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Alternatives to imprisonment:
Scope and evidence
Alex Stevens
This presentation
• Why do we need alternatives to
imprisonment?
• What alternatives are used in Europe?
• Do they operate as alternatives, or as
additions to imprisonment?
• What are the effects of alternatives to
imprisonment on drug use and crime?
• What are the information needs in this
area?
Prison populations are rising…
Mean imprisonment rates (per 100,000 pop'n)
200
180
160
140
120
100
80
60
40
20
0
EU15
New EU
Other CofE
2000
2001
2002
2003
Source: Council of Europe Penal Statistics (SPACE I)
2004
2005
… as crime falls
Indices of self-reported victimisation in 12 EU
countries (base=1995)
100
Theft
90
Burglary
80
Robbery
70
Sexual incidents
60
Assaults and threats
50
1995
1999
2004
Sources: International Crime Victimisation Survey & EU Crime and Safety Survey
al
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G ru s
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Prison density (pop'n per 100 places)
Prisons are overcrowded
250
200
150
100
50
0
Source: Council of Europe Penal Statistics (SPACE I), * US Bureau of Justice Statistics
… and prisons do not work
• Deterrence
Imprisonment does not deter (Tonry 2004)
• Rehabilitation
Longer sentences lead to more reoffending
(Gendreau 1999)
• Incapacitation:
Small effects at high cost (Kuziemko &
Levitt 2004)
• Retribution
If in doubt, do not inflict pain (Christie, 1981)
Alternatives to imprisonment…
•
•
•
Decriminalisation
Diversion of drug users from prosecution
Quasi-compulsory treatment
Treatment of drug using offenders that is ordered,
motivated or encouraged by the criminal justice
system and takes place outside regular prisons.
Person retains the choice to go to treatment or face
the usual sanction for their crime.
The alternative sanction should be the same as
would be faced for any other person who committed
that crime
• People should not be punished for refusing or failing in
treatment.
Types of Quasi-Compulsory Treatment orders available in various EU countries
Country
Type of order
Stage of CJS
Targeted offenders
Type of diversion
Austria
§ 35 SMG
“Vorläufige Zurücklegung der Anzeige
durch den Staatsanwalt“
From police custody or
during the
prosecution
process
Drug crimes
Acquisitive Crimes
Suspension of prosecution
§ 37 SMG
„ Vorläufige Einstellung durch das Gericht“
From police custody or
or pre- trial
detention
Drug crimes
Acquisitive Crimes
Suspension of court hearings
§ 39 SMG
„ Aufschub des Strafvollzuges“
“Therapie statt Strafe“
From pre- trail
detention or at
court hearings
Any crime committed by an
offender who is substance
dependent
Suspension of prison sentence
England
Drug Rehabilitation Requirement
At trial sentencing
Offenders eligible for a
community sentence who
are drug dependent
Condition attached to a
Community Order
Germany
§ 35, 36 BtMG Strafaussetzung
„ Therapie statt Strafe“
Pre- trial detention,
Pre-trial hearings, or
during sentence.
Offenders facing prison sentences
of less than 2 years
Suspension of sentence under
probation supervision
§ 37 BtMG
Zurückstellung der Strafe im Rahmen der
Ermittlung
Deferment of
prosecution
because of low
seriousness of
offence
Offenders who are already
participating in a treatment
programme and who
commit minor crimes.
Suspension of prosecution
§ 38, 39 BtMG
Aussetzung der Strafe um Rahmen der
Strafverfolgung
Pre-trial detention, or
youth/juvenile
detention
Offenders facing prison sentences
of less than 2 years
Suspension of sentence under
probation supervision
§ 56 StGB
Bewährungsauflage
Court hearings
Crimes committed in connection
with drugs
Specific order of the court
Ex art. 91 c. 3 T. U. 309/90
Court hearings, or
during sentence
Drug dependent offenders facing
less than 6 years remaining
of a prison sentence (except
Mafiosi)
Suspension of imprisonment
under supervision of
probation
Italy
QCT Europe - Crimes leading to QCT sentence
100%
80%
60%
Property
Drug dealing
40%
Violence
20%
G
er
m
an
y
d
Sw
i tz
er
la
n
tr i
a
ly
Ita
Au
s
En
g
la
n
d
0%
Alternatives to imprisonment?
The case of England & Wales
700
Index (1995=100)
600
500
400
Community sentences
including drug treatment
New sentenced prison
admissions
300
200
100
0
1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
… and the prison population has risen
Annual prison population, England & Wales, 19952007
90,000
80,000
70,000
60,000
50,000
40,000
30,000
20,000
10,000
0
1995
1998
2001
2004
2007
Decriminalisation as the real alternative
Number of prisoners under sentences for drug and
other offences in Portugal, 1997-2005
12,000
Non-drug offences
Drug offences
10,000
8,000
6,000
4,000
2,000
0
1997
1998
1999
2000
2001
2002
2003
2004
2005
Effects of alternatives – The QCT Europe Sample
UK – 157
Austria – 150
Switzerland – 85
Italy – 300
Germany – 153
Total – 845 people
Half in QCT
Half in ‘voluntary’ treatment
Drug use
EuropASI Drug Use Score
Reductions in Drug Use
0.2
'Voluntary'
0.15
QCT
0.1
0.05
0
Intake
6 months
12 months
18 months
Crime
Days
Reductions in mean reported days of offending
(in past 6 months)
80
70
60
50
40
30
20
10
0
'Voluntary'
QCT
Intake
6 months
12 months
18 months
Limitations
• Sample sizes were relatively small in each
country.
• The sample did not compare QCT clients to
prisoners (it was not possible to randomise
sentencing).
• Results based on self-report.
• There were large differences between
treatment centres in the quality and outcomes
of treatment.
Information needs
•
Is QCT being used as an alternative to imprisonment?
•
Does QCT ‘work’?
Number of people entering alternatives to imprisonment
each year.
The profile of their offences.
The number of people entering prison each year.
Replication of quasi-experimental studies.
Randomised controlled trials.
• Using variety of indicators (toxicology, police data).
‘Realistic’ evaluations (Pawson & Tilley, 1998).
•
• Including qualitative methods
What makes QCT work better?
How to improve inter-agency cooperation?
Motivational enhancement:
• Contingency management?
• Graduated sanctions?
•
Residential or outpatient?
Cost-effectiveness of QCT.
Finally
to QCT Europe partners:
• Thanks
Paul Turnbull, Tim McSweeney, Neil Hunt,
Ambros Uchtenhagen, Susanne Schaaf,
Kerrie Oeuvray, Daniele Berto, Wolfgang
Werdenich, Barbara Trinkl, Viktoria Kerschl,
Wolfgang Heckmann
• QCT Europe was funded by the European
Commission’s 5th Framework RTD Programme
• For more information:
www.connectionsproject.eu
[email protected]