Сравнительный анализ тенденций смертности в странах бывшего Советского Союза Л.А. Гаврилов Н.С.Гаврилова Университет Чикаго GDP per capita at current prices (dollars) in Russia and other countries Country Russia China Kazakhstan Ukraine Belarus Finland Bulgaria Mexico Source: http://data.un.org.

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Transcript Сравнительный анализ тенденций смертности в странах бывшего Советского Союза Л.А. Гаврилов Н.С.Гаврилова Университет Чикаго GDP per capita at current prices (dollars) in Russia and other countries Country Russia China Kazakhstan Ukraine Belarus Finland Bulgaria Mexico Source: http://data.un.org.

Сравнительный анализ
тенденций смертности в
странах бывшего Советского
Союза
Л.А. Гаврилов
Н.С.Гаврилова
Университет Чикаго
GDP per capita at current prices
(dollars) in Russia and other
countries
Country
1990
2000
2010
2012
Russia
3840
1768
10618
14178
China
347
932
4375
6070
Kazakhstan
1849
1266
9380
12455
Ukraine
1746
637
2962
3872
Belarus
1835
1044
5818
6726
Finland
27852
23528
44098
45741
Bulgaria
2350
1613
6459
7004
Mexico
3815
6582
8916
9795
Source: http://data.un.org
Demographic Indicators of Russia
and Kazakhstan
Indicator
Russia
Kazakhstan
Infant mortality per 1000 live births
7.4
28
Total fertility rate (mean number of children
per woman)
1.7
2.6
Percent of persons 65+ years of age
13
7
Men
64
64
Women
76
74
74
55
Life expectancy:
Proportion of urban population, %
Source: Population Reference Bureau. 2013 World Population Data Sheet.
Ожидаемая продолжительность
жизни в России, Китае и Индии
Россия
Год
Китай
Индия
1992
1993
1994
1997
2000
2012
2013
2013
Мужчины Женщины
62.0
58.9
57.6
60.8
58.8
64.6
73.0
66.4
73.8
71.9
71.2
72.9
71.7
75.9
77.3
68.7
Изменение продолжительности
жизни в России после 1964 года
мужчины
женщины
69
Гайдаровские
Анти-алкогольная
реформы
кампания
64
59
Дефолт
2003
2000
1997
1994
1991
1988
1985
1982
1979
1976
1973
1970
1967
54
1964
ожидаемая п.ж.
74
Россия и Казахстан имеют
сходную картину изменения
смертности за последние 20 лет
1992 – реформы Гайдара





Катастрофический
рост цен
Разрешен обмен
валюты
Разрешены все виды
бизнесов
Приватизация всего
Теперь Российские
СМИ называют эти
реформы “печально
известные”
Кризис ВВП в странах Закавказья
Эффект реформ Гайдара на ОПЖ
в России
76
ОПЖ мужчин
упала с 63.8
лет в 1990 до
57.4 лет в 1994.
74
Life expectancy, years
72
70
68
66
ОПЖ женщин
упала с 74.3
лет в 1990 до
71.1 лет в 1994
Women
Men
64
62
60
58
56
1989
1990
1991
1992
1993
Calendar year
1994
1995
1996
Депопуляция в России или
“Русский крест”
Rate per 1000 population
30.0
Births, CBR
Deaths, CDR
25.0
20.0
15.0
10.0
5.0
0.0
1950
1960
1970
1980
1990
2000
Обратное изменение смертности




Ситуация, когда обычные временные тенденции
снижения смертности идут вспять (смертность растет со
временем).
Наблюдается в странах Африки (пандемия СПИДА),
Восточной Европе и странах постсоветского
пространства, включая Россию.
Обратное изменение смертности в странах б.СССР
наблюдается преимущественно у мужчин, у которых
основной всплеск смертности происходит в возрасте 3555 лет.
Наиболее сильный рост смертности наблюдается от
насильственных причин и несчастных случаев среди
рабочих и малообразованных групп населения
Вклад основных классов причин
смерти в формирование ОПЖ при
рождении у мужчин
Источник –
В.Юмагузин,
Demoscope Weekly,
N 485-486, 2011
1998 – новый экономический кризис


28 августа 1998 года
во время свободного
падения российских
биржевых индексов,
правительство России
объявило дефолт по
своим облигациям и
прекратило обмен
рубля на иностранную
валюту.
Вкладчики потеряли
существенную часть
накоплений в банках
Кризис 1998 года остановил
снижение смертности в России
74
72
Life expectancy, years
70
68
Women
Men
66
64
62
60
58
56
1994
1996
1998
2000
2002
Calendar year
2004
2006
2008
Russian President on Demographic
Situation in Russia
(Address to Russian Parliament,
May 10, 2006)





Demographic problem is "the most urgent
problem of modern Russia"
Demographic situation is "critical"
"We talked at lot on this topic but did little."
Government is "too slow with unacceptable
bureaucracy in resolving the problem"
Suggested 10+ year program with three
priorities:
-- to decrease mortality
-- effective migration policy
-- to increase fertility
Рост ожидаемой продолжительности
жизни в России после 2003 года
Источник –
В.Юмагузин,
Demoscope Weekly,
N 485-486, 2011
Russian President on How to
Decrease Mortality
(Address to Russian Parliament, May 10,
2006)





Program to prevent traffic accidents
and improve road safety (high
penalties for drunk driving)
To eradicate production and import of
alcohol surrogates (poisoned alcohol)
National Project "Health" focused on
prevention and treatment of
cardiovascular diseases, and other
major causes of death.
Smoking ban in public places
High taxes on hard liquors
Вклад основных классов причин смерти в
формирование ОПЖ, 1990-2009
Источник –
В.Юмагузин,
Demoscope
Weekly, N 485486, 2011
Переходный период сопровождался
небывалым ростом насилия,
преступности и смертности от убийств
Recorded Intentional Homicide (completed) per 100,000
Преднамеренные убийства в
России и США
24
22
Russia
20
18
16
14
12
10
8
United States
6
4
1988
1990
1992
1994
1996
Time, years
1998
2000
2002
Тенденции смертности от убийств лиц
молодого и среднего возраста в России
Данные статистики смертности России
25
90
80
45-49
45-49
Mortality Rate x 100,000
Mortality Rate x 100,000
20
70
60
20-24
50
40
15
20-24
10
5
30
20
1988
1990
1992
1994
1996
Year
Мужчины
1998
2000
2002
0
1988
1990
1992
1994
1996
1998
Year
Женщины
2000
2002
Традиционно
высокое
потребление
алкоголя
возросло в 1990-х
годах
Age Profiles of Mortality from
Accidental Poisoning by Alcohol
Data from Russian Vital Statistics
120
40
2001
1981
Mortality Rate x 100,000
Mortality Rate x 100,000
100
2001
80
60
1991
40
30
1981
20
1991
10
20
0
0
0
20
40
60
Age
Males
80
100
0
20
40
60
Age
Females
80
100
Снижение качества алкоголя во
время рыночных реформ




In 1992 state monopoly on alcohol sales
was abolished
Self-production of alcohol became not
profitable but over 20% of alcohol sales
included technical alcohol
Sample control tests showed that
proportion of below quality standards
alcohol was 5.6% in 1992 and 30.4% in
1994
Imported alcohol had even lower quality:
67.2% below quality standards
Суррогаты алкоголя



Alcohol surrogates – non-food liquids
containing ethanol (polishing liquids,
perfume, pharmaceutical tinctures, etc.)
Alcohol surrogates are cheap, so they are
attractive to poor persons. May be the only
source of ethanol for impoverished
persons.
47% of men who used surrogates were
unemployed. Only 13% of men not used
surrogates were unemployed
Потребление крепких напитков
и продолжительность жизни
Социальный состав молодых мужчин
(16-39 лет), умерших в 2004 году в
Кировской области
Иванова и др., Demoscope
Можно предположить, что рост
смертности в 90-х годах
определялся преимущественно:


Расширением базы
маргинализированных слоев
населения (все больше людей
оказалось вовлеченными в эти
группы)
Ускоренным ростом смертности в
социально дезадаптированных
группах населения
Маргинализация смертности
сопровождается возвратом
старых инфекций
Туберкулез и сифилис в России
1990-1999
250
200
150
100
50
Tuberculosis
99
19
98
19
97
19
96
19
95
19
94
19
93
19
92
19
91
19
90
0
19
New Cases per 100,000
300
Syphillis
Распространенность сифилиса в
Казахстане на 100000 населения
(1991-1999)
300
268.9
250
231.2
200
231.4
182.2
150
122.9
100
50
0
32.6
2.1 3.5 8.2
1991 1992 1993 1994 1995 1996 1997 1998 1999
Образование предохраняет от
преждевременной смертности
мужчины 20-69лет, Россия
Источник: Shkolnikov et al., SSM, 1998
Особенности недавнего роста ожидаемой
продолжительности жизни



Наибольший прирост в рабочих
возрастах (15-64)
Основные улучшения в смертности от
причин, непосредственно связанных с
потреблением алкоголя, несчастными
случаями и респираторными
заболеваниями
Эти улучшения могут быть связаны с
мерами по контролю за алкогольной
продукцией, принятыми в 2005г.
Current trends in life expectancy in
Moscow and some Eastern European
countries
Что происходило в других
странах постсоветского
пространства




Прибалтийские страны – в целом
положительная динамика смертности
Славянские страны – стагнация
продолжительности жизни, улучшение в
последние несколько лет
Страны Закавказья – позитивная
динамика, но возможны проблемы
качества данных
Страны Средней Азии – в целом
положительная динамика, но странные
флуктуации ОПЖ в последние годы в
некоторых странах (качество данных?)
Ожидаемая продолжительность
жизни в странах б.СССР в 2012,
Мужчины
Turkmenistan
Russia
Tajikistan
Kazakhstan
Uzbekistan
Belarus
Moldova
Ukraine
Kyrgyzstan
Lithuania
Latvia
Georgia
Armenia
Estonia
Azerbaijan
50.00
55.00
60.00
65.00
70.00
Ожидаемая продолжительность жизни, годы
ОПЖ в странах б.СССР в 2012,
Женщины
Turkmenistan
Tajikistan
Uzbekistan
Kazakhstan
Moldova
Kyrgyzstan
Russia
Ukraine
Azerbaijan
Belarus
Armenia
Latvia
Georgia
Lithuania
Estonia
60.00
65.00
70.00
75.00
80.00
85.00
Продолжительность жизни в Беларуси,
России и Украине. Мужчины
Продолжительность жизни в Беларуси,
России и Украине. Женщины
Продолжительность жизни в Казахстане,
Кыргызстане и Узбекистане. Мужчины
Продолжительность жизни в Казахстане,
Кыргызстане и Узбекистане. Женщины
Ethnic Differentials in Mortality
Based on the Study of Ethnic
Differentials in Adult
Mortality in Kyrgyzstan
Michel Guillot (PI), University of
Wisconsin-Madison
Natalia Gavrilova, University of Chicago
Tetyana Pudrovska, University of
Wisconsin-Madison
Demography, 2011, 48(3): 1081-1104
Background on Kyrgyzstan





Former Soviet republic; became
independent in 1991
Population: 5.2 million (2006)
Experienced a severe economic
depression after break-up of Soviet
Union
GNI per capita = 440 USD; 28th poorest
country in the world (2005)
48% of population below national
poverty line (2001)
2008 Workshop, Bishkek
Workshop in Almaty, 2011
Ethnic Groups in Kyrgyzstan



Native Central Asian groups: Kazakh,
Kyrgyz, Tajik, Turkmen, Uzbek (Sunni
Muslims)
Slavs: Russian, Ukrainian,
Bielorussian
Kyrgyzstan, 1999 census:
Central Asians: 79% of pop. (Kyrgyz 65%)
 Slavs: 14% of pop. (Russian 12%)

Recorded trends in adult mortality (20-60 years)
Kyrgyzstan, 40q20
0.30
0.10
0.20
q2060
0.10
0.20
q2060
0.30
0.40
Females
0.40
Males
1960
1970
1980
y ear
1990
2000
1960
1970
1980
y ear
1990
2000
russian
ky rgy z
russian
ky rgy z
slv
cas
slv
cas
Mortality paradox?

Soviet period: Russians/Slavs
occupied dominant positions in the
socio-economic structure of
Central Asian societies (Kahn
1993)
Mortality paradox?




Slavic females more educated than
Central Asian females (1989 and 1999
censuses)
Slavic males: educational advantage not
so clear – varies by age (1989 and 1999
censuses)
Slavic households less poor than Central
Asians (1993 World Bank poverty
survey)
Infant mortality lower among Slavs
(Soviet and post-Soviet period)
Proportion of individuals with post-secondary education,
by age and ethnicity, in 1989 census.
Females
SLAVIC (Russian, Ukrainian, Belorussian), 1989
CENTRAL ASIAN (Kyrgyz, Uzbek), 1989
0.300
Proportion higher education
0.250
0.200
0.150
0.100
0.050
0.000
20-24
25-29
30-34
35-39
40-44
45-49
50-54
55-59
60-64
Mortality paradox?




Slavic females more educated than
Central Asian females (1989 and 1999
censuses)
Slavic males: educational advantage not
so clear – varies by age (1989 and 1999
censuses)
Slavic households less poor than Central
Asians (1993 World Bank poverty
survey)
Infant mortality lower among Slavs
(Soviet and post-Soviet period)
Proportion of individuals with post-secondary education, by
age and ethnicity, in 1989 census. Males.
SLAVIC (Russian, Ukrainian, Belorussian), 1989
CENTRAL ASIAN (Kyrgyz, Uzbek), 1989
0.250
Proportion higher education
0.200
0.150
0.100
0.050
0.000
20-24
25-29
30-34
35-39
40-44
45-49
50-54
55-59
60-64
Mortality paradox?




Slavic females more educated than
Central Asian females (1989 and 1999
censuses)
Slavic males: educational advantage not
so clear – varies by age (1989 and 1999
censuses)
Slavic households less poor than Central
Asians (1993 World Bank poverty
survey)
Infant mortality lower among Slavs
(Soviet and post-Soviet period)
Mortality paradox?




Slavic females more educated than
Central Asian females (1989 and 1999
censuses)
Slavic males: educational advantage not
so clear – varies by age (1989 and 1999
censuses)
Slavic households less poor than Central
Asians (1993 World Bank poverty
survey)
Infant mortality lower among Slavs
(Soviet and post-Soviet period)
IMR by ethnicity, 1958-2003, Kyrgyzstan
30
20
10
IMR
40
50
Urban areas
1960
1970
1980
year
Central Asians
1990
Slavs
2000
Data

Unpublished population and death
tabulations since 1959



collected from local archives
Individual census records – 1999
Individual death records – 19981999

obtained from national statistical office
Possible explanations for
mortality paradox



Data artifacts
Migration effects (esp. 1989-99)
Cultural effects
Data artifacts?

Could the lower recorded mortality
among Central Asian adults be due to
lower data quality among them
(coverage of deaths, age
misreporting)?
Migration effects?


1/3 of Russian population has left
Kyrgyzstan since 1991
Could the increased disparity
between Russian and Kyrgyz adult
mortality be due to selective
migration (healthy migrant effect)?
Cultural effects?

Culture may affect mortality in various
ways:
individual health and lifestyle behaviors (e.g., diet,
smoking, alcohol, use of preventive care)
 family structure and social networks (denser social
networks may produce lower stress levels and
better health)


Could different cultural practices among
Slavs and Central Asians explain the
observed mortality differentials?
Data artifacts?

Intercensal estimates of death
registration coverage above age 60
(Guillot, 2004):
90+ % as early as 1959 in urban areas
 coverage in rural areas was low initially
(~50%) but caught up with urban areas in
1980s
 Total population: 92% for 1989-99 period


Adult deaths (20-59) usually better
reported than deaths 60+
Kyrgyzstan, 40q20, Urban areas
0.30
0.20
0.10
0.10
0.20
q2060
0.30
0.40
Females
0.40
Males
1960
1970
1980
y ear
1990
2000
1960
1970
1980
y ear
1990
2000
russian
ky rgy z
russian
ky rgy z
slv
cas
slv
cas
Health selection?
Russians in KG vs. Russia, 40q20
0.40
0.50
Females
0.10
0.20
0.30
q2060
0.30
0.20
0.10
q2060
0.40
0.50
Males
1960
1970
1980
y ear
Russians in KG
1990
2000
Russia
1960
1970
1980
y ear
Russians in KG
1990
2000
Russia
Cohort-specific changes in educational
attainment, Males, 1989-99
SLAVIC, 1989
SLAVIC, 1999
0.300
Proportion higher education
0.250
0.200
0.150
0.100
0.050
0.000
Age in 1989: 20-24
Age in 1999: 30-34
25-29
35-39
30-34
40-44
35-39
45-49
40-44
50-54
45-49
55-59
50-54
60-64
55-59
65-69
60-64
70-74
65-69
75-79
70-74
80-84
75-79
85-89
80-84
90-94
Cohort-specific changes in educational
attainment, Females, 1989-99
SLAVIC, 1989
SLAVIC, 1999
0.300
Proportion higher education
0.250
0.200
0.150
0.100
0.050
0.000
Age in 1989:
Age in 1999:
20-24
30-34
25-29
35-39
30-34
40-44
35-39
45-49
40-44
50-54
45-49
55-59
50-54
60-64
55-59
65-69
60-64
70-74
65-69
75-79
70-74
80-84
75-79
85-89
80-84
90-94
Cultural effects?


Analysis of causes of death by
ethnicity, 1998-99
Calculations based on micro-data
Deaths: vital registration (1998-99)
 Exposure: census (March 1999)
 Ages 20-59
 Ethnicity: Central Asians vs. Slavs
 ~20,000 death records; ~2.2 million
census records

Age-standardized Death Rates at
working ages (per 100000), 1998-99,
by cause and ethnicity, Males
Infectious/par. diseases
- incl. TB
Neoplasms
CVD
CA
Slavs
- incl. IHD
Respiratory diseases
Digestive diseases
Injuries/poisoning
Other causes
0
50
100
150
200
250
Contribution of causes of death to the difference
in life expectancy at working ages (40e20)
between Slavs and Central Asians
Males (total difference = 2.90 years)
1.8
1.6
1.4
1.2
1.0
0.8
0.6
0.4
0.2
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ac
ci
d.
po
is
on
./a
lco
h
Age-standardized Death Rates at working
ages (per 100,000). Detailed Injuries, Males
50
45
40
Slavs
CA
35
30
25
20
15
10
5
0
Age-standardized Death Rates at
working ages (per 100,000), 1998-99,
by cause and ethnicity, Females
Infectious/par. diseases
- incl. TB
Neoplasms
CVD
- incl. IHD
Respiratory diseases
Digestive diseases
CA
Slavs
Injuries/poisoning
Other causes
0
10
20
30
40
50
60
70
80
Contribution of causes of death to the difference
in life expectancy at working ages (40e20)
between Slavs and Central Asians
Females (total difference = .28 years)
0.35
0.30
0.25
0.20
0.15
0.10
0.05
au
se
s
O
th
e
rc
ju
rie
s
In
Di
s.
e
es
t iv
CV
D
pl
as
m
s
Di
s.
Di
g
-0.10
Re
sp
ir a
to
ry
In
-0.05
Ne
o
fe
ct
io
ns
0.00
.
su
ic
id
e
.a
cc
id
en
t.c
tra
au
ns
s.
po
rt
ac
ci
ac
de
ci
nt
d.
s
ca
us
e
ac
by
c.
fir
ca
e
us
./e
le
ac
ct
ci
r.c
de
ur
nt
al
dr
ow
ni
ng
al
lo
o.
ic
id
ac
e
ci
d.
po
iso
in
ju
ni
ry
ng
un
de
te
rm
in
ed
ho
m
ac
ci
d.
po
is
on
./a
lco
h
Age-standardized Death Rates at working
ages (per 100,000)
Detailed Injuries, Females
9
8
7
Slavs
CA
6
5
4
3
2
1
0
Alcohol-related Causes of Death
(Chronic alcoholism, Alcohol psychoses, Alcohol cirrhosis of the
liver, Accidental poisoning by alcohol)
Age-standardized Death Rates at working ages (per
100,000)
50
45
CA
Slavs
40
35
30
25
20
15
10
5
0
Males
Females
Multivariate analysis







Do ethnic mortality differentials at adult ages
remain once we account for differences in
education and urban/rural residence?
Negative binomial regression
Dependent variable: deaths from all causes;
deaths by major cause (7)
Explanatory variables: exposure, dummy
variables for age, ethnicity, urban/rural
residence, education (3 cat.)
Males and Females analyzed separately
Model 1: age, ethnicity
Model 2: age, ethnicity, education, residence
Males, all causes of death
In
e
s.
ie
s
di
s.
di
ju
r
es
t iv
Di
g
y
Re
sp
ir a
to
r
CV
D
pl
as
m
s
ns
ca
us
es
fe
ct
io
Ne
o
In
Al
l
Risk Ratio Slavs/CA
Males
3.5
3.0
2.5
2.0
Model 1
1.5
Model 2
1.0
0.5
0.0
Risk Ratio Slavs/CA
Females
3.5
3.0
2.5
2.0
Model 1
Model 2
1.5
NS NS
1.0
NS
NS NS
NS NS
NS
0.5
au
se
s
ie
s
O
th
e
rc
ju
r
In
CV
Re
D
sp
ir a
to
ry
Di
s.
Di
ge
st
iv
e
Di
s.
pl
as
m
s
Ne
o
ns
fe
ct
io
In
Al
l
C
au
se
s
0.0
Conclusions



Excess mortality among adult Slavs
(Soviet and post-Soviet period) is
not likely due to data artifacts or
migration effects
Excess mortality due to important
ethnic differences in cause-specific
mortality – alcohol and suicide in
particular
Differences remain unexplained by
education or residence
Conclusions

Role of cultural characteristics?
Alcohol tied to cultural practices (“culture
of alcohol” among Russians; Impact of
Islam for Central Asians)
 Denser social networks and stronger social
support among Central Asian ethnic
groups?

Further developments
Divergent paths for adult mortality
in Russia and Central Asia:
Evidence from Kyrgyzstan

Guillot, M, Gavrilova, N, Torgasheva, L,
Denisenko, M.
PLOS ONE, 2013, 8(10): e75314, DOI:
10.1371/journal.pone.0075314


Study of autopsies in Barnaul during
1990-2004 (Zaridze et al., 2009)
Among 5732 autopsied men aged 3569 years who were reported to have
died from circulatory diseases 49%
had alcohol detected in their blood
and in 21% concentration of ethanol
was 4g/l and higher (lethal dose)
Of 5880 autopsied men aged 35-69
years who were reported to have died
from injuries 76% had alcohol in their
blood and in 38% concentration of
ethanol was 4g/l and higher
Trends in Life Expectancy: Men
Russia
Kyrgyzstan
65.00
63.00
61.00
59.00
57.00
55.00
19
80
19
82
19
84
19
86
19
88
19
90
19
92
19
94
19
96
19
98
20
00
20
02
20
04
20
06
20
08
20
10
Life expectancy
67.00
Calendar year
Trends in Life Expectancy: Women
Russia
Kyrgyzstan
76.00
74.00
73.00
72.00
71.00
70.00
Calendar year
2010
2008
2006
2004
2002
2000
1998
1996
1994
1992
1990
1988
1986
1984
1982
69.00
1980
Life expectancy
75.00
40M20
(Russia) – 40M20 (Kyrgyzstan), 1979-2009, all
causes and strongly alcohol related causes
Further developments (2)
Ethnicity, russification and excess
mortality in Kazakhstan

Ethan J. Sharygin and Michel Guillot.
Vienna Yearbook of Population Research
2013 (Vol. 11), pp. 213–237
Сравнительная смертность русских и казахов
1999
Негативные биномиальные регрессии числа умерших по русской
национальности для разных причин смерти, Казахстан 1998-1999
Модель 1 контр.по возрасту и области. Модель 2 дополнительно контр. на тип поселения
и образование. Экспоненты коэффициентов.
Framework for Understanding Health
Crisis in Russia vs. Central Asia
Russia
Kyrgyzstan
(Central Asia?)
Infant
mortality
Declined
Stalled
Adult
mortality
Large increase
Moderate increase
Explanatory
framework
Greater importance Greater importance of
of detrimental adult health care
health behaviors
deterioration
Acknowledgements



National Statistical Committee of the
Kyrgyz Republic
Zarylbek Kudabaev, Orozmat
Abdykalykov, Liudmila Torgashova,
Larissa Mimbaeva, Elena
Komandirova and Mikhail Denisenko
NICHD: R03 HD38752, R01
HD045531