State Mitigation Plans and the Disaster Mitigation Act: Do Plans Support Coastal Resiliency and Adaptation? Philip Berke, Professor* Deputy Director, Institute for the Environment Gavin.

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Transcript State Mitigation Plans and the Disaster Mitigation Act: Do Plans Support Coastal Resiliency and Adaptation? Philip Berke, Professor* Deputy Director, Institute for the Environment Gavin.

State Mitigation Plans and the Disaster
Mitigation Act: Do Plans Support Coastal
Resiliency and Adaptation?
Philip Berke, Professor*
Deputy Director, Institute for the Environment
Gavin Smith, Associate Research Professor*
Executive Director, Center for the Study of Natural Disasters & Hazards
DHS Center of Excellence – Disasters, Coastal Infrastructure and Emergency Management
Ward Lyles, Doctoral Candidate & Royster Fellow*, 2011 PERISHIP recipient
*Department of City and Regional Planning,
University of North Carolina at Chapel Hill
National Hazard Mitigation Association
Broomfield, CO
July, 2011
Disaster Mitigation Act of 2000
• Motivation for DMA:
– Rising disaster losses/HMGP
implementation
– Shift from reactive to proactive approach
• Key Features of DMA:
– Pre-event state and local plans
– Federal mitigation funding
– FEMA Blue Book guidance
• Climate Adaptation Absent from DMA:
– Adaptation not explicitly required in law or
FEMA regulations; important future
dimension of adaptation dialogue (Glavovic
and Smith 2012)
Key Research Questions
• What is the quality of state
and local mitigation plans
prepared under the Disaster
Mitigation Act?
• What are the comparative
strengths and weaknesses of
state and local plans?
• How well do state and local
mitigation plans address
adaptation to climate change?
Plan Quality Principles
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Vision
V1 Resilience/Sustainability
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Goals
G1 protect ecosystem services
G2 reduce inequities
G3 economic development
G4 safety of population
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Fact Base
F1 location of hazards
F2 number of people exposed
F3 property value exposed
F4 projections of loss
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Policies
P1 regulations
P2 incentives
P3 land acquisition
P4 infrastructure
Implementation
I1 timeline to act
I2 prioritized actions
I3 organizational responsibility
I4 funding
Monitoring
M1 measurable indicators
M2 organizational responsibility
M3 evaluation
Inter-governmental Coordination
C1 information sharing
C2 inter-governmental agreements
C3 conflict management procedures
Plan Quality Principles:
Links to FEMA Blue Book by Section
1.
Goals: Loss reduction, organizational coordination,
environmental protection, economic development
2.
Fact Base: Hazard identification, risk assessment,
capability assessment
3.
Policies: Regulations, incentives, building codes,
education
4.
Implementation and Monitoring: Plan maintenance,
capacity (funds, inspectors, technology)
5.
Inter-governmental coordination: State review of local
plans, set priorities for funding, technical assistance
6.
Participation: Public engagement, private/public
organizational involvement
Resilience
• Resilience …
– “…the ability of social systems…along with the biophysical systems upon which they depend, to resist or
absorb the impacts of natural hazards, to rapidly
recover from those impacts and to reduce future
vulnerabilities through adaptive strategies” (Peacock
et al. 2008, p. 5).
• Resilient city as the core goal of mitigation…
– “Designed to anticipate impacts…composed of
networked social communities…[capable of ] adapting
to and learning from disasters…prepared with up-todate information…to reduce or eliminate vulnerability”
(Beatley 2009, ch. 1).
Principles of Mitigation Plan Quality
& Links to Resiliency
1.
Goals: Values of social system shape a vision of
resiliency.
2.
Fact base: Anticipate impacts, reduce uncertainty
3.
Policies: Reduce vulnerabilities – avoid hazard areas,
structural controls, protect biophysical systems
4.
Implementation and Monitoring: Learning and adaptation
5.
Inter-governmental coordination: Networked actions
6.
Participation: Networked social systems
Seaside, Florida:
Smart Growth in Dumb Locations?
Methods
• Plan collection
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30 coastal state plans
174 local plans
First updates (2006-2008)
Online download
Email and mail requests
• Evaluation instrument
– Developed and tested
• Content analysis
– Double-coded each plan using independent coders
– Reliability analysis and score reconciliation (73% agreement)
– Qualitative assessments of best practices
Conclusions
• State Hazard Mitigation Plans meet basic FEMA
requirements but there is wide variability in plan quality.
• Many plans score high on multiple principles, but 97% of
plans below average on one or more key principles.
• Limited discussion of land use as a risk assessment tool
• Poor linkage between fact base and policy choices
• Connectivity between the hazard mitigation and the planning
community remains inadequate
Policy Recommendations
• State Plans
– Strengthen FEMA review process to assess quality across all
principles
– Enhance emphasis on land use as a key mitigation tool
– Expand enhanced plan designation to address plan quality
principles, not just grants administration capability
– Increase commitment of pre-event capacity building activities
– Improve nexus between fact bases (risk assessment and
capability assessment) and policy choices
• Local Plans
– Enhance emphasis on land use as a key mitigation tool
– Increase commitment to identification of policies in addition to
projects
– Improve linkage between fact base and policy choices
• Explore improving connectivity between hazard
mitigation and climate change adaptation
Links to Climate Change in State Hazard
Mitigation Plans
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Solid Foundation: Assessments of climatic hazards
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100% of state plans address floods
100% also address one or more of the following hazards:
wildfire, drought, hurricanes, and winter storms
Few plans mention climate change
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5 of 30 plans (17%) explicitly address climate adaptation
California, Connecticut, Hawaii, Massachusetts, New
Hampshire
Others as part of plan update
Climate Change: Fact Base Principle
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Vulnerability and Risk Assessments
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Projected impacts emphasize sea level rise/coastal erosion, but also
address storms, floods, and drought
CA organizes suite of climatic hazards together in plan
HI concerned with unique island vulnerabilities, including loss of
indigenous knowledge
Capability Assessments
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Limited climate-oriented capability assessments
MA explicitly references integration with MA Climate Protection Plan
CT briefly references using flood warning program data to monitor
climate change impacts
Climate Change: Goals and Policies
Principles
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Goals and Objectives
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Primarily studies, research and increasing understanding
CT and NH include using adaptive strategies to reduce risks to
infrastructure and natural environment
Proposed Policies
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Primarily research on impacts to increase understanding
CT, HI, and NH also emphasize using new information to guide
development regulation and infrastructure decisions
CA includes mitigation of greenhouse gas emissions as an adaptive
action
Current Project and Next Steps
•
Current Project
– Year 3 – Complete plan evaluation, & state/local surveys
– Year 4 – Analyze state and local plan quality and implementation
– Year 5 – Conduct local case studies
– Year 6 – Explore feasibility of a local demonstration project to apply best
practices to state and local hazard mitigation plans
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Ongoing and Future Projects (Possible connectivity to NHMA)
– Seek funds to develop a new generation of web-based planning support
tools
• Strengthen local ability to carry out FEMA’s “cross-walk” across the
plan quality principles
– Implement new tools; disseminate to policy makers and other users
– Develop and conduct training courses
– Student internships and permanent jobs
– University certificate program in hazards management planning
– Create information clearinghouse, including best practices and
mitigation guidance
– Hazard mitigation advocacy