Coverage assessment and adjustment methodology Owen Abbott Methodology Directorate, ONS Agenda • • • • • • • • Introduction 2001 One Number Census 2011 Strategy The Census Coverage Survey (CCS) Estimation Overcount Adjustment Summary.

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Transcript Coverage assessment and adjustment methodology Owen Abbott Methodology Directorate, ONS Agenda • • • • • • • • Introduction 2001 One Number Census 2011 Strategy The Census Coverage Survey (CCS) Estimation Overcount Adjustment Summary.

Coverage assessment and
adjustment methodology
Owen Abbott
Methodology Directorate, ONS
Agenda
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Introduction
2001 One Number Census
2011 Strategy
The Census Coverage Survey (CCS)
Estimation
Overcount
Adjustment
Summary
What is the problem?
• Despite best efforts, Census won’t count
every household or person
• It will also count some people twice
• Why is that a problem?
- In 2001, we estimated that 3 million persons (6%) missed
- Need robust census estimates - counts not good enough
• Further problem:
- The undercount is not evenly spread
- Inner Cities, Deprived areas, Young persons
The problem
• This is a problem that all census taking
countries face
• We can try really hard to maximise coverage
• But we will still miss households and people
• So what do we do?
- We must have a robust method for measuring
coverage
- It must provide accurate estimates at LA level
- It must be an integral part of the census process
The 2001 Census experience
• Estimated 1.5 million households missed
• 3 million persons missed (most from the
missing households but some from counted
households)
• Subsequent studies estimated a further 0.3
million missed
The 2001 Census experience
Underenumeration of Census by agegroup
16.0%
14.0%
12.0%
ONC/Census
10.0%
8.0%
6.0%
4.0%
2.0%
0.0%
0
1-4
5-9
10-14 15-19 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69 70-74 75-79 80-84
Agegroup
Males
85+
Females
The 2001 Census experience
The One Number Census
• In 2001, One Number Census methodology
was developed
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Large Census Coverage Survey
Matching, Capture Recapture, Ratio estimation
Small area estimation to get LA totals
Imputation of missed households and persons
• In 2011 we want to build on the ONC, as
broadly it was very successful
2011 Aims and Objectives
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Measure undercount
Measure overcount
Address lessons from 2001
Take into account changes
- In census design
- In the population of interest
• Accuracy to be as good or better than in 2001
- 0.2 per cent confidence interval nationally
2011 Coverage Assessment Overview
2011 Census
Census
Coverage
Survey
Matching
Estimation
Adjustment
Quality
Assurance
The Census Coverage Survey
• Key component
• Similar to 2001 CCS:
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Large Sample Survey
320,000 Households
Sample of small areas (postcodes)
Focus on counting the population
6 weeks after census day
Short paper based interview
Independent of Census
The Census Coverage Survey
• Sample design similar to 2001
- Two stage stratified by geography and a ‘hard to
count’ index
- First sample Output Areas
- Then select postcodes within each OA
- Sample size determined by optimal allocation
• Improvements for 2011
- Sample stratified by Local Authority
- More refined HtC index
- Better Design variable
Estimation
• Estimation based on Dual System Estimation
- Used mainly for wildlife applications
- Requires two counts of the population
• Assumptions
- Independence
- Homogeneity
- No matching errors
• Applied at very low level
Estimation
• Use matched Census + CCS data
• DSE estimates adjustment for those missed
in both Census and CCS
Counted
By Census
Yes
No
Counted By CCS
Yes
No
n11
n10
n1+
n01
n00
n0+
n+1
n+0
n++
DSE count for a postcode:
n++ = n1+  n+1  n11
Estimation
• Generalise sample DSE estimates
- Use standard ratio type estimators
DSE
Census
• Problem – not enough sample in most LAs
• Solution – post-stratify LAs into groups
- 2011 equivalent of Estimation Areas
- Group LAs by type, not geography
• Then small area model to get LA estimates
Measuring Overcount
• Estimate separately
• Not yet developed methodology
• Sources likely to be:
- CCS
- Matching Census data
• Weight individuals in the DSEs to integrate
into estimation methodology
Coverage adjustment
• Imputation of households and persons
estimated to have been missed
• Planning on similar process to that in 2001
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Model coverage probabilities
Calibrate weights
Impute households (with people)
Impute persons into counted households
• Looking at improvements in modelling steps
Summary
• Measuring Coverage very important
• Integral part of the UK Census process
• In the UK looking to build on 2001:
- Improvements across the board