Transcript Slide 1

Supporting a network of repositories - experience from SHERPA in the UK
Bill Hubbard
SHERPA Manager
University of Nottingham
Routes to Open Access
Δ Open Access Journals
Δ Open Access Repositories
Δ Two routes to Open Access - but not equivalent!
Publication and deposition
Author writes paper
pre-print
Submits to journal
Deposit in e-print
repository
Paper refereed
Revised by author
post-print
Author submits final version
Published in journal
published
version
Repositories
Δ Repositories work alongside traditional and OA
publication models
Δ Offer Open Access benefits plus more . . .
Δ Offer additional benefits for
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authors
researchers
institutions
research funders
and research process
Repository Use
Repositories
Δ Institutions have repositories
– open to institution’s academics
Δ Networks of repositories
– SHERPA, DARENet, ARROW - country networks
– DRIVER - European network
Δ Some subjects have specific repositories
– arXiv - 482,478 items
– UKPMC - 948,500 full-text articles
– AgentLink Publications Clearinghouse - 1403 items
Why institutional repositories?
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use institutional infrastructure
integration into work-flows and systems
support is close to academic users and contributors
repository managers can oversee processes, check
compliance with funders and with best-practice
standards, etc
Δ The OAI-PMH allows a single gateway to search
and access many repositories
– subject-based portals or views
– institutional storage and support
Rise of Repositories
Δ Directory of Open Access Repositories OpenDOAR
– www.opendoar.org
– over 1300 open access repositories
– started registration in 2006 . . .
Δ 200 added in 2007
Δ . . . and over 300 added in 2008
Δ 80% are institutional
Repositories by Continent
Δ Figures from OpenDOAR
www.opendoar.org
Repositories in Russell &1994 Groups (UK)
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University of Bath
Birkbeck
University of Birmingham
University of Bristol
University of Cambridge
Cardiff University
University of Durham
University of East Anglia
University of Edinburgh
University of Essex
University of Exeter
University of Glasgow
Goldsmiths
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Imperial College
King's College London
Lancaster University
University of Leeds
University of Leicester
University of Liverpool
Loughborough University
LSE
University of Manchester
University of Newcastle
University of Nottingham
University of Oxford
Queen Mary
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Queen’s University
University of Reading
Royal Holloway
University of St Andrews
University of Sheffield
SOAS
University of Southampton
University of Surrey
University of Sussex
University of Warwick
UCL
University of York
How to create a network
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Example from the UK . . .
Initial experiments
JISC Programmes and strategic vision
One example - SHERPA
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Self-help group
Collaborative partnership
Peer network
Advocacy activities
Policy development and lobbying
Other examples
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IRIScotland
DARE-NET
ARROWs project
DRIVER
DART-Europe
Ireland
Repositories in the USA
What successful lessons can be drawn?
Building repository networks
Δ Not primarily a technical challenge
– free software or commercial hosting
– (relatively) simple set-up
Δ Not primarily a copyright problem
Δ Not primarily author-persuasion about Open
Access
Δ Challenges are in effective support for cultural,
policy and procedural change management
within institutions and research communities
For a repository network . . .
Δ Practical
– Repositories
– Content
– Repository Managers
Δ “Buy-in” from three key stakeholders:
– Academics
– Funders
– Institutions
Δ Support . . .
Top-down support - Institutional
Δ Shared vision with stakeholders
Δ Encouragement
– Statements, policies, funding
Δ Embedding in research process and work-flows
– Prestige measures to match
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Representation to powerful lobbies
Ensure legal framework is supportive
Support for centralised support services
Recognition of value of bottom-up work
Top-down support - Funding Bodies
Δ Recognition of value of Open Access to mission
of funders
Δ Policies/ mandates to ensure Open Access
and/or deposition
Δ Recognition/reward of compliance from authors
– and sanctions for non-compliance from authors
– work with repository managers
Δ Promotion of open access work to their
stakeholders (government, general public,
researchers, institutions, learned societies)
Side-to-side support
Δ Networking amongst peers
– email, events, wikis, blogs
Δ Professional training
– advocacy, technical issues, legal issues
Δ Share best practice, standards
Δ Self-help - create:
– mentoring arrangements
– peer-networks
– professional support groups - eg, UKCoRR
Bottom-up support - Repository Managers
Δ Establish repositories
Δ Create effective policies for/about repository use
Δ Advocacy to researchers and authors - and
library staff
Δ Tackle practical problems
Δ Identifying work-flows and structures within
institutions to support Open Access deposit
Δ Act as institutional focus to drive repository
agenda
Assistance - examples
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SHERPA - www.sherpa.ac.uk
RoMEO - www.sherpa.ac.uk/romeo
JULIET - www.sherpa.ac.uk/juliet
OpenDOAR - www.opendoar.org and ~/search
RSP - www.rsp.ac.uk
The Depot - depot.edina.ac.uk
Intute Repository Search - irs.ukoln.ac.uk
BASE - digital.ub.uni-bielefeld.de/index.php
DRIVER - www.driver-support.eu
UKCoRR - www.ukcorr.org
SHERPA Page
RSP Page
Depot Page
Intute RS Page
DRIVER Page 1
DRIVER Page 2
DRIVER Page 3
DART Page
Drawing conclusions . . .
Δ For repository network Δ Practical
– Repositories, Content, Repository Managers
Δ “Buy-in” from three key stakeholders:
– Academics, Funders, Institutions
Δ Support
– Top-down, Bottom-up, Side-to-side
Δ Shared vision and enthusiasm
www.sherpa.ac.uk
[email protected]
Comparison of “investment” - blank
Investment comparison
Comparison of “investment”
- public investment compared to publishers’ service
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money - £ thousands
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time - months
Blue box - Public investment
Red box - Publisher’s investment
e.g. 2 year project, £300,000
e.g. charge of £1,800
£12,500 per month
£600 per month
£300,000 over 24 months
£1,800 over about 3 months
(and public access to results may
be unavailable)
(and expenses recouped through
advance payment of subscriptions)
SHERPA Partners
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University of Nottingham London LEAP
University of Birmingham – Birkbeck College
University of Bristol
– Goldsmiths College
University of Cambridge – Imperial College
University of Durham
– Institute of Cancer
Research
University of Edinburgh
– Kings College
University of Glasgow
London LEAP Consortium – LSE
University of Newcastle – Royal Holloway
– Queen Mary
University of Oxford
White Rose Partnership – SOAS
– School of Pharmacy
The British Library
(SoP)
AHDS
– UCL
White Rose Partnership
– University of Leeds
– University of Sheffield
– University of York
Affiliates
– Trinity College Dublin
– Cranfield University
– University of Exeter
– University of Leicester
– University of Liverpool
– Sheffield Hallam University
– University of St Andrews
– CCLRC
DART-Europe
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BICfB (Bibliothèque interuniversitaire de la Communauté française de Belgique), Belgium
CBUC (Consorci de Biblioteques Universitàries de Catalunya), Spain
Deutsche Nationalbibliothek, Germany
DiVA (Digitala Vetenskapliga Arkivet), Sweden and Norway
Dublin City University, Ireland
Ecole polytechnique fédérale de Lausanne, Switzerland
EThOS (Electronic Theses Online System), UK
Helsinki University of Technology, Finland
Lund University, Sweden
Oxford University, UK
Tartu University, Estonia
Trinity College Dublin, Ireland
Universidad Politécnica de Valencia, Spain
UCL (University College London), UK
University of Debrecen University and National Library, Hungary
University of Miskolc, Hungary
University of Nottingham, UK
Research Process
Funders
Institutions
Public
Researchers
with
subscriptions
Other
Researchers
Publishers
Principal
Researchers
Research
Teams