it out for all involved. • Not always the specific solution on the table. • That might just be the position. For example, an out of district placement could be an interest in ensuring a child reads. Creative Solutions • Not always obvious at first • Brainstorm ▫ Don’t evaluate ▫ Don’t attach to a suggestion to early • Talk through possible solutions with pros and cons • Look for the solution that is a mutual gain for all involved. Legitimacy • • • • Interests and options must be legitimate. Something the system and process can provide Bounds of legitimacy depend on the situation. With special education some of those bounds are legal ones. • Others are fairness, reasonableness and the interests of the parties within their legal and ethical boundaries. Commitment • Occurs at the end • Articulate precisely what each person is committing to. • Works well with settlement agreement process. Questions