- 09 ELECTRONICS Mehran UET

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Transcript - 09 ELECTRONICS Mehran UET

Slide 1

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 2

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 3

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 4

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 5

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 6

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 7

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 8

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 9

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 10

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 11

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 12

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 13

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 14

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 15

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 16

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 17

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 18

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 19

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 20

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 21

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 22

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 23

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 24

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 25

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 26

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 27

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 28

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 29

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 30

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 31

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 32

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 33

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 34

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 35

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 36

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 37

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 38

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 39

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 40

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 41

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 42

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 43

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 44

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 45

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 46

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 47

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 48

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 49

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 50

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 51

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 52

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 53

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 54

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 55

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 56

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 57

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 58

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 59

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 60

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 61

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 62

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 63

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 64

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 65

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 66

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 67

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 68

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 69

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 70

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 71

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 72

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 73

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5


Slide 74

SIGNAL ENCODING TECHNIQUES
Engr. Mehran Mamonai
Department of Telecommunication

Encoding Techniques
• Digital data, digital signal
– Equipment less complex and expensive than digital-to-analog
modulation equipment

• Analog data, digital signal
– Permits use of modern digital transmission and switching equipment

• Digital data, analog signal
– Some transmission media will only propagate analog signals E.g.,
unguided media

• Analog data, analog signal
– Analog data in electrical form can be transmitted easily and cheaply
i.e. Done with voice transmission over voice-grade lines

Digital Data, Digital Signal
• Digital signal
– Discrete, discontinuous voltage pulses
– Each pulse is a signal element
– Binary data encoded into signal elements

Terms (1)
• Unipolar
– All signal elements have same sign

• Polar
– One logic state represented by positive voltage the
other by negative voltage

• Data rate
– Rate of data transmission in bits per second

• Duration or length of a bit
– Time taken for transmitter to emit the bit

Terms (2)
• Modulation rate
– Rate at which the signal level changes
– Measured in baud = signal elements per second

• Mark and Space
– Binary 1 and Binary 0 respectively

Interpreting Signals
• Need to know
– Timing of bits - when they start and end
– Signal levels

• What determines how successful a receiver will be in
interpreting an incoming signal?
– Data rate
• An increase in data rate increases bit error rate

– Signal to noise ratio
• An increase in SNR decreases bit error rate

– Bandwidth
• An increase in bandwidth allows an increase in
• data rate

Comparison of Encoding Schemes (1)
• Signal Spectrum
– Lack of high frequencies reduces required bandwidth
– Spectral efficiency (also called bandwidth efficiency)

– With no dc component, ac coupling via transformer Possible
– Concentrate power in the middle of the bandwidth, Transfer
function of a channel is worse near band edges.

• Clocking
– Synchronizing transmitter and receiver
– Ease of determining beginning and end of each bit position

– External clock
– Sync mechanism based on signal

Comparison of Encoding Schemes (2)
• Error detection
– Can be built in to signal encoding

• Signal interference and noise immunity
– Some codes are better than others

• Cost and complexity
– The higher the signal rate to achieve a given data
rate, the greater the cost

Encoding Schemes









Nonreturn to Zero-Level (NRZ-L)
Nonreturn to Zero Inverted (NRZI)
Bipolar -AMI
Pseudoternary
Manchester
Differential Manchester
B8ZS
HDB3

NonReturn to Zero-Level (NRZ-L)
• Two different voltages for 0 and 1 bits
• Voltage constant during bit interval
– no transition I.e. no return to zero voltage

• e.g. Absence of voltage for zero, constant
positive voltage for one
• More often, negative voltage for one value
and positive for the other
• This is NRZ-L

NonReturn to Zero Inverted (NRZ-I)
• Nonreturn to zero inverted on ones
• Constant voltage pulse for duration of bit
• Data encoded as presence or absence of
signal transition at beginning of bit time
• Transition (low to high or high to low)
denotes a binary 1
• No transition denotes binary 0
• An example of differential encoding

NRZ (L & I)

Differential Encoding
• Data represented by changes rather than
levels
• More reliable detection of transition rather
than level
• In complex transmission layouts it is easy to
lose sense of polarity

NRZ pros and cons
• Pros
– Easy to engineer
– Make good use of bandwidth

• Cons
– dc component
– Lack of synchronization capability

• Used for magnetic recording
• Not often used for signal transmission

Multilevel Binary
• Use more than two levels
• Bipolar-AMI





zero represented by no line signal
one represented by positive or negative pulse
one pulses alternate in polarity
No loss of sync if a long string of ones (zeros still a
problem)
– No net dc component
– Lower bandwidth
– Easy error detection

Pseudoternary
• One represented by absence of line signal
• Zero represented by alternating positive and
negative
• No advantage or disadvantage over bipolarAMI

Bipolar-AMI and Pseudoternary

Trade Off for Multilevel Binary
• Not as efficient as NRZ
– Each signal element only represents one bit
– In a 3 level system could represent log23 = 1.58
bits
– Receiver must distinguish between three levels
(+A, -A, 0)
– Requires approx. 3dB more signal power for
same probability of bit error

Biphase
• Manchester






Transition in middle of each bit period
Transition serves as clock and data
Low to high represents one
High to low represents zero
Used by IEEE 802.3

• Differential Manchester






Midbit transition is clocking only
Transition at start of a bit period represents zero
No transition at start of a bit period represents one
Note: this is a differential encoding scheme
Used by IEEE 802.5

Manchester Encoding

Differential Manchester Encoding

Biphase Pros and Cons
• Con
– At least one transition per bit time and possibly two
– Maximum modulation rate is twice NRZ
– Requires more bandwidth

• Pros
– Synchronization on mid bit transition (self clocking)
– No dc component
– Error detection
• Absence of expected transition

Modulation Rate

Scrambling
• Use scrambling to replace sequences that would produce
constant voltage
• Filling sequence
– Must produce enough transitions to sync
– Must be recognized by receiver and replace with original
– Same length as original






No dc component
No long sequences of zero level line signal
No reduction in data rate
Error detection capability

B8ZS
• Bipolar With 8 Zeros Substitution
• Based on bipolar-AMI
• If octet of all zeros and last voltage pulse
preceding was positive encode as 000+-0-+
• If octet of all zeros and last voltage pulse
preceding was negative encode as 000-+0+• Causes two violations of AMI code
• Unlikely to occur as a result of noise
• Receiver detects and interprets as octet of all
zeros

HDB3
• High Density Bipolar 3 Zeros
• Based on bipolar-AMI
• String of four zeros replaced with one or two
pulses

B8ZS and HDB3

Digital Data, Analog Signal
• Public telephone system
– 300Hz to 3400Hz
– Use modem (modulator-demodulator)

• Amplitude shift keying (ASK)
– Amplitude difference of carrier frequency

• Frequency shift keying (FSK)
– Frequency difference near carrier frequency

• Phase shift keying (PK)
– Phase of carrier signal shifted

Modulation Techniques

Amplitude Shift Keying
• One binary digit represented by presence of
carrier, at constant amplitude
• Other binary digit represented by absence of
carrier

where the carrier signal is Acos(2πfct)

Amplitude Shift Keying
• Values represented by different amplitudes of carrier
• Usually, Amplitude is one
– i.e. presence and absence of carrier is used

• Inefficient modulation technique since it is much more
susceptible to noise
– Atmospheric and impulse noises tend to cause rapid
fluctuations in amplitude

• Linear modulation technique
– Good spectral efficiency
– Low power efficiency

• Up to 1200bps on voice grade lines
• Used for carrying digital data over optical fiber

Amplitude Shift Keying

Frequency Shift Keying
• Two binary digits represented by two
different frequencies near the carrier
frequency

• where f1 and f2 are offset from carrier frequency fc by equal but
opposite amounts

Frequency Shift Keying





Most common form is binary FSK (BFSK)
Less susceptible to error than ASK
Up to 1200bps on voice grade lines
Used for high-frequency (3 to 30 MHz) radio
transmission
• Can be used at higher frequency on LANs using
co-axial
• Amplitude of the carrier wave is constant
– Power-efficient

Binary Frequency Shift Keying

FSK on Voice Grade Line

Multiple FSK





More than two frequencies used
More bandwidth efficient
More prone to error
Each signalling element represents more than
one bit

Multiple Frequency-Shift Keying (MFSK)

Binary Phase-Shift Keying (BPSK)

• Linear modulation technique

Phase Shift Keying (PSK)
• Phase of carrier signal is shifted to represent data

• Binary PSK
– Two phases represent two binary digits

• Differential PSK
– Phase shifted relative to previous transmission rather
than some reference signal
• Binary 0 – signal burst of same phase as previous signal burst
• Binary 1 – signal burst of opposite phase to previous signal burst

Binary Phase-Shift Keying (BPSK)

Differential PSK

Four-level PSK (QPSK)

Quadrature PSK
• More efficient use by each signal element
representing more than one bit

– e.g. shifts of /2 (90o)
– Each element represents two bits
– Can use 8 phase angles and have more than one
amplitude
– 9600bps modem use 12 angles , four of which have
two amplitudes

• Offset QPSK (orthogonal QPSK)
– Delay in Q stream

QPSK and OQPSK Modulators

Examples of QPSF and OQPSK
Waveforms

Performance of Digital to Analog
Modulation Schemes
• Bandwidth
– ASK and PSK bandwidth directly related to bit rate
– FSK bandwidth related to data rate for lower frequencies, but
to offset of modulated frequency from carrier at high
frequencies
– Bandwidth of modulated signal (BT)
– ASK, PSK BT =(1+r)R
– FSK BT= 2DF+(1+r)R
– R = bit rate
– 0 < r < 1; related to how signal is filtered
– DF = f2-fc=fc-f1

– In the presence of noise, bit error rate of PSK and QPSK
are about 3dB superior to ASK and FSK

Performance of Digital to Analog
Modulation Schemes
• Bandwidth of modulated signal (BT)
• MPSK

• MFSK

– L = number of bits encoded per signal element
– M = number of different signal elements

Multilevel PSK
• Using multiple phase angles with each angle
having more than one amplitude, multiple
signals elements can be achieved






D = modulation rate, baud
R = data rate, bps
M = number of different signal elements = 2L
L = number of bits per signal element

Quadrature Amplitude
Modulation (QAM)
• QAM is a combination of ASK and PSK
• Two different signals sent simultaneously on
the same carrier frequency

Quadrature Amplitude Modulation
(QAM)
• QAM used on asymmetric digital subscriber line
(ADSL) and some wireless
• Logical extension of QPSK
• Send two different signals simultaneously on
same carrier frequency





Use two copies of carrier, one shifted 90°
Each carrier is ASK modulated
Two independent signals over same medium
Demodulate and combine for original binary output

QAM Modulator

QAM Levels
• Two level ASK
– Each of two streams in one of two states
– Four state system
– Essentially QPSK

• Four level ASK
– Combined stream in one of 16 states

• 64 and 256 state systems have been
implemented
• Improved data rate for given bandwidth
– Increased potential error rate

Analog Data, Digital Signal
• Digitization
– Conversion of analog data into digital signal

• Once analog data have been converted to
digital signals, the digital data:
– Digital data can then be transmitted using NRZ-L
– Digital data can then be transmitted using code
other than NRZ-L
– Analog to digital conversion done using a codec

Digitizing Analog Data

Digital Coding Schemes
• Pulse code modulation (PCM)

• Delta modulation (DM)

Pulse Code Modulation(PCM) (1)
• Based on the sampling theorem
• Each analog sample is assigned a binary code
– Analog samples are referred to as pulse amplitude modulation
(PAM) samples

• The digital signal consists of block of n bits, where each nbit number is the amplitude of a PCM pulse
• E.g.: 4 bit system gives 16 levels
• Quantized
– Quantizing error or noise
– Approximations mean it is impossible to recover original
exactly
– Leads to quantizing noise

Pulse Code Modulation(PCM) (2)
• 8 bit sample gives 256 levels
• If a signal is sampled at regular intervals at a rate
higher than twice the highest signal frequency,
the samples contain all the information of the
original signal
– (Proof - Stallings appendix 4A)

• Voice data limited to below 4000Hz
• Require 8000 sample per second
• 8000 samples per second of 8 bits each gives
64kbps
• Quality comparable with analog transmission

PCM Example

PCM Block Diagram

Delta Modulation
• Analog input is approximated by a staircase
function
– Move up or down one level () at each sample
interval

• The bit stream approximates derivative of
analog signal (rather than amplitude)
– 1 is generated if function goes up
– 0 otherwise

Delta Modulation - example

Delta Modulation
• Two important parameters
– Size of step assigned to each binary digit (δ)
– Sampling rate

• Accuracy improved by increasing sampling
rate
– However, this increases the data rate

• Advantage of DM over PCM is the simplicity
of its implementation

Delta Modulation - Operation

Delta Modulation - Performance
• Good voice reproduction
– PCM - 128 levels (7 bit)
– Voice bandwidth 4khz
– Should be 8000 x 7 = 56kbps for PCM

• Data compression can improve on this
– e.g. Interframe coding techniques for video

Analog Data, Analog Signals
• Why modulate analog signals?
– Higher frequency can give more efficient
transmission
– Permits frequency division multiplexing ( will be
discussed in chapter 8)

• Types of modulation
– Amplitude Modulation
– Angel Modulation
– Frequency Modulation
– Phase Modulation

Amplitude Modulation

• cos2πfct = carrier
• x(t) = input signal
• na = modulation index (< 1)
– Ratio of amplitude of input signal to carrier

• Double sideband transmitted carrier (DSBTC)

Amplitude Modulation

Spectrum of AM

AM Power
• Transmitted power

• Pt = total transmitted power in s(t)
• Pc = transmitted power in carrier

Single Sideband (SSB)
• Variant of AM is single sideband (SSB)
– Sends only one sideband
– Eliminates other sideband and carrier

• Advantages
– Only half the bandwidth is required
– Less power is required

• Disadvantages
– Poor performance in fading channels

Angle Modulation
• Frequency modulation
– Derivative of the phase is proportional to
modulating signal

• Phase modulation
– Phase is proportional to modulating signal

Analog
Modulation

Required Reading
• Stallings chapter 5